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Alejo Carpentier further reading

November 14, 2017 by Roy Johnson

novels, novellas, short stories, criticism

Alejo Carpentier (1904-1980) was a Cuban writer who made a connection between European culture and the native history of Latin-America. His literary style is a wonderful combination of dazzling images and a rich language, full of the technical jargon of whatever subject he touches on – music, architecture, painting, history, or agriculture.

Alejo Carpentier further reading

He was also the first to use the techniques of ‘magical realism’ (he coined the term, lo real maravilloso) in which the concrete, real world becomes suffused with fantasy elements, myths, dreams, and a fractured sense of time and logic.

Carpentier is generally considered one of the fathers of modern Latin American literature. His complex, baroque style has inspired such writers as Gabriel García Márquez and Carlos Fuentes.


Alejo Carpentier – novels in English

Alejo Carpentier further reading The Kingdom of this World (1949) – Amazon UK

Alejo Carpentier further reading The Kingdom of this World (1949) – Tutorial, study guide, web links

Alejo Carpentier further reading The Lost Steps (1953) – Amazon UK

Alejo Carpentier further reading The Lost Steps (1953) – Tutorial, study guide, web links

Alejo Carpentier further reading Explosion in a Cathedral (1962) – Amazon UK

Alejo Carpentier further reading Reasons of State (1974) – Amazon UK

Alejo Carpentier further reading The Consecration of Spring (1978) – Amazon UK

Alejo Carpentier further reading The Harp and the Shadow (1979) – Amazon UK

Alejo Carpentier further reading The Harp and the Shadow (1979) – Tutorial, study guide, web links


Alejo Carpentier – stories in English

Alejo Carpentier further reading The Chase (1956) – Amazon UK

Alejo Carpentier further reading The Chase (1956) – Tutorial and study guide

Alejo Carpentier further reading The War of Time (1963) – Amazon UK

Alejo Carpentier further reading Journey Back to the Source (1963) – Amazon UK

Alejo Carpentier further reading Journey Back to the Source (1963) – Tutorial and study guide

Alejo Carpentier further reading The Road to Santiago (1963) – Amazon UK

Alejo Carpentier further reading The Road to Santiago (1963) – Tutorial and study guide

Alejo Carpentier further reading Right of Sanctuary (1967) – Amazon UK

Alejo Carpentier further reading Right of Sanctuary (1967) – Tutorial and study guide

Alejo Carpentier further reading Baroque Concerto (1974) – Amazon UK

Alejo Carpentier further reading Baroque Concerto (1974) – Tutorial and study guide


Alejo Carpentier further reading


Alejo Carpentier – novels in Spanish

Alejo Carpentier further reading Ecue-yamba-O! (1933) – Amazon UK

Alejo Carpentier further reading El reino de este mundo (1949) – Amazon UK

Alejo Carpentier further reading Los pasos perdidos (1953) – Amazon UK

Alejo Carpentier further reading El siglo de las luces (1962) – Amazon UK

Alejo Carpentier further reading El recurso del metodo (1974) – Amazon UK

Alejo Carpentier further reading La consegracion de la primavera (1978) – Amazon UK

Alejo Carpentier further reading El arpa y el sombra (1979) – Amazon UK

Alejo Carpentier further reading Cuentos completos (1979) – Amazon UK


Alejo Carpentier web links

Alejo Carpentier further reading Carpentier at Wikipedia
Background, biography, magical realism, major works, literary style, further reading

Alejo Carpentier further reading Carpentier at Amazon UK
Novels, criticism, and interviews – in Spanish and English

Alejo Carpentier further reading Carpentier at Internet Movie Database
Films and TV movies made from his novels

Alejo Carpentier further reading Carpentier in Depth
Spanish video documentary and interview with Carpentier (1977)

© Roy Johnson 2017


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Alejo Carpentier greatest works

September 17, 2009 by Roy Johnson

major works in English translation

Alejo Carpentier greatest worksAlejo Carpentier was a Cuban writer who straddled the connection between European literature and the native culture of Latin-America. He was for a long time the Cuban cultural ambassador in Paris. Carpentier was trying to place Latin-American culture into a historical context. This was done via a conscious depiction of the colonial past – as in The Kingdom of This World, and Explosion in a Cathedral (title in Spanish El Siglo de las Luces – or The Age of Enlightenment).

His literary style is a wonderful combination of dazzling images and a rich language, full of the technical jargon of whatever subject he touches on – be it music, architecture, painting, history, or agriculture.

He was also the first to use the techniques of ‘magical realism’ (and he coined the term, lo real maravilloso) in which the concrete, real world becomes suffused with fantasy elements, myths, dreams, and a fractured sense of time and logic.

Carpentier is generally considered one of the fathers of modern Latin American literature. His complex, baroque style has inspired such writers as Gabriel García Márquez and Carlos Fuentes.

alejo carpentier greatest worksThe Kingdom of This World is a marvelously compressed account of the slave uprising and first revolution of the early nineteenth century in San Domingo – now Haiti. Carpentier uses ‘magical realism’, long before it became fashionable, to depict the contradictions between political reality and religious or mythical beliefs. The story passes rapidly in a series of vivid scenes from the early unsuccessful uprising led by Macandal, then Bouckman who led Haiti in its fight for independence from France, and finally to Henri Christophe the revolutionary leader who later became Emperor of Haiti, and who built Sans Souci and La Ferrière Citadel.
Alejo Carpentier greatest works Buy the book at Amazon UK
Alejo Carpentier greatest works Buy the book at Amazon US

 

alejo carpentier greatest worksThe Lost Steps (1953) is a story told twice. A disillusioned north-American musicologist flees his empty existence in New York City. He takes a journey with his mistress to one of the few remaining areas of the world not yet touched by civilization – the upper reaches of a great South American river (which we take to be the Amazon). The novel describes his search, his adventures, the revival of his creative powers, and the remarkable decision he makes about his life in a village that seems to be truly outside history. This novel offers a wonderful evocations of Latin America from the founder of ‘Magical Realism’.
Alejo Carpentier greatest works Buy the book at Amazon UK
Alejo Carpentier greatest works Buy the book at Amazon US

 

alejo carpentier greatest worksExplosion in a Cathedral is set in Cuba at the time of the French Revolution. The novel aims to capture the immense changes sweeping the Caribbean at the end of the eighteenth and the beginning of the nineteenth century – complete with its wars, sea-life, and people. It is a biographical novel which focuses on the adventures of Victor Hughes, a historical figure who led the naval assault to take back the island of Guadeloupe from the English. This is a historical novel of epic proportions, reflected in its Spanish title, El siglo des luces (The Age of Enlightenment)
Alejo Carpentier greatest works Buy the book at Amazon UK
Alejo Carpentier greatest works Buy the book at Amazon US

 

alejo carpentier greatest worksThe Chase is set in Havana of 1956 where Batista’s tyrannical rule serves as the backdrop for the story of two young men whose lives become intertwined with the prostitute, Estrella. An anonymous man flees a team of shadowy, relentless political assassins, and ultimately takes refuge in a public auditorium during a performance of Beethoven’s Eroica Symphony. This novella is particularly interesting because of the multiple, disjointed narrations and its polyphonic structure.

Alejo Carpentier greatest works Buy the book at Amazon UK
Alejo Carpentier greatest works Buy the book at Amazon US


Alejo Carpentier web links

Alejo Carpentier at Mantex
Biography, tutorials on the novels, novellas, and stories

The Chase Carpentier at Wikipedia
Background, biography, magical realism, major works, literary style, further reading

The Chase Carpentier at Amazon UK
Novels, criticism, and interviews – in Spanish and English

The Chase The Kingdom of this World
Lecture by Rod Marsh – University of Cambridge

The Chase Carpentier at Internet Movie Database
Films and TV movies made from his novels

The Chase Carpentier in Depth
Spanish video documentary and interview with Carpentier (1977)

© Roy Johnson 2004


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Alejo Carpentier life and works

September 17, 2009 by Roy Johnson

biographical notes and major works

Alejo Carpentier life and works1904. Alejo Carpentier was born in Lausanne, Switzerland. His father was a French architect and his mother a Russian professor of languages and a musician. The family moved soon afterwards to Havana, Cuba. He speaks French, but writes in Spanish.

1916. The family moved to live in Paris. Studies music theory at the Lycee; begins writing.

1920. The family return to Havana, He studies architecture – a course he never completed.

1921. Goes into journalism when father abandons family. His writing was considered leftist. He helped to found the Cuban Communist Party.

1924. Editor of Carteles; writes music and theatre criticism; studies black music; his oratorio La Passion Noire is performed in Paris.

1927. Founds avant-guard review Avance – which lasts for only one issue.

1928. Cuba – arrested for political activity against dictator Machado; writes novel Ecue-yamba-O! in seven days in jail – an exploration of Afro-Cuban traditions among the poor of the island; the novel was later revised then disowned.

1929. Escapes to Paris, where he becomes active in avant-guard literary movement with Louis Aragon, Tristan Tzara, and Paul Eluard; works as a journalist and publicist for magazines and radio; absorbs European avant-guard culture, but meanwhile studies Latin-American history, anthropology, and music; writes librettos for operas; association with composer Edgar Varese. Meets Guatemalan author Miguel Angel Asturias, whose work on pre-Columbian mythology influenced his writing.

1930s. Visits Berlin, Madrid, and Paris; works as musical director for French radio; works with Maurice Chevalier and Mistinguette; produces Kurt Weil; meets Ernest Hemingway, Gertrude Stein, and John dos Passos.

1933. Ecue-yamba-O! published.

1939. Returns to Cuba to work in radio; commissioned to write history of Cuban music.

1943. Makes an importantl trip to Haiti, during which he visited the fortress of the Citadelle Laferrière and the Palace of Sans-Souci, both built by the black king Henri Christophe. This trip provided the inspiration for his second novel, El Reino de Este Mundo (The Kingdom of this World).

1945. Political problems in Cuba under dictator Batista; Carpentier emigrates to Caracas (Venezuela) to work in an advertising agency.

1946. La musica en Cuba published.

1947. Trip up Orinoco river into the Venezuelan jungle – provides material and background for The Lost Steps.

1949. El reino de este mundo (The Kingdom of this World).

1953. Los pasos perdidos (The Lost Steps) written three times.

1956. El Acoso published (The Chase).

1959. Returns to Cuba following Castro’s overthrow of the Batista regime; appointed Professor of History of Culture at Havana University.

1962. El siglo de las luces (Explosion in a Cathedral); appointed head of state publishing house.

1966. Appointed cultural attache/ambassador in Paris.

1974. El recurso del metodo (Reason of State) and Concierto barroco published.

1977. Awarded the Cervantes prize.

1978. La consagracion de la primavera (The Consecration of Spring).

1980. Dies in Paris – his remains were taken back to Cuba, and he was buried in the Cemetery Colon, Havana.

© Roy Johnson 2004


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Baroque Concerto

January 17, 2015 by Roy Johnson

tutorial, commentary, study resources, plot, and web links

Baroque Concerto (Concierto barroco) was first published in Mexico by Siglo Ventiuno Editiores in 1974. It is one of a number of novellas written by Alejo Carpentier in which he uses the literary conceits of magical realism to explore the relationships between Europe and Latin-America, to compare historical periods with the present, and to mix realism and fantasy, producing a hybrid narrative style for which he coined the term ‘magical realism’.

Baroque Concerto

Baroque Concerto – commentary

The theme

A major theme in the work of Alejo Carpentier is the history and relationship of ‘Old World’ Europe with ‘New World’ America – and that is, largely South (Latin) America. Of course the ‘New World’ was only new in the sense that it had not yet been ‘discovered’ by Europeans. This tension (and conflict) was most dramatically symbolised by the expeditionary force of Hernan Cortes in his conquest of Mexico in 1519.

This event brought into sharp conflict the ideals and values of the European renaissance (The Age of Enlightenment) with those of the so-called ‘primitive’ values of the natives of Latin America – and the social and cultural mix was also given a further degree of complexity by the presence of slaves in the region.

Carpentier explores the clash of civilizations in many of his major works, such as The Kingdom of this World – El reino de este mundo (1949), Explosion in a Cathedral – El siglo de las luces (1962), and The Harp and the Shadow – El arpa y el sombra (1978).

In Baroque Concerto this idea is examined almost in reverse. A rich Mexican is visiting the ‘Old World’, and encounters European culture in the form of three of its most distinguished musical composers – Scarlatti, Handel, and Vivaldi.

It should be obvious from even the most cursory reading of Baroque Concerto that Carpentier was fascinated by two subjects – music and architecture. He studied architecture and musical theory, wrote a book on the history of Cuban music (La musica en Cuba 1946), and composed an opera La Passion Noire which was performed in Paris in 1924.

Carpentier’s own life also straddles these two worlds. He was born in Lausanne, Switzerland to Russian and French parents, but he grew up in Havana, Cuba. He also spoke French but wrote in Spanish. For all these reasons he seems to have allegiances with the cultures of both the ‘Old’ and ‘New’ Worlds.

In the novella Scarlatti, Handel, and Vivaldi perform their Baroque Concerto in the Ospedale dell Pieta, but Filomeno (representing the less harmonically developed but no less vigorous musical heritage of the slaves of African descent) performs his own energising supplement on whichever percussion instruments are to hand. He also takes up the military-based instrument – the trumpet – ready to articulate the clarion call to freedom (“The trumpet shall sound / And we shall be saved”) and is last seen watching somebody from the same ethnic background doing the same thing – Louis Armstrong raising the roof in his own concerto at the imaginary theatre performance.

Magical realism

It was Alejo Carpentier who first coined the term ‘magical realism’ (lo real maravilloso) to describe the literary style that combines realism with fantasy, and which characterises much of the Latin-American fiction that emerged from the period of experimental modernism in which he was an active participant in the 1920s and 1930s. This was an approach to narrative that combined the very realistic tendency to give object and matters of nature and history their true names, with fanciful notions and imaginative inventions that telescoped time, defied logic, and overturned rational explanations.

In Baroque Concerto the fictional character of the rich Mexican burger meets the historical figures of Scarlatti, Handel, and Vivaldi at the highpoint of the European renaissance in the early eighteenth century. After their imaginary concert performance in Venice they repair to the cemetery island of San Michele. There they picnic on the grave of Igor Stravinsky, who did not die until 1971 and is indeed buried there, alongside other twentieth century artists such as Serge Diaghilev, Joseph Brodsky, and Ezra Pound.

This mixture of realism and fantasy was very much a popular feature of Latin-American fiction in the post-war years, and it reached the height of its influence with the publication of One Hundred Years of Solitude by Gabriel Garcia Marquez in 1967. It also has an ‘Old World’ parallel with the work of writers such as the Russian novelist Mikhail Bulgakov whose The Master and Margerita was first published in the West at exactly the same time.

This influence is to be seen in the work of Gunter Grass’s The Tin Drum – Die Blechtrommel (1959) which in its turn can easily be seen as the source of many scenes in Salman Rushdie’s Midnight’s Children (1981). These novels seemed like innovative works at the time of their first publication (and were enormously successful in commercial terms) but it should be noted that both of these authors have suffered steep declines in their critical reputations ever since. It is as if the fanciful literary devices of Latin-American magical realism do not sit easily with the empirical realist traditions of the English and the European novel.

In Baroque Concerto we can easily accept the idea of a rich Mexican burger meeting three European composers on a journey to Italy – where all three of them worked at one time or another and actually did meet each other in 1709. It can be taken as a fanciful idea which is given a realistic historical substance to make it credible. But jerking temporally forward to also include Igor Stravinsky and Louis Armstrong snaps the thread of our suspended disbelief. It is as though we have been tricked or had the carpet pulled from under our feet.

At least that is the negatively critical view on this matter. Other readers might choose to focus on the thematically congruent issue of music in the Vivaldi-Stravinsky-Armstrong continuum and regard the tale as a meditation on the transformative power of works of art. As the Negro servant Filomeno says to his Master as they go their separate ways at the end of the novella:

of what good is the illusion of theatre if not to remove us from where we are and take us to where we can’t get to on our own? Thanks to the theatre we can go back in time and live in periods forever gone – something impossible for us in our present flesh.


Baroque Concerto – study resources

Baroque Concerto Baroque Concerto – at Amazon UK – (Text in English)

Baroque Concerto Concierto barroco – at Amazon UK – (Text in Spanish)

Baroque Concerto Baroque Concerto – at Amazon US – (Text in English)

Baroque Concerto Concierto barroco – at Amazon US – (Text in Spanish)


Baroque Concerto – plot summary

Part 1.   The Master, a rich Mexican burger, is taking stock of his house prior to embarking on a journey to Europe. He drinks wine with his servant and is visited by his mistress. Other visitors arrive with requests that he bring back various luxury items from his excursion.

Part 2.   He travels from Veracruz to Cuba where the ship has to be repaired. Havana is in the grip of a plague. When his servant dies he takes on Filomeno, a freed Negro, as his replacement. Filomeno relates a story of European adventurers pillaging in the Caribbean who were defeated by his grandfather, who was given his freedom as a reward. The victory was celebrated for two days with primitive musical instruments.

Part 3.   When he arrives in Madrid, the Master finds the capital squalid, the cuisine boring, and cultural life poor in general compared with his homeland. He and Filomeno travel to Valencia, then on to Barcelona, where they prepare to continue their journey to Italy.

Part 4.   When they arrive in Venice, the Carnival is in full swing, with people taking opportunities for licentious behaviour behind their costumes and masks. The Master is dressed as the Aztec king Montezuma, and he meets Vivaldi, Handel, and Scarlatti who decide they are overwhelmed with the celebrations and wish to play some music.

Part 5.   They repair to the Ospedale della Pieta, where the young abandoned girls under Vivaldi’s tutelage provide the orchestra for a grand concerto – with Handel at the organ and Scarlatti at the harpsichord. After this, Filomeno leads a primitive bachannalian song and dance around the church. At dawn, they leave in gondolas with picnic hampers.

Part 6.   They repair to an island cemetery where the Master recounts the story of Montezuma, which Vivaldi thinks will make a good plot for an opera. They discuss the plots of Shakespeare’s tragedies whilst breakfasting around the grave of Ivor Stravinsky. Then they return to St Mark’s Square.

Part 7.   Next day the Master and Filomeno attend a performance of Vivaldi’s opera Montezuma at the Teatro Fenice. The story of the conquest of Mexico by Cortes has been changed in its historical detail and accuracy. There is a re-enactment on stage of battles, the capture of a princess, and then a happy finale when Cortes forgives and pardons all his prisoners. The Master protests at the lack of historical accuracy, but Vivaldi argues that artifice has its own rules of logic and aesthetic structure.

Part 8.   Afterwards the Master and Filomeno discuss the relationship between history and art, and the differences between a European and (Latin) American view of the world. They visit a music shop where they see copies of The Four Seasons and The Messiah. They part company at the railway station, after which Filomeno stays behind to visit the theatre again, where there is a recital given by Louis Armstrong.

Boroque Concerto

Alejo Carpentier

Alejo Carpentier – other works

alejo carpentier greatest worksThe Kingdom of This World is a marvelously compressed account of the slave uprising and first revolution of the early nineteenth century in San Domingo – now Haiti. Carpentier uses ‘magical realism’, long before it became fashionable, to depict the contradictions between political reality and religious or mythical beliefs. The story passes rapidly in a series of vivid scenes from the early unsuccessful uprising led by Macandal, then Bouckman who led Haiti in its fight for independence from France, and finally to Henri Christophe the revolutionary leader who later became Emperor of Haiti, and who built Sans Souci and La Ferrière Citadel.
Alejo Carpentier greatest works Buy the book at Amazon UK
Alejo Carpentier greatest works Buy the book at Amazon US

alejo carpentier greatest worksThe Lost Steps (1953) is a story told twice. A disillusioned north-American musicologist flees his empty existence in New York City. He takes a journey with his mistress to one of the few remaining areas of the world not yet touched by civilization – the upper reaches of a great South American river (which we take to be the Amazon). The novel describes his search, his adventures, the revival of his creative powers, and the remarkable decision he makes about his life in a village that seems to be truly outside history. This novel offers a wonderful evocations of Latin America from the founder of ‘Magical Realism’.
Alejo Carpentier greatest works Buy the book at Amazon UK
Alejo Carpentier greatest works Buy the book at Amazon US


Alejo Carpentier weblinks

Carpentier at Wikipedia
Background, biography, magical realism, major works, literary style, further reading

Carpentier at Amazon UK
Novels, criticism, and interviews – in Spanish and English

The Kingdom of this World
Lecture by Rod Marsh – University of Cambridge

Carpentier at Internet Movie Database
Films and TV movies made from his novels

Carpentier in Depth
Spanish video documentary and interview with Carpentier (1977)

© Roy Johnson 2015


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Explosion in a Cathedral

September 29, 2018 by Roy Johnson

tutorial, study guide, commentary, political background

Explosion in a Cathedral (1962) is a major novel by Alejo Carpentier that deals with the effects of the French revolution in the Caribbean. Its central character is based on a real person, Victor Hughes, a baker’s son from Marseilles, who became a leading figure in events on the colonial island of Guadeloupe.

Explosion in a Cathedral

The novel was first published in Spanish with the title El Siglo de las Luces. The English version was translated from the French edition whose title was Le Siecle des Lumiers. Carpentier spoke French but wrote in Spanish. The English translation is by John Sturrock, and its title is taken from a painting that figures in the narrative and symbolises the explosive nature of the revolution.


Explosion in a Cathedral – commentary

The political background

The subject of Carpentier’s novel is the effects of the French Revolution in the Caribbean. At that time in the late eighteenth century (The Age of Enlightenment) the islands of this region were occupied by colonising Europeans – the French, the Dutch, the English, and the Spanish – all of whom were intermittently at war with each other.

A near-neighbour was America, which had undergone its own revolution in 1776. They had defeated their colonial occupiers the British, and declared the Rights of Man (written by Englishman Thomas Paine). All of these European powers (and America) were squabbling for the material wealth created by these Caribbean colonies – wealth generated by the use of slave labour.

The novel begins in Havana, Cuba, which at that time was under Spanish rule. The action then passes on to Guadeloupe, which the French adventurer Victor Hughes seizes from the English. His companion Esteban is then despatched to Cayenne, the capital city of French Guiana, after which he returns to Havana.

The main drama of the French revolution and its decisions unfold in Paris, outside the events of the fictional narrative. The revolution itself has already taken place, and is followed by the Terror in which many of the original leaders are executed. There is then a counter-revolution which reverses many of the radical proposals of the original revolutionaries.

During this process of upheaval the revolution accepted the principles of the universal rights of man – and abolished slavery, on which French (and other) colonies were entirely dependent. This decision was later diluted then reversed, but for a short while some of these colonies became for the first time in history republics governed by former slaves. Carpentier’s earlier novel The Kingdom of this World (1949) deals with this process in Hispaniola (Haiti).

Revolution as disruption

There were three political problems affecting the entire region of the Antilles (the Caribbean). First was the rapacious conflict between European colonising powers. In the scramble for wealth, countries formed strategic alliances with their enemies, then dissolved them just as quickly and formed new ones.

Second was the ever-changing decrees promulgated by the revolutionary centre in Paris. Mandatory rules were harshly imposed, then replaced by their opposites. One moment a leading figure could be a Supreme Hero, next he could be declared an Enemy of the People – and executed. The revolution was making up these rules as it went along.

And the rules didn’t just affect Paris: they applied throughout the whole of the newly-proclaimed republic, which included mainland France and its many colonies in the Caribbean and elsewhere. It is worth reflecting that Guiana, a country in Latin America almost on the equator, is still a colony of France, as is La Reunion, an island in the Indian Ocean. (Ironies of history: both of these colonies are now part of the European Union.)

The third problem was the delay of up to several weeks before any new decrees arrived in the Caribbean after a sea passage across the Atlantic. Events were changing rapidly in the metropolitan centre of Paris, but they could only reach the colonies via a lengthy sea voyage. The colonial outposts were often enforcing a set of rules that had already been superseded weeks or even months previously.

There was a fourth problem – well illustrated in the figure of Victor Hughes. When new regulations reached the colony, they were not always obeyed. Victor Hughes, as a purist from the first phase of the revolution, was prepared to export the guillotine as a symbol of the revolution’s fanatical desire to eliminate its enemies. But when the counter-revolution moderated this fanaticism, he refuses to accept its revised directives.

Carpentier assumes that his readers know these principal events and the leaders of the revolution. He generally alludes to the main figures – Robespierre, Danton, and Saint-Just – without naming them, and they are certainly not foregrounded.

Apart from Hughes, the main historical character who appears in the novel is the lesser-known Billaud-Varenne. He was an important figure during the Terror, but he had been overthrown during the events of the counter-revolution (Thermidor) and he had been exiled to Cayenne in French Guiana. He is reduced almost to a figure of fun – rotting in the colony to which the revolution exported its prisoners.

Esteban witnesses the same phenomenon when he (rather improbably) goes to southern France and finds the Basques resistant to new and long-delayed directives arriving from Paris. The revolutionaries re-name towns, but so far as the local people are concerned, Chauvin-Dragon remains Saint-Jean-de-Luz, just as it always has been.

Characters

Carpentier is trying to capture the sweep of grand scale historical events, and as such he does not concentrate so much on the psychology of individual characters as is common in many traditional European novels. In this he adopts a remarkably similar approach to the historical novels of the writer Victor Serge, which deal with the effects of the Russian revolution. The two writers were near-contemporaries, but there is little reason to believe that they were aware of each other.

The three principal characters in a traditional sense are the siblings Carlos and Sofia, plus their orphan cousin Esteban. Carlos plays almost no part in the story, most of which concerns Esteban’s travels and his reaction to revolutionary events.

Esteban follows Victor Hughes throughout the Caribbean (even to France at one point) and gradually becomes more sceptical about the revolution. He is uneducated, and clings to the traditional religious beliefs of his fellow countrymen. In this sense he represents the view of the average person.

He is intimately connected with the Caribbean and its land and sea. But he also has higher aspirations and goals, even if he is unable to articulate them in any meaningful manner.

Sofia, as a female representative of the historical period, is forced to take a passive, background role. She is close to her brother and her cousin, and she shares their enthusiasm for revolutionary principles. But she is unable to ‘find’ herself, even in her brief marriage to Jorge, until she leaves Havana and travels to join Victor Hughes, the man who has awakened her dormant sexuality. When he betrays his revolutionary principles, she deserts him and joins Esteban in Spain.

Revolution

Many critics of Carpentier’s novels observe that he often shows revolutions that degenerate into dictatorships, which then give rise to further revolts. They conclude from this that he has a cyclic view of history – one in which ‘history repeats itself’. That is, revolutions only lead to equally bloody counter-revolutions and no real progress is made. This seems to me an over-simplified and mistaken understanding of his work.

What Carpentier does not shirk as a responsible novelist is the fact that revolutions are violent and bloody events, often involving cruelty and injustice. But he does show very clearly that revolutions are a result of economic and class conflicts. More than that, he argues quite clearly that revolutions progress from below upwards, not as a result of decisions made by ruling elites.

In the context of the Caribbean, this is illustrated perfectly well by the case of the slave revolts – in which a dispossessed lower group (almost classless) rises against its oppressors – the owners and managers of the plantations. And as Carpentier points out, the abolition of slavery was not some altruistic diktat that arose from the good will of a Parisian committee. It was the outcome of numerous historical uprisings:

Ten years later the drums were beating in Haiti; in the Cap region the Muslim Mackandal, a one-armed man to whom lycanthropic powers were attributed, began a Revolution-by-Poison … Only seven years ago, just when it seemed that White Supremacy had been re-established on the continent, another black Mohammedan, Boukman, had risen in the Bosque Caiman in San Domingo, burning houses and devastating the countryside. And it was no more than three years ago that the negroes in Jamaica had rebelled again, to avenge the condemnation of two thieves who had been tortured in Trelawney Town.

A structural oddity

It should be reasonably clear that the structure of the novel is one that centres on the three orphaned relatives – Sofia, Carlos, and Esteban – confronted by a fourth man, Victor Hughes, who will change their lives. Esteban carries the main part of narrative events. It is through his eyes that we witness the early phases of the revolution in the Caribbean.

Later, the decay of revolutionary principles is witnessed by Sofia when she leaves Havana to join Hughes in his fiefdom at Cayenne in French Guiana. She becomes disenchanted by Hughes’ lack of principles and flees to Europe.

Carlos, who has been absent since the first pages of the novel, returns in its final chapter to uncover news of Sofia and Esteban in Madrid. They have remained committed to the earliest principles of the revolution and have disappeared into the fight to preserve them.

Yet there is an unexplained peculiarity about the structure of the novel. It actually begins with a short preface which is Esteban’s first-person account describing the erection of a guillotine on board La Pique as it sails for Guadeloupe. There is never any return to this first-person mode of delivering the story, nor is there any explanation offered for how this preface relates to the rest of the novel.

The reading experience

If you have not experienced the work of Alejo Carpentier before, your first exposure to this novel might seem rather strange, or the narrative almost laboured. He was trying to create a new approach to fiction which combined the traditions of European culture with the need to reflect the world of the central Americas and their exotic substance and histories.

In Explosion in a Cathedral he is also trying to show historical and political forces at work – with the result that interest in individuals takes a secondary place in the narrative. His emphasis is on social change and the ideological forces that shape society as a whole.

What no reader can be unaware of, even in translation, is his deep feeling for the physical world in which he sets the events of his narrative, the wide range of his interests, and the spectacular technical vocabulary with which he articulates his vision of the world.

Carpentier was a student of both music and architecture, and he has written on both these subjects, which are plainly evident in the novel. But he also demonstrates a profound feeling for topics as wide-ranging as oceanography, domestic furnishing, and even the fabrics of everyday clothing and the flavours and ingredients of ethnic cuisine.

The girandoles and chandeliers, the lustrous mirrors and glass shutters of Esteban’s childhood had reappeared … In a food shop, next door to a butcher’s where turtle meat was displayed alongside a shoulder of lamb studded with cloves of garlic, Esteban once more saw wonders he had quite forgotten – bottles of porter, thick Westphalia hams, smoked eels and red mullet, anchovies pickled in capers and bay leaves, and potent Durham mustard. Along the river cruised boats with gilded prows and lamps on their poops, their negro oarsmen wearing white loin-cloths, and paddling amidst awnings and canopies of bright silks or Genoa velvet. They had reached such a pitch of refinement that the mahogany floors were rubbed every day with bitter oranges, whose juice, absorbed by the wood, gave off a delicious aromatic perfume.


Explosion in a Cathedral – study resources

Explosion in a Cathedral (1962) – Amazon UK

El siglo de las luces (1962) – Amazon UK

Explosion in a Cathedral (1962) – Amazon US

El siglo de las luces (1962) – Amazon US


Explosion in a Cathedral – plot summary

Chapter One

Following the death of a rich plantation owner, his son Carlos, daughter Sofia, and their orphan cousin Esteban live in the grand but neglected family home in Havana, Cuba. They explore their father’s commercial warehouse but dream of escaping to more sophisticated lands. Educational and scientific apparatus is imported, and they live an existence of nocturnal intellectual questing.

After a year’s mourning they are visited by the Frenchman Victor Hughes who regales them with tales of his commercial travels. They all play charades and he becomes a regular visitor. When Esteban has an attack of asthma Victor produces the mulatto doctor Oge who cures him by burning plants growing nearby.

Following his cure, Esteban begins visiting a prostitute. A cyclone passes over the city, Sofia is attacked by a man and she realises that she is sexually desirable. Victor takes stock inventories in the warehouse and uncovers corruption by the family’s legal executors.

When rumblings of political unrest begin, they escape to a finca on the family estate. Victor and Oge expound their revolutionary views. They travel to the south of the island and join a ship sailing for Port-au-Prince in San Domingo. In Santiago de Cuba the town is over-run with refugees fleeing the uprising in the north of the island. They escape, but find insurrection and danger wherever they land.

Chapter Two

Esteban becomes enthused by revolutionary fervour, which he perceives as a mixture of Freemasonry and religion. Victor tells him this is counter-revolutionary, and that Jacobinism is the new morality. Esteban is tasked to foment revolutionary activity, and travels to the Basque country and southern France where he finds religious belief deeply embedded.

Esteban feels cut off from the centre of power and confused by the plethora of new regulations being issued from Paris. Hearing that Victor Hughes is in the region, he writes to him and is invited to join an expeditionary force going to Guadeloupe. The Spanish and the French are at war, and are being harassed by the British in Europe and the Antilles.

Victor Hughes becomes more authoritarian, and makes excuses for ‘unfortunate’ revolutionary excesses. He has a guillotine erected on board the ship, even though he is going to announce the abolition of slavery.

Guadeloupe and St. Lucia have been occupied by the British, but Victor Hughes orders an attack, which is successful at first. But Pointe-a-Pitre is put under siege. After four weeks Hughes drives out the aggressors and seizes control of half the island.

When an edict arrives from Paris he restores belief in the Supreme Being. Then the guillotine is erected and public executions begin, introducing a reign of Terror. When news of the fall of Robespierre reaches Guadeloupe, Hughes decides to continue as if nothing had changed. He puts Esteban on board as ship’s clerk on a voyage that is supposed to promote the revolution in the Antilles.

Chapter Three

Esteban is reunited with the aquatic world. The flotilla sails through the Antilles acting like pirates. They are joined by a boat carrying escaped slaves. The female passengers are raped, and the captain takes the whole group to a Dutch-controlled island where they can be sold. All bounty is returned to Victor Hughes in Guadeloupe.

As time goes on, there is a peace treaty between France and Spain – but Hughes ignores it and continues privateering and building up his business empire at Pointe-a-Pitre.

Guadeloupe grows ever more prosperous, but Hughes wishes to declare war against America because of their support of the British against the French. There is an opera performance given by the passengers of a captured ship, after which America declares war on France. Hughes realises he is about to be replaced by a directive from Paris. He gives Esteban letters of safe conduct for French Guiana.

Chapter Four

Esteban finds the capital Cayenne run down and under-developed. He feels that the revolution has failed because it does not have convincing Gods to replace those of Christianity that have been overthrown.

He takes money and provisions to Billaud-Varenne, the exiled revolutionary. Former commanders of the Terror are rotting in the prison-colony. Esteban transfers to nearby Paramarimbo in Dutch Suriname then, finally realising that there is no Heaven on Earth, he sails back home to Havana.

Chapter Five

Esteban is disappointed to find that Sofia is now married. He recounts his adventures, believing that the cost of the revolution has been too high. His cousins disagree: they cling to their original Jacobin beliefs. At Christmas they go to the elaborate finca of Sofia’s husband’s family. Esteban desires Sofia, but she rejects him.

As the Age of Enlightenment draws to a close, Sofia’s husband Jorge is afflicted with a virulent fever. Captain Dexter visits with news that Hughes has been re-established in Cayenne. Jorge dies, and Esteban secretly hopes that everything will return to normal.

But it is revealed that Sofia is in love with Victor Hughes and wishes to join him in Cayenne. Esteban tries to stop her but fails. When the police search the house for evidence of support for the revolution, Esteban delivers a long ‘confession’ giving her time to escape on Dexter’s ship the Arrow.

Chapter Six

Sophia is en route via Venezuela to join Hughes in order to promote the principles of the revolution in the Americas, since it seems to have failed in Europe. On arrival in Cayenne she is taken to Hughes’ private hacienda. Her relationship with Hughes is a success: she comes to life physically and still believes that she is destined for some sort of significant life experience.

Suddenly a new decree reintroduces slavery, and Hughes applies it just as ruthlessly as he did its abolition. He tries to create cultivated European gardens in what is essentially a wilderness. When the slaves suddenly revolt and escape into the jungle he organises troops to track them down – much to Sofia’s disgust. The expedition is a failure, and they return defeated and infected with fever.

The fever affects the entire town, and Hughes almost goes blind. When it lifts and he eventually recovers, Sofia leaves him and sets sail for Europe.

Chapter Seven

Carlos turns up at a house in Madrid and pieces together from gossip the story of Sofia and Esteban’s last days there. They threw themselves into a revolt against the French and were never heard of again.


Explosion in a Cathedral – characters
Esteban an orphan, originally asthmatic, follower of Hughes
Sofia spirited and intelligent, in love with Hughes
Carlos her brother
Victor Hughes a French adventurer, businessman, and former Jacobin revolutionary
Doctor Oge a revolutionary
Remigio a negro servant
Caleb Dexter American captain of the Arrow
Barthelemy captain of L’Ami du Peuple
Jorge Sofia’s husband who dies

© Roy Johnson 2018


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Journey Back to the Source

January 19, 2015 by Roy Johnson

tutorial, comment, study resources, plot, and web links

Journey Back to the Source (Viaje al semilla) was written in 1944, but first published in 1963 in Havana, Cuba as part of the collection entitled The War of Time – Guerra del tiempo (1963). This was a group of stories all told in radically different styles, first published in English by Victor Gollancz in 1970 and translated from the original Spanish by the Bloomsbury Group diarist Frances Partridge.

Journey Back to the Source


Journey Back to the Source – critical commentary

The principal conceit of this tale is that it is a narrative in which time goes backwards. The main story starts with the death of Don Marcial and finishes with his birth. With one or two minor exceptions, Carpentier delivers this chronological illusion very successfully. Candles don’t burn, but regain their full size; a piano becomes a clavichord; Don Marcial gets younger and younger, until the very furniture in his house dwarfs him as a child.

In the penultimate section of the story this reversal of time accelerates very rapidly. Don Marcial as an infant re-enters his mother’s body; furniture reverts to trees in the forest; and then all animal and plant life returns to its origins.

But in fact the composition of the story is a little more complex than this conceit would suggest. The life-history-in-reverse is bookended by two brief sections in conventional chronological sequence, describing first the demolition of Don Marcial’s house after his death, and later the flat plot of land on which it once stood. The story is an amusing meditation on time and causality – but it is situated within a rational framework of normal temporality.

It is worth noting (particularly because it is so little acknowledged) that it was Carpentier who coined the term ‘magical realism’ (lo real maravilloso) in which the concrete, real world becomes suffused with fantasy elements, myths, dreams, and a fractured sense of time and logic. This story is a good example of the literary genre. For a more extended example of its kind, see his 1940 novel, The Kingdom of this World (El reino de este mundo).


Journey Back to the Source – study resources

Journey Back to the Source is one of five stories contained in the collection The War of Time. The other four stories are Right of Sanctuary (1967), The Road to Santiago (1948), Like the Night (1947), and The Wise Men (1967).

Journey Back to the Source Journey Back to the Source – at Amazon UK – (text in English)

Journey Back to the Source Viaje al semilla – at Amazon UK – (Text in Spanish)

Journey Back to the Source Journey Back to the Source – at Amazon US – (Text in English)

Journey Back to the Source Viaje al semilla – at Amazon US – (Text in Spanish)


Journey Back to the Source – plot summary

Part 1.   An old Negro sits in a garden where he watches an ancient house in the process of being demolished.

Part 2.   In a reversal of time, the house is re-assembled, and the man enters the house where Don Marcial, its owner, is lying on his death bed.

Part 3.   Don Marcial gradually recovers and retracts the dying confession he has made to his priest. His mistress gets out of bed, gets dressed, and leaves the house. He stands before the mirror and doesn’t feel well. He is oppressed by the legal documentation involved in the sale of his house.

Part 4.   He has taken a mistress following a period of mourning after the death of his wife. Relatives and friends gather to mark her passing. The house and its contents grow younger.

Part 5.   Don Marcial and the Marquesa get to know each other in the early days of their marriage. They move back into the city from their country estate and get married. Friends take their presents back home and Don Marcial lives in his house alone as a bachelor.

Part 6.   He feels under the weather after celebrating his minority with friends. They get dressed up in old clothes from the attic and hold a musical party where he flirts with a young girl. Earlier, along with his male friends, he has visited a dance hall.

Part 7.   Don Marcial only does moderately well in his college examinations, and then learns less and less at school. When he leaves the seminary he enters a period of spiritual doubt and emotional crisis.

Part 8.   The furniture in his house grows taller. He begins to play with toy soldiers, and takes to sitting on the floor and hiding under the clavichord.

Part 9.   He is given extra pastries one day, then sees servants carrying a coffin into the house. He visits his father who is ill in bed. He then recalls his father’s former talents and sexual misdeeds with a servant.

Part 10.   The infant Don Marciale has a close relationship with the household servant Melchor, with whom he shares secrets.

Part 11.   When Melchor is not there, his closest friends are the household dogs, with whom he shares his life. He begins using baby-talk.

Part 12.   He forgets his own name, and before his christening exists in a world of touch alone. Then the natural world around him turns back to its roots and origins, leaving a blank where his house once stood.

Part 13.   The next day the demolition crew return to find the house has gone, and time progressing in its normal manner.

The Road to Santiago

Alejo Carpentier

Alejo Carpentier web links

Carpentier at Wikipedia
Background, biography, magical realism, major works, literary style, further reading

Carpentier at Amazon UK
Novels, criticism, and interviews – in Spanish and English

The Kingdom of this World
Lecture by Rod Marsh – University of Cambridge

Carpentier at Internet Movie Database
Films and TV movies made from his novels

Carpentier in Depth
Spanish video documentary and interview with Carpentier (1977)

© Roy Johnson 2015


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Reasons of State

October 5, 2018 by Roy Johnson

tutorial, commentary, study resources, plot summary

Reasons of State (1974) first published as El recurso del metodo has a curious history. It was written as the result of a bet between Alejo Carpentier and Gabriel Garcia Marquez – both of them Nobel prizewinners. Marquez produced The Autumn of the Patriarch (1975) and Carpentier wrote Reasons of State. Both novels deal with an issue which still blights Latin-America today – political stranglehold by dictatorships. As literary works they owe a great deal to El senor presidente (1946) which was the first novel to deal with this issue, written by the Guatemalan writer Miguel Asturias, an equally distinguished predecessor . The English translation is by Francis Partridge, one of the last survivors of the Bloomsbury Group.

Reasons of State


Reasons of State – commentary

Magical realism

Carpentier is one of the many Latin-American writers who have employed the technique of ‘magical realism’ – a term that he coined himself. This is an approach to fictional narratives that combines traditional realism with elements of fantasy, exaggeration, and the supernatural.

In Reasons of State for instance, the president from his Parisian embassy socialises with other fictional characters such as the distinguished academician, his daughter and his secretary, Peralta. Combined with this fictional world, he is also acquainted with real historical figures such as the Italian fascist and poet Gabriele D’Dannunzio (1863-1938).

There is therefore a close mixture of the fictional with the ‘real’, historical worlds. But he is also connected in the narrative with people such as Elstir (a painter), Vinteuil (a composer), Morel (a violinist) who are fictional characters from Marcel Proust’s great novel Remembrance of Things Past. This brings a second level of fictionality to the narrative – with the subject of one fictional text appearing in another. This is sometimes known as ‘intertextuality’.

For good measure, the president is also personally acquainted with Reynaldo Hahn, the Venezuelan composer who was a close friend of Proust. The narrative therefore switches between a fictional realism of its own making, references to real historical events and people, and the inclusion of elements from a parallel world of cultural aesthetics and history.

Narrative mode

It should be clear from the outset that the narrative is delivered in a mixture of first-person and third-person narrative modes. The novel begins with the president’s thoughts and feelings as his day begins in the Parisian embassy:

I’ve never been able to sleep in a rigid bed with a mattress and bolster. I have to curl up inside a rocking hammock, to be cradled in its corded network. Another swing and a yawn, and with another swing I get my legs out and hunt about with my feet for my slippers which I have lost in the pattern of the Persian carpet.

But gradually this first-person account becomes a third-person presentation of events delivered in conventional manner, as if by an anonymous omniscient narrator. These events are largely concerned with revealing the President’s scandalous and hypocritical behaviour:

“The cunt! The son of a bitch!” yelled the Head of State hurling the cables to the ground. “I’ve not finished reading it,” said the Cholo Mendoza, picking up the papers. The movement had spread to three provinces of the North and threatened the Pacific zone.

Carpentier manages these transitions very skilfully, but this technique does pose some aesthetic problems. There is a blurring and eventually very little distinction between the two modes. The result is that many lengthy passages of narrative, packed with literary, historical, cultural, and philosophical references, have the appearance of representing the president’s point of view.

We now know that many dictators can be culturally sophisticated at the same time as being social barbarians who countenance torture and the savage repression of all criticism. But somehow the range and depth of cultural references attributed to the president never seem persuasive.

There is also the problem (shared with Carpentier’s other novels) of a disruptive volume of material concerned with music and architecture. These are both subjects Carpentier studied as an undergraduate and has written on extensively, but their appearance in Reasons of State constitute what elsewhere would be considered digressions. They are not fundamentally linked to the main themes of the novel.

The main theme

The principal subject of the novel is obviously the life, thought processes, and behaviour of a dictator. The novel traces his desperate attempts the cling to power, his decline, exile, and death. In this sense it follows the tradition established by Miguel Asturias with Mister President (1946) and is similar to The Autumn of the Patriarch (1975) by Gabriel Garcia Marquez and The Death of Artemio Cruz (1962) by Carlos Fuentes. All of them have catalogued the disruptive and tyrannical effects of Central American regimes lacking democracy – in Guatemala, Venezuela, and Mexico – though all of them have chosen to write about fictional, imaginary, and un-named countries.

However the underlying theme of Carpentier’s novel (as in many of his other works) is the tension and contradictions between native Latin-American history and the traditional western culture that has arisen out of Europe. Carpentier was born in Switzerland and educated largely in Paris, where he began his literary career in the 1920s. But his family also spent a lot of time in Havana, and he was a founding member of the Cuban Communist Party in 1921.

This is not to suggest that he suffered from ‘divided loyalties’ but to point out his abiding attempts to fuse the two very different cultures he had absorbed. His 1953 novel The Lost Steps deals very explicitly with this theme.

Reasons of State is interesting because he attributes a great deal of this interest in European culture to the President himself. This presents the reader with a certain problem of fictional credibility. We are asked to believe that this cruel and vulgar man is also a connoisseur of fine art, poetry, and opera. He abuses women, he is an alcoholic, an embezzler, and he rules by torture and executions; but we are expected to accept that he is also an enthusiast for classical music, painting and poetry, and a close friend of Reynaldo Hahn.

Readers will make up their own minds if he is a coherent and credible character or not. But there are two further points which might be made about this contradiction or imbalance. First, it might be said that Carpentier is forcing his own cultural enthusiasms into the novel – at all costs. Second, it could be said that despite the president’s unpleasant behaviour, Carpentier is in an an odd sense writing about himself.

It is in this sense that the contradiction between political mis-rule and cultural sophistication (the Latin-America/European divide) is the theme of the novel, as distinct from its overt subject, which is the decline and fall of a dictator.


Reasons of State – study resources

Reasons of State (2013) – Amazon UK

El recurso del metodo (2009) – Amazon UK

Reasons of State (2013) – Amazon US

El recurso del metodo (2009) – Amazon US

Alejo Carpentier: The Pilgrim at Home (2014) – Kindle


Reasons of State – plot summary

ONE

The president of an un-named Latin-American country wakes up in his Paris residence recalling a visit to a high-class brothel the previous night. He also reflects on his friendship with Gabriele D’Annunzio. There is a visit by a right-wing French academician, offering the president’s daughter Ofelia an introduction to Cosima Wagner. The academician sponges on the president by selling him some ‘rare’ manuscripts. Suddenly an ambassador arrives with news of a military uprising back home. There is an immediate council of war.

TWO

Arms are purchased in the USA with money from concessions ceded to the United Fruit Company. The president and his entourage sail to Havana incognito. Arriving in the home country, the president cracks down on protesting students and workers.

After a day’s military action the president and his entourage shelter from tropical storms in a cave, where they discover pre-Colombian embalmed bodies in urns. Next day they cross the Rio Verde, but the enemy has retreated. The rebel general Galvan is pursued, cornered, and executed.

In Nueva Cordoba the president and his men lay siege to a town which at first capitulates, but when resistance begins the president’s army slaughter the population. He then returns to the capital where a rigged election reaffirms his position. However, he is suffering from a frozen right arm and returns to France for treatment.

THREE

On arrival in Paris he is shunned by all his old contacts. The French press has reported all the atrocities in Nueva Cordoba. Only the reactionary academician shows any sympathy and excuses his ‘excesses’. In exchange for bribes the academician arranges for a press campaign flattering to the President. In the midst of ensuing confusion, the First World War breaks out.

In the lull before fighting begins, the president looks down on Europe and bolsters his flagging confidence with reflections on the profusion of religious Virgin saints in Latin-America. Then news arrives of a treacherous revolt by his minister of war, General Hoffman.

The President prepares for departure with a visit to a brothel. He realises he will have no convincing arguments to offer back home. He decides to attack German culture and promote Latinism in an attempt to curry popular support. His secretary tries to tempt him to remain in Paris, but he has grandiose notions of ‘Destiny’.

FOUR

General Hoffman is deserted by his troops and dies falling into a swamp. The president then goes on holiday to his seaside retreat. News of German atrocities in the war begin to appear, which the president cannot reconcile with the peaceful German colony living in the capital.

The European war brings prosperity to the country. The president decides to establish a national capitol, and architectural contests are held. A huge naked female statue is commissioned, but it turns out to be too big for its setting.

When the Germans torpedo an American ship, it brings the USA into the war. Amidst ridiculous propaganda about the comforts of the trenches, the president despatches troops. The capitol is completed and inaugurated with a lavish banquet, but the celebrations are followed by a bomb attack on the palace. The president immediately orders repressive measures against the university, teachers, students, bookshops, and the working public. The common element is identified as communism, which the president does not understand. But suddenly the European war ends.

There is an elaborate opera season which ends with another bomb attack. A model prison is built. The price of sugar collapses. Banks close. A period of celebratory carnival merges into armed revolt – which is put down with extreme repression, torture, and executions.

FIVE

North American influence grows and Europe is seen as chaotic and backwards. When the New York Times publishes a scathing critique of the country the national press merely responds with tabloid reports of sensational domestic crimes. Holy week is replaced by Santa Claus and a commercial Christmas.

Strikes begin, followed by the appearance of a radical bulletin Liberation. A spate of public misinformation ensues. Everything is blamed on a single trouble-maker – The Student. Someone is arrested and interrogated personally by the president, who cajoles then threatens him. The interview is cut short by an explosion.

The economy collapses and the city deteriorates. Strikes continue in the provinces. The presence of the USA grows. There is a general strike, to which the president responds by machine-gunning closed shops. There is public demand for the abdication of the president. A rumour is spread that the president is dead. People emerge to celebrate, and are slaughtered by troops.

SIX

The following day order collapses completely. US marines land in the North and the president escapes in an ambulance, disguised as a patient. He is given shelter by the provincial US consul. The secretary Peralta deserts to the rebels.
The president waits anxiously to be smuggled away by speedboat to a US ship.

SEVEN

The president arrives back in Paris to find his residence full of modern art and his louche daughter partying. Former contacts are unavailable or dead. He laments the changes in modern life and finds solace only in the brothel.

The Mayorala buys exotic fruits and cooks native dishes in the house, which the president and even Ofelia enjoy. Meanwhile Dr Martinez assumes power back home and promises reforms. The Student meets delegates to an international socialist conference in Paris.

The president grows thinner, time goes by, and he lives in the past, recalling how he cheated the country economically. He begins to confuse past and present, loses the use of his legs, and eventually dies.


Reasons of State – characters
— the President, head of state, dictator of a central American country
Dr Peralta his secretary
Ofelia his spoiled self-indulgent daughter
Ariel his son, ambassador to the US
Mayorala Elmira his housekeeper
General Ataulfo Galvan a rebel leader
Dr Martinez a professor of philosophy and rebel leader
Colonel Walter Hoffman the minister for war
Enoch Crowder the US ambassador
The Student a figure representing all youthful resistance

© Roy Johnson 2018


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Right of Sanctuary

January 22, 2015 by Roy Johnson

tutorial, commentary, study resources, plot, and web links

Right of Sanctuary (El derecho de asilo) has a rather strange publishing history. Its first appearance was in the collection of stories Guerre de temps published in France (Paris: Gaillmard, 1967). Next it appeared in English, published by Victor Gollancz in 1970 and translated by the Bloomsbury Group diarist Frances Partridge. Only in 1972 did it appear in Spanish, published by Editorial Lumen, in Barcelona. The collection The War of Time contains a group of stories all told in radically different styles, but with a recurrent theme of exploring various notions of time and chronology.

Right of Sanctuary

Right of Sanctuary – critical commentary

The most unusual feature of this story is the fact that Carpentier uses all three possible narrative modes to deliver the sequence of events. The story begins in a conventional third person omniscient mode. That is, an unspecified narrator reveals information about the Secretary, his actions, and (some of) his feelings, referring to him using the third person pronoun ‘he’:

Going into his office, which was decorated in the Pompeian style, the Secretary found several dossiers that could quickly be dealt with, waiting for him beside an inkpot surmounted by a Napoleonic eagle. This task over, he passed the time until Sergeant Raton should serve his luncheon [by] walking through the Palace.

But from the next section of the story onwards, he uses a combination of first and second person narrative modes – and switches in and out of all three modes for the remainder of the story. The first person narrative mode will be familiar to most readers – a sequences of events related from the point of view of a specific character – in this case the Secretary himself, who refers to himself as ‘I’:

I’m bored. I’m bored. I’m bored. And I’m surrounded by things that contribute some new elements to my boredom.

But the second person narrative mode is likely to be less familiar. This takes the form of ‘you’ being used as the form of address – and that ‘you’ can be thought of as singular or plural. It can be the individual ‘I’ of the first person narrative mode, speaking about himself; or it can be either the first person narrator or the author addressing the reader – as if saying ‘this is what you would do in these circumstances’:

You take advantage of the momentary respite to leave the bar and hurry off to the offices of the National City Bank of New York, which is crowded with people quite unaware of what is going on fifty yards away. You take the next street and plunge into the old part of town, where you know no one.

This mixture of narrative modes seems to create a distance between the author and his work. The reader is being invited to contemplate a series of tableaux vivants rather than become engaged psychologically and emotionally with the characters and their predicaments. But this is entirely consistent with Carpentier’s general approach to fiction, which does not follow the norms of traditional European literature

The story is a slightly improbable jeu d’esprit, but strangely enough it has a close link to historical reality – because Alejo Carpentier, having been a political exile from Cuba during the Batista regime, was actually made Cuban ambassador to France in 1966 by Fidel Castro. It is worth noting that this is only twelve months before the story was first published. Carpentier even draws attention to this strange phenomenon during the course of the story:

the Consul told me that in his country—’our’ country—the position of Ambassador was not generally given to a professional diplomat, but to brilliant or able men: writers, financiers, men of the world, journalists. Moreover, it was an American tradition to appoint men from other nations of the continent to diplomatic and educational posts

This might even be considered Alejo Carpentier obliquely patting himself on the back, or it could alternatively be seen as the ‘real’ part in ‘lo real maravilloso’ – a term he coined to describe the type of literature which emerged from Latin-America in the wake of the modernist movement of the 1920s and 1930s.

The story also embraces one of Carpentier’s favourite conceits – the idea of circularity, or things returning to their original state – but maybe in a changed form. At the beginning of the story, the Secretary (whose name is Ricardo – which is only mentioned once) is working for the Ambassador of an un-named country. The embassy is located in what seems like a Latin-American state which is in the grip of a military coup. To escape danger, the Secretary seeks asylum in the embassy of another small Latin-American country. As a result of his knowledge of the country’s history he is appointed its Ambassador – replacing the diplomatic incumbent, who is incompetent.

This neat irony is underscored when he goes to present his credentials to General Mabillan, who knows who he is, appreciates the ironic political twist, and shields him from possible negative publicity. As the story closes, the Secretary returns to more or less the same work (but in a different Embassy) and he returns to a normal sense of time, having been ‘outside’ it during his period of refuge.


Right of Sanctuary – study resources

Right to Sanctuary is one of five stories contained in the collection The War of Time. The other four stories are Journey Back to the Source (1944), The Road to Santiago (1948), Like the Night (1947), and The Wise Men (1967).

Right of Sanctuary Right to Sanctuary – at Amazon UK – (text in English)

Right of Sanctuary El derecho de asilo – at Amazon UK – (Text in Spanish)

Right of Sanctuary Right to Sanctuary – at Amazon US – (Text in English)

Right of Sanctuary El derecho de asilo – at Amazon US – (Text in Spanish)


Right of Sanctuary – plot summary

Part 1.   On a Sunday some time in the early 1940s, in the lavish and empty rooms of a government Palace, the Secretary to the President hears rumours of a possible military coup d’etat . He shares the news with Sergeant Raton, a mild-mannered adjutant who is a fan of Clausewitz and his theory of Total War. The country is in a border dispute with an adjacent state.

Part 2.   Next day the Secretary arrives at the Palace to find government ministers being arrested. When the President himself arrives for a cabinet meeting there is an exchange of gunshots. The Secretary escapes from the building and takes refuge in the embassy of a small Latin-American country. The foreign Ambassador is reluctant to have him, but his wife is more hospitable. The rebel General Mabillan makes a patriotic broadcast, but the Secretary foresees nothing but potential corruption in all his declared new public works.

Part 3.   Some days later the Secretary has become bored, cooped up in a small spare bedroom in the foreign embassy. He passes time itemising the contents of a hardware store in the street outside his window.

Part 4.   The frontier dispute intensifies, and General Mabillan makes further patriotic broadcasts on radio and television. He organises a display of anti-aircraft defence forces which does nothing but injure his own population. The Secretary studies the history of the Frontier Country in its post-Colombian development, and comes up with an ambiguous compromise solution to the border dispute

Part 5.   After some months the Secretary more or less takes over the business of the foreign Embassy, enhances its trade in folkloric merchandise, and becomes the lover of the Ambassador’s wife, Cecilia.

Part 6.   The Secretary loses track of time, whilst in the streets below riots erupt against General Mabillan. Meanwhile, he and Cecilia plan to poison the Ambassador.

Part 7.   The Secretary is eventually granted nationality by his host country, and because of his efficiency he is made Ambassador by the visiting Consul, to replace his incompetent host, who has been recalled and posted to Gothenburg. The Secretary presents himself formally to General Mabillan, who is aware of the diplomatic trick. Next day the Secretary, now Ambassador, returns to work and resumes a normal relationship with time.

Right to Sanctuary

Alejo Carpentier

Alejo Carpentier web links

Carpentier at Wikipedia
Background, biography, magical realism, major works, literary style, further reading

Carpentier at Amazon UK
Novels, criticism, and interviews – in Spanish and English

The Kingdom of this World
Lecture by Rod Marsh – University of Cambridge

Carpentier at Internet Movie Database
Films and TV movies made from his novels

Carpentier in Depth
Spanish video documentary and interview with Carpentier (1977)

© Roy Johnson 2015


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Filed Under: Alejo Carpentier Tagged With: Alejo Carpentier, Literary studies, The Novella, The Short Story

The Chase

December 4, 2014 by Roy Johnson

tutorial, commentary, study resources, plot, and web links

The Chase (El Acoso) was first published in 1956 whilst Alejo Carpentier was living in Venezuela, in self-imposed exile from what he regarded as his native Cuba, which was under the dictatorship of General Batista at the time. Although neither the fictional country nor the city is named in the novel, most commentators accept that he captures the spirit (and the terror) of Havana during a period of political persecution and social unrest.

The Chase

Old Havana


The Chase – critical commentary

Literary style

Carpentier’s literary style is not dissimilar to that of two other modernists, Woolf and Joyce, in seeking to achieve a sense of temporal simultaneity in his prose. He writes about more than one subject and one period in the story at the same time, by switching from one topic or character to another, often within the same sentence.

It is significant that in general he makes very little use of the paragraph, and extensive use of the ellipsis (…) the semicolon, and the dash – as this passage describing the fugitive’s fear in the concert hall demonstrates:

It might be a Sign; my eyes will try to avoid it, looking above it, below it, finally making me dizzy; I must clench my teeth, clench my fists, calm my stomach—calm my stomach—I must stop that running sensation in my guts, that breakdown of my kidneys which sends sweat to my chest; one thrust and another, one jolt and another; I must tighten myself up, cover up the falling apart inside, cover up what’s flowing out of me, boiling out of me; piercing me; I must tighten myself up over the thing that’s drilling and burning, in this immobility to which I am condemned, here, where my head must remain at the same height as every other head.

Carpentier also narrates the fictional past and present simultaneously. The fugitive is trying to escape from his assailants from the very beginning of the novel, but mingled with his thoughts and fears, we are gradually given the account of his past.

He also mixes first and third person narrative modes – third person objective statements recounting the fugitive’s movements and descriptions of the city, and at the same time first-person accounts of his thoughts, fears, and memories.

Structure

Despite the complexities of the narrative and the manner in which the story is delivered, the structure of the novel is quite simple. In Part I, the un-named fugitive arrives at the concert hall, on the run from his assailants. He gives the student ticket seller a fake banknote, which the student then unsuccessfully tries to spend through buying a night with the prostitute Estrella.

The events of Part II take place before those of Part I, and reveal the desperate life of the fugitive as a political agent, an assassin, and a traitor up to that point. He too has been a client of Estrella’s, and is now in fear of his life after betraying his comrades.

Part III of the narrative goes back to the point at which it broke off in Part I, and the story concludes with the student returning from the prostitute, the end of the concert, and the shooting of the fugitive.

There are several neat structural links between the separate parts of the story. When the fugitive gives the fake (or out-of-date) banknote to the ticket seller, the student tries (unsuccessfully) to buy a night with the prostitute Estrella. But we learn later that the fugitive has also been a regular client of Estrella’s, and has had the banknote turned down by her for the same reason earlier on the same day.

Moreover, the ticket seller is a student of music, and the fugitive has previously been a student of architecture before his activities as a political undercover agent. Both music and architecture were favourite subjects of Carpentier himself. He wrote a study of Music in Cuba (1946).

There are other small details which tie the two parts of the story together. In Part I the ticket seller is fascinated by the erotic spectacle of the lady in the fox fur who has removed some undergarment because of the heat. And in Part III when the fugitive is hiding in the concert hall, he too notices the same woman who is a member of the audience.

Novel or novella?

The Chase is sometimes referred to as a novel or a short novel, but in fact it has all the characteristics of the novella in terms of unity of character, place, time, action, and theme.

The whole narrative is concerned with just one character – the un-named fugitive – with the ticket seller and Estrella acting as very incidental characters of secondary importance.

In terms of place, the entire narrative unfolds in the city (of Havana) with no extraneous locations or shifts of scene. And it can be argued that the time or action are even more concentrated. Although Part II of the narrative recounts the background to the fugitive’s desperate life, the real events of the story begin with his abrupt dash to hide in the auditorium (Part I) and end shortly afterwards when the concert ends and he is shot dead. This is a time span of less than the performance of Beethoven’s Eroica Symphony which is being played.

This leaves us with the question of the theme.

What is the theme of the text?

There is normally an expectation that the central character in a novella will be tragic or at least admirable, but the fugitive in The Chase does not seem to qualify for either of these categories. He has been a student of the humanities, but has drifted into violent political activism as a member of the Communist Party. This might still be regarded as heroic in the tyranny of General Batista’s Cuban dictatorship which forms the backdrop to the story, except for two further issues.

The fugitive goes on to betray his colleagues when threatened with torture. This too might be seen as an understandable human weakness, but he also has another guilty secret. He appears to be working as a double agent – because he believes he has the protection of the ‘Exalted Personage’ – presumably a member of the government dictatorship against which the rebels are fighting. From this source he is hoping to obtain an exit visa and money to escape.

When this avenue of relief is closed with the destruction of the Personage’s villa, his personal drama reaches its climax in the cafe when he spots two men who are going to kill him. He believes that these assassins are acting for the rebels, seeking revenge for his betrayal, but they turn out to be police, acting for the government. If there is a tragedy here therefore, it is perhaps the tragedy of a society under the tyranny of a dictatorship, and the lengths to which some of its citizens are driven.


The Chase – study resources

The Chase The Chase – at Amazon UK – (text in English)

The Chase El Acoso – at Amazon UK – (text in Spanish)

The Chase The Chase ) – at Amazon US – (text in English

The Chase El Acoso – at Amazon US – (text in Spanish)


The Chase – plot summary

Part I

In an un-named Latin-American city (Havana), a young music student is working as a ticket-seller in a concert hall, meanwhile reading a biography of Beethoven. When a fugitive enters the hall pursued by two men, he leaves a large banknote at the ticket office.

The fugitive hides in the audience, consumed by a terror-stricken panic that he will be discovered. He feels oppressed by the music, and invokes his religious faith to support himself.

The music student is with the prostitute Estrella, who complains of an ‘Inquisition’ by the authorities. When he offers her the banknote, it turns out to be worthless, so she throws him out. He thinks back to a childhood sweetheart and feels humiliated by his lack of worldly success, finally returning to the concert hall just before the performance ends.

Part II

The fugitive is hiding out in an old house with a belvedere, protected by an old woman who was once his nurse. He is waiting for details of an ‘Arrangement’.

He has been a student of architecture and also a member of the Communist Party. He is now disciplining himself for some task that awaits him. He is trying desperately to battle against hunger.

He endures four days without eating, and fantasises about eating wood and boiled leather. But he remains in hiding, behind a barricaded door.

He finds logical reasons for justifying his intense religious beliefs, and hears music coming from an adjacent building, then discovers that the old woman has died. He is fearful of going back into society and being recognised.

He attends the wake of the old woman, then goes back fearfully into the streets, making his way to the house of Estrella the prostitute.

He spends the night with Estrella, but feels slighted by her. She in her turn, and despite a certain pride in herself, feels degraded by her profession.

He gives instructions to Estrella to collect information from an important person on the other side of the city. But she returns telling him that the banknote he has given her is a fake. When an argument develops outside, the fugitive escapes by a rear exit.

The fugitive makes his way in the shadows towards a house of rendezvous. He has assassinated a politician with an exploding book, and has recently been in prison where he has confessed and betrayed his accomplices. He wants his government contact to provide him with an exit visa and some money.

He thinks back to his desperate actions as a revolutionary, during which time he has taken part in a tribunal which resulted in a vote to execute one of his comrades.

He has participated as an under-cover agent and committed acts of political violence that have left him feeling ashamed. Arriving at the house of his high office protector, he finds it in ruins.

He has also been part of an assassination squad and graduated in the ‘bureaucracy of terror’. But after the exploding book incident claimed its two victims he has been arrested and threatened with torture – at which point he has capitulated and betrayed his colleagues.

He finds refuge in a church where a marriage is taking place, and hopes to find spiritual comfort by confessing his sins to a priest. But when the ceremony is over, the parish priest turns him out and tells him to come back next day.

Trying to return to the funeral wake as his only place of refuge, he is intercepted by two rabid student fans of violence. Then, as a storm begins, he spots two men with guns watching him, and narrowly escapes them into the concert hall.

Part III

He cowers in the hall, thinking that his former colleagues are waiting for him outside, ready to execute him for his betrayals. He finally decides that the safest thing will be to stay behind, hiding in the hall when the concert is over.

The student ticket collector is in the act of closing up when two policemen stay on after the performance and shoot the fugitive where he is hiding.


Alejo Carpentier – other works

alejo carpentier greatest worksThe Kingdom of This World is a marvelously compressed account of the slave uprising and first revolution of the early nineteenth century in San Domingo – now Haiti. Carpentier uses ‘magical realism’, long before it became fashionable, to depict the contradictions between political reality and religious or mythical beliefs. The story passes rapidly in a series of vivid scenes from the early unsuccessful uprising led by Macandal, then Bouckman who led Haiti in its fight for independence from France, and finally to Henri Christophe the revolutionary leader who later became Emperor of Haiti, and who built Sans Souci and La Ferrière Citadel.
Alejo Carpentier greatest works Buy the book at Amazon UK
Alejo Carpentier greatest works Buy the book at Amazon US

alejo carpentier greatest worksThe Lost Steps (1953) is a story told twice. A disillusioned north-American musicologist flees his empty existence in New York City. He takes a journey with his mistress to one of the few remaining areas of the world not yet touched by civilization – the upper reaches of a great South American river (which we take to be the Amazon). The novel describes his search, his adventures, the revival of his creative powers, and the remarkable decision he makes about his life in a village that seems to be truly outside history. This novel offers a wonderful evocations of Latin America from the founder of ‘Magical Realism’.
Alejo Carpentier greatest works Buy the book at Amazon UK
Alejo Carpentier greatest works Buy the book at Amazon US


Alejo Carpentier weblinks

Carpentier at Wikipedia
Background, biography, magical realism, major works, literary style, further reading

Carpentier at Amazon UK
Novels, criticism, and interviews – in Spanish and English

The Kingdom of this World
Lecture by Rod Marsh – University of Cambridge

Carpentier at Internet Movie Database
Films and TV movies made from his novels

Carpentier in Depth
Spanish video documentary and interview with Carpentier (1977)

© Roy Johnson 2014


More on Alejo Carpentier
More on the novella
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Filed Under: Alejo Carpentier, The Novella Tagged With: Alejo Carpentier, Literary studies, The Novella

The Harp and the Shadow

July 7, 2017 by Roy Johnson

tutorial, commentary, study resources, web links

The Harp and the Shadow (1979) is one of the many novels by Alejo Carpentier in which he explores the history of Latin-America. He also deals with the ambiguous relationship between European culture and that of the indigenous peoples of the Americas. These themes were very close to his own experience, since although he was raised in Cuba, his parents were Russian and French, and he spent a lot of his life living in Paris – where he was eventually made the Cuban cultural ambassador. He spoke in French, but wrote in Spanish.

The Harp and the Shadow

The novel is a mixture of political history, social documentary, and the re-imagined character of a real historical figure – Christopher Columbus. Most of the events in the novel are related from his point of view.


The Harp and the Shadow – commentary

Who was Columbus?

Christopher Columbus is often thought of as ‘the man who discovered America’ or ‘the first man to make a sea crossing to the New World’. Neither of these claims are true, and Carpentier’s novel is his way of setting the record straight. At the same time, he is trying to imagine what would be the real problems and preoccupations of a fifteenth century seafaring adventurer.

The person known in the west as Christopher Columbus was born in 1451 in Genoa, which was then a small independent Mediterranean republic with its own language. It was not incoporated into what became modern Italy until 1871.

His name was Christophoro Colombo. He spent much of his adult life in Portugal and Spain, where he was called Christobal Colon. This is the name by which he is now known throughout the Spanish-speaking world. But the name was also Anglicised as Christopher Columbus

In north America his name is built in to the expression ‘pre-Colombian’ – which refers to art and archaeology in the Americas (north and south) which pre-dates the so-called ‘discovery’ of America. It is also worth noting that Columbus never set foot in what is now the United States of America. All his activity was in the Caribbean islands and on the South American coast.

Magical Realism

It was Alejo Carpentier who coined the term ‘magical realism’. The expression is used in literary studies to describe the mixture of realism and fantasy elements in a single text – two approaches to fiction which are normally kept in separate genres.

This approach originated in Latin-American fiction with Carpentier, the Guatemalan novelist Miguel Angel Asturias (1899-1974), and it was made most popular by the Colombian writer Gabriel Garcia Marquez (1927-2014) with his best-selling novel One Hundred Years of Solitude (1967).

The Harp and the Shadow starts off in a reasonably conventional manner. The first two sections could easily be considered as parts of a historical novel. Section one concerns a real nineteenth century pope’s mission to Chile and his considering the beatification of Columbus on return to Europe.

Section two steps back temporally to the late fifteenth century and presents events from the perspective of Christopher Columbus as he organises and undertakes his voyage of ‘exploration’ to locate the East Indies by sailing westwards across the Atlantic.

But in the third part of the novel these two centuries are brought together. A nineteenth century papal tribunal is considering the application for his sainthood, but other historical figures make arguments for and against the decision. Victor Hugo, Jules Verne, and Leon Bloy (all French writers) participate in the debate. Even Columbus himself is present as the shadowy ‘Invisible One’

When the tribunal reaches its negative conclusion, Columbus then meets Andrea Doria, a fellow Genoan sixteenth century military commander, and they discuss the vagaries of fame and historical reputation.

As readers we are not expected to take these chronological liberties too seriously. They are fanciful, imaginative, and (sometimes) entertaining. But they are not arbitrary. or random. They are thematically linked and justified.

The whole novel is concerned with how history, from the perspective of Latin-America, sees the invasion of Christopher Columbus – not as a ‘discoverer’ (he discovered nothing that didn’t already exist) but someone who brought disease, greed, slavery, and imperialist domination to the continent from which it then had to spend the next two or three centuries liberating itself.

The world map

Columbus was sailing from Europe in a westerly direction, thinking that he could reach what are now known as the East Indies in Asia. These had already been visited and described by European explorers such as Marco Polo – but they had travelled by land routes in an easterly direction from Europe. Nobody at that time knew how big the earth was, and it had certainly not been circumnavigated or accurately mapped.

The first mistake of Columbus was to assume that on reaching what we now call the West Indies, that he had reached Asia. This accounts for his failure to understand where he was and his inability to locate all the spices which had been reported by earlier land explorers. His second mistake was to be blinded by his mistaken idea that there was a huge gold mine ‘just around the corner’, no matter where he found himself.

It is also obvious that he did not ‘discover’ America. Both continents of South and North America were already in existence, occupied by their native inhabitants. It is interesting that the indigenous population on both continents are still referred to as ‘Indians’. Columbus was merely amongst the first Europeans to visit what we now know as Latin-America. It is certainly worth noting that he never set foot in what is now the United States of America.

There is a third ironic mistake, though it is not discussed in the novel. Columbus lands in the West Indies and thinks he has reached the East Indies. Hence the ambiguous and double use of the term ‘Indian’ to describe the inhabitants. Explorers travelling in both easterly and westerly directions thought they were going to India.

Sea travel was very difficult and hazardous at that time, and Columbus must be given credit for his journeys if not his behaviour. But the fact is that he only reached the Caribbean, and his actual goal still lay at the other side of the world. Even discounting central America, he was still separated from his goal by the Pacific Ocean.

The Pacific covers half of the earth’s surface. He thought he had sailed half way round the world, but had only covered less than a quarter of its navigable surface. This is a misconception of distance that is still perpetuated today. It is very common for maps of the world to omit the Pacific Ocean, giving the impression that Central America and Asia are not very far apart – when in fact the distance between them is 12,000 miles.

Anti-heroism

Carpentier is clearly offering an anti-heroic account of Columbus – a figure to whom statues have been erected all over the Spanish-speaking world as a great pioneer. In the novel he is cut down to size as a human being riven with flaws. He confesses that his younger days were those of a rake – a regular visitor to brothels. He lies about his achievements in order to secure patronage. He makes mistakes in navigation and geography – and much of the time does not know where he is. Nevertheless, he inflates himself with artificial pride about his ‘achievement’.

He is fuelled by an infantile lust for easy riches – the dream of a ‘mother load’ of gold just beyond the horizon. When this dream fails he turns to the slave trade as another source of easy wealth – at other people’s expense. He fails completely to deliver the results promised to his patrons, and in an act of petty greed, he keeps the reward offered to the first man to sight ‘land’. As old age and death approach him at the end of his journeys, he is terrified of meeting his ‘confessor’. He has been hailed as a hero – but he knows what sins he has committed.


The Harp and the Shadow – study resources

The Harp and the Shadow The Harp and the Shadow – at Amazon UK – (text in English)

The Harp and the Shadow El arpa y la sombra – at Amazon UK – (text in Spanish)

The Harp and the Shadow The Harp and the Shadow – at Amazon US – (text in English)

The Harp and the Shadow El arpa y la sombra – at Amazon US – (text in Spanish)

The Harp and the Shadow Alejo Carpentier – further reading


Boroque Concerto

Alejo Carpentier


The Harp and the Shadow – summary

The Harp

The first part of the novel is set in the middle of the nineteenth century.

In the Vatican City, Pope Pius IX hesitates over making Christopher Columbus a saint. As a young man, Giovanni Maria Mastai-Perretti, he is scholarly but poor. Because of his knowledge of Castillian, he is appointed envoy to Chile, where Bernado O’Higgins has liberated the country from Spanish rule. The mission arrives in Uruguay, where Montevideo is full of horses and mud, but the upper classes have imported European culture and modern ideas. The group crosses the Argentinian pampas, climbs over the Andes, and descends into Santiago de Chile.

Bernado. O’Higgins is overthrown by Ramon Friere. Mastai pretends to be radical, but the mission is eventually forced to leave Chile. They return via Cape Horn, where Mastai conceives the idea of uniting Europe and the Americas by elevating Chistopher Colombus to sainthood. So – as the later pontiff Pius IX he signs the papers recommending the beatification of Columbus, whose blameless life has recently been revealed in a specially commissioned biography.

The Hand

The second part of the novel is set towards the end of the fifteenth century.

An old seafarer is in the last stages of his life, and is preparing to make a religious confession of his worldly sins. He reveals his youthful lusts and his knowledge of Mediterranean brothels. He lists his beliefs in fabulous sea beasts and medieval myths, plus his enthusiasm for maritime navigation.

He recounts being on board a ship bound westwards towards the end of the known world at the time of the Spanish Inquisition. He has gathered tales of earlier expeditions made by Vikings which had reached Greenland and even further west.

The old sailor is revealed as Christopher Columbus who confesses that he is an ambitious fake. He has constructed the myth of exploration westwards and promoted it in order to find sponsors. He operates from Portugal, and embellishes his reputation with exaggeration and lies. Despite repeated setbacks, he eventually wins the support of Queen Isabella and King Ferdinand, who have recently driven the Muslims and Jews out of Granada.

He sets off with an inexperienced crew who soon become discouraged because of the length of the journey. He falsifies the ship’s records to make the distance seem shorter. When they finally sight land Columbus is filled with a vainglorious sense of his own importance and his ‘achievement’.

They think they have reached the East Indes. Columbus hopes no other missionaries have already reached there. Worthless gifts are exchanged with the natives, but Columbus is immediately in search of gold. He takes hostages by force and they sail on to Cuba which he finds beautiful – but it doesn’t contain the spices and the gold he expects. He does not know where they are, and he fears going back empty-handed.

They sail on to Haiti (Hispaniola) laying claim to ownership of all the places they visit, but they still find no spices and no gold. Reading over his journal of the voyage, he is ashamed by his obsession with gold, and unconvincingly vows to make religious penances.

They sail back to europe where he is given a hero’s welcome and summoned to the court in Barcelona. There he displays the captured ‘Indians’ (who are dying) and describes his expedition as a great triumph. But Queen Isabella sees through his claims as a vain bluff. Nevertheless she commissions another expedition in order to compete with the Portugese.

On the second voyage Columbus still doesn’t find any gold, but instead he captures natives and turns them into slaves. He argues that this is equally profitable, and regards the captives as ‘rebels against the Crown’.

He makes further journeys, still finds nothing, and lapses into a delusion that he has located an ‘earthly paradise’ in the ‘orient’. He proclaims by decree that Cuba is not an island but a continent. He feels that he has been overtaken by rivals and has been dispossessed of a national identity. He then faces the final confession before death.

The Shadow

The third part of the novel takes place in the late nineteenth century.

In the Vatican under pope Leo XIII the petition for beatification for Columbus is being considered by a tribunal. His bones and remains have frequently been moved and cannot be authenticated. There is a debate about the validity of his claims, with contributions from Victor Hugo, Jules Verne, and Leon Bloy. The tribunal considers his illegitimate son and his involvement in slavery – for which two reasons he is denied sainthood.

Columbus meets Andrea Doria after the tribunal. They discuss the limitations of fame and justice as two Genoan sailors.


The Harp and the Shadow – characters
Giovanni Mastai-Ferretti a young clergyman, later Pope Pius IX (1792-1878)
Christobal Colon a seafaring navigator and explorer (1451-1506)
Bernado O’Higgins leader of the Chilean independence movement (1778-1842)
Queen Isabella I Spanish monarch and patroness of Columbus (1451-1504

© Roy Johnson 2017


More on Alejo Carpentier
More on the novella
More on literary studies
More on short stories


Filed Under: Alejo Carpentier Tagged With: Alejo Carpentier, Literary studies, Magical realism, The novel

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