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19C Literature

cultural history, critical studies, and background study notes

cultural history, critical studies, and background study notes

The Art of Fiction – Henry James

June 27, 2010 by Roy Johnson

a famous critical essay on literary theory

[Published in Longman’s Magazine 4 (September 1884), and re-printed in Partial Portraits(1888). The Art of Fiction is the essay that Robert Louis Stevenson answers in his ‘A Humble Remonstrance’, published in the next number of Longman’s Magazine (December 1884)]

NB. The paragraphs really are that long!


I SHOULD not have affixed so comprehensive a title to these few remarks, necessarily wanting in any completeness, upon a subject the full consideration of which would carry us far, did I not seem to discover a pretext for my temerity in the interesting pamphlet lately published under this name by Mr. Walter Besant. Mr. Besant’s lecture at the Royal Institution-the original form of his pamphlet-appears to indicate that many persons are interested in the art of fiction and are not indifferent to such remarks as those who practise it may attempt to make about it. I am therefore anxious not to lose the benefit of this favourable association, and to edge in a few words under cover of the attention which Mr. Besant is sure to have excited. There is something very encouraging in his having put into form certain of his ideas on the mystery of story-telling. It is a proof of life and curiosity-curiosity on the part of the brotherhood of novelists, as well as on the part of their readers. Only a short time ago it might have been supposed that the English novel was not what the French call discutable. It had no air of having a theory, a conviction, a consciousness of itself behind it-of being the expression of an artistic faith, the result of choice and comparison. I do not say it was necessarily the worse for that; it would take much more courage than I possess to intimate that the form of the novel, as Dickens and Thackeray (for instance) saw it had any taint of incompleteness. It was, however, naïf (if I may help myself out with another French word); and, evidently, if it is destined to suffer in any way for having lost its naïveté it has now an idea of making sure of the corresponding advantages During the period I have alluded to there was a comfortable, good-humoured feeling abroad that a novel is a novel, as a pudding is a pudding, and that this was the end of it. But within a year or two, for some reason or other, there have been signs of returning animation-the era of discussion would appear to have been to a certain extent opened. Art lives upon discussion, upon experiment, upon curiosity, upon variety of attempt, upon the exchange of views and the comparison of standpoints; and there is a presumption that those times when no one has anything particular to say about it, and has no reason to give for practice or preference, though they may be times of genius, are not times of development, are times possibly even, a little, of dulness. The successful application of any art is a delightful spectacle, but the theory, too, is interesting; and though there is a great deal of the latter without the former, I suspect there has never been a genuine success that has not had a latent core of conviction. Discussion, suggestion, formulation, these things are fertilizing when they are frank and sincere. Mr. Besant has set an excellent example in saying what he thinks, for his part, about the way in which fiction should be written, as well as about the way in which it should be published; for his view of the ‘art,’ carried on into an appendix, covers that too. Other labourers in the same field will doubtless take up the argument, they will give it the light of their experience, and the effect will surely be to make our interest in the novel a little more what it had for some time threatened to fail to be a serious, active, inquiring interest, under protection of which this delightful study may, in moments of confidence, venture to say a little more what it thinks of itself. It must take itself seriously for the public to take it so. The old superstition about fiction being ‘wicked’ has doubtless died out in England; but the spirit of it lingers in a certain oblique regard directed toward any story which does not more or less admit that it is only a joke. Even the most jocular novel feels in some degree the weight of the proscription that was formerly directed against literary levity; the jocularity does not always succeed in passing for gravity. It is still expected, though perhaps people are ashamed to say it, that a production which is after all only a ‘make believe’ (for what else is a ‘story’?) shall be in some degree apologetic-shall renounce the pretension of attempting really to compete with life. This, of course, any sensible wide-awake story declines to do, for it quickly perceives that the tolerance granted to it on such a condition is only an attempt to stifle it, disguised in the form of generosity. The old Evangelical hostility to the novel, which was as explicit as it was narrow, and which regarded it as little less favourable to our immortal part than a stage-play, was in reality far less insulting. The only reason for the existence of a novel is that it does compete with life. When it ceases to compete as the canvas of the painter competes, it will have arrived at a very strange pass. It is not expected of the picture that it will make itself humble in order to be forgiven; and the analogy between the art of the painter and the art of the novelist is, so far as I am able to see, complete. Their inspiration is the same, their process (allowing for the different quality of the vehicle) is the same, their success is the same. They may learn from each other, they may explain and sustain each other. Their cause is the same, and the honour of one is the honour of another. Peculiarities of manner, of execution, that correspond on either side, exist in each of them and contribute to their development. The Mahometans think a picture an unholy thing, but it is a long time since any Christian did, and it is therefore the more odd that in the Christian mind the traces (dissimulated though they may be) of a suspicion of the sister art should linger to this day. The only effectual way to lay it to rest is to emphasize the analogy to which I just alluded-to insist on the fact that as the picture is reality, so the novel is history. That is the only general description (which does it justice) that we may give the novel. But history also is allowed to compete with life, as I say; it is not, any more than painting, expected to apologize. The subject-matter of fiction is stored up likewise in documents and records, and if it will not give itself away, as they say in California, it must speak with assurance, with the tone of the historian. Certain accomplished novelists have a habit of giving themselves away which must often bring tears to the eyes of people who take their fiction seriously. I was lately struck, in reading over many pages of Anthony Trollope, with his want of discretion in this particular. In a digression, a parenthesis or an aside, he concedes to the reader that he and this trusting friend are only ‘making believe.’ He admits that the events he narrates have not really happened, and that he can give his narrative any turn the reader may like best. Such a betrayal of a sacred office seems to me, I confess, a terrible crime; it is what I mean by the attitude of apology, and it shocks me every whit as much in Trollope as it would have shocked me in Gibbon or Macaulay. It implies that the novelist is less occupied in looking for the truth than the historian, and in doing so it deprives him at a stroke of all his standing-room. To represent and illustrate the past, the actions of men, is the task of either writer, and the only difference that I can see is, in proportion as he succeeds, to the honour of the novelist, consisting as it does in his having more difficulty in collecting his evidence, which is so far from being purely literary. It seems to me to give him a great character, the fact that he has at once so much in common with the philosopher and the painter; this double analogy is a magnificent heritage. It is of all this evidently that Mr. Besant is full when he insists upon the fact that fiction is one of the fine arts, deserving in its turn of all the honours and emoluments that have hitherto been reserved for the successful profession of music, poetry, painting, architecture. It is impossible to insist too much on so important a truth, and the place that Mr. Besant demands for the work of the novelist may be represented, a trifle less abstractly, by saying that he demands not only that it shall be reputed artistic, but that it shall be reputed very artistic indeed. It is excellent that he should have struck this note, for his doing so indicates that there was need of it, that his proposition may be to many people a novelty. One rubs one’s eyes at the thought; but the rest of Mr. Besant’s essay confirms the revelation. I suspect, in truth, that it would be possible to confirm it still further, and that one would not be far wrong in saying that in addition to the people to whom it has never occurred that a novel ought to be artistic, there are a great many others who, if this principle were urged upon them, would be filled with an indefinable mistrust. They would find it difficult to explain their repugnance, but it would operate strongly to put them on their guard. ‘Art,’ in our Protestant communities, where so many things have got so strangely twisted about, is supposed, in certain circles, to have some vaguely injurious effect upon those who make it an important consideration, who let it weigh in the balance. It is assumed to be opposed in some mysterious manner to morality, to amusement, to instruction. When it is embodied in the work of the painter (the sculptor is another affair!) you know what it is; it stands there before you, in the honesty of pink and green and a gilt frame; you can see the worst of it at a glance, and you can be on your guard. But when it is introduced into literature it becomes more insidious-there is danger of its hurting you before you know it. Literature should be either instructive or amusing, and there is in many minds an impression that these artistic preoccupations, the search for form, contribute to neither end, interfere indeed with both. They are too frivolous to be edifying, and too serious to be diverting; and they are, moreover, priggish and paradoxical and superfluous. That, I think, represents the manner in which the latent thought of many people who read novels as an exercise in skipping would explain itself if it were to become articulate. They would argue, of course, that a novel ought to be ‘good,’ but they would interpret this term in a fashion of their own, which, indeed, would vary considerably from one critic to another. One would say that being good means representing virtuous and aspiring characters, placed in prominent positions; another would say that it depends for a ‘happy ending’ on a distribution at the last of prizes, pensions, husbands, wives, babies, millions, appended paragraphs and cheerful remarks. Another still would say that it means being full of incident and movement, so that we shall wish to jump ahead, to see who was the mysterious stranger, and if the stolen will was ever found, and shall not be distracted from this pleasure by any tiresome analysis or ‘description.’ But they would all agree that the ‘artistic’ idea would spoil some of their fun. One would hold it accountable for all the description, another would see it revealed in the absence of sympathy. Its hostility to a happy ending would be evident, and it might even, in some cases, render any ending at all impossible. The ‘ending’ of a novel is, for many persons, like that of a good dinner, a course of dessert and ices, and the artist in fiction is regarded as a sort of meddlesome doctor who forbids agreeable aftertastes. It is therefore true that this conception of Mr. Besant’s, of the novel as a superior form, encounters not only a negative but a positive indifference. It matters little that, as a work of art, it should really be as little or as much concerned to supply happy endings, sympathetic characters, and an objective tone, as if it were a work of mechanics; the association of ideas, however incongruous, might easily be too much for it if an eloquent voice were not sometimes raised to call attention to the fact that it is at once as free and as serious a branch of literature as any other. Certainly, this might sometimes be doubted in presence of the enormous number of works of fiction that appeal to the credulity of our generation, for it might easily seem that there could be no great substance in a commodity so quickly and easily produced. It must be admitted that good novels are somewhat compromised by bad ones, and that the field, at large, suffers discredit from overcrowding. I think, however, that this injury is only superficial, and that the superabundance of written fiction proves nothing against the principle itself. It has been vulgarised, like all other kinds of literature, like everything else, to-day, and it has proved more than some kinds accessible to vulgarisation. But there is as much difference as there ever was between a good novel and a bad one: the bad is swept, with all the daubed canvases and spoiled marble, into some unvisited limbo or infinite rubbish-yard, beneath the back-windows of the world, and the good subsists and emits its light and stimulates our desire for perfection. As I shall take the liberty of making but a single criticism of Mr. Besant, whose tone is so full of the love of his art, I may as well have done with it at once. He seems to me to mistake in attempting to say so definitely beforehand what sort of an affair the good novel will be. To indicate the danger of such an error as that has been the purpose of these few pages; to suggest that certain traditions on the subject, applied a priori, have already had much to answer for, and that the good health of an art which undertakes so immediately to reproduce life must demand that it be perfectly free. It lives upon exercise, and the very meaning of exercise is freedom. The only obligation to which in advance we may hold a novel without incurring the accusation of being arbitrary, is that it be interesting. That general responsibility rests upon it, but it is the only one I can think of. The ways in which it is at liberty to accomplish this result (of interesting us) strike me as innumerable and such as can only suffer from being marked out, or fenced in, by prescription. They are as various as the temperament of man, and they are successful in proportion as they reveal a particular mind, different from others. A novel is in its broadest definition a personal impression of life; that, to begin with, constitutes its value, which is greater or less according to the intensity of the impression. But there will be no intensity at all, and therefore no value, unless there is freedom to feel and say. The tracing of a line to be followed, of a tone to be taken, of a form to be filled out, is a limitation of that freedom and a suppression of the very thing that we are most curious about. The form, it seems to me, is to be appreciated after the fact; then the author’s choice has been made, his standard has been indicated; then we can follow lines and directions and compare tones. Then, in a word, we can enjoy one of the most charming of pleasures, we can estimate quality, we can apply the test of execution. The execution belongs to the author alone; it is what is most personal to him, and we measure him by that. The advantage, the luxury, as well as the torment and responsibility of the novelist, is that there is no limit to what he may attempt as an executant – no limit to his possible experiments, efforts, discoveries, successes. Here it is especially that he works, step by step, like his brother of the brush, of whom we may always say that he has painted his picture in a manner best known to himself. His manner is his secret, not necessarily a deliberate one. He cannot disclose it, as a general thing, if he would; he would be at a loss to teach it to others. I say this with a due recollection of having insisted on the community of method of the artist who paints a picture and the artist who writes a novel. The painter is able to teach the rudiments of his practice, and it is possible, from the study of good work (granted the aptitude), both to learn how to paint and to learn how to write. Yet it remains true, without injury to the rapprochement, that the literary artist would be obliged to say to his pupil much more than the other, ‘Ah, well, you must do it as you can !’ It is a question of degree, a matter of delicacy. If there are exact sciences there are also exact arts, and the grammar of painting is so much more definite that it makes the difference. I ought to add, however, that if Mr. Besant says at the beginning of his essay that the ‘laws of fiction may be laid down and taught with as much precision and exactness as the laws of harmony, perspective, and proportion,’ he mitigates what might appear to be an over-statement by applying his remark to ‘general’ laws, and by expressing most of these rules in a manner with which it would certainly be unaccommodating to disagree. That the novelist must write from his experience, that his ‘characters must be real and such as might be met with in actual life;’ that ‘a young lady brought up in a quiet country village should avoid descriptions of garrison life,’ and ‘a writer whose friends and personal experiences belong to the lower middle-class should carefully avoid introducing his characters into Society;’ that one should enter one’s notes in a common-place book; that one’s figures should be clear in outline; that making them clear by some trick of speech or of carriage is a bad method, and ‘describing them at length’ is a worse one; that English Fiction should have a ‘conscious moral purpose;’ that ‘it is almost impossible to estimate too highly the value of careful workmanship-that is, of style;’ that ‘the most important point of all is the story,’ that ‘the story is everything’-these are principles with most of which it is surely impossible not to sympathise. That remark about the lower middle-class writer and his knowing his place is perhaps rather chilling; but for the rest, I should find it difficult to dissent from any one of these recommendations. At the same time I should find it difficult positively to assent to them, with the exception, perhaps, of the injunction as to entering one’s notes in a common-place book. They scarcely seem to me to have the quality that Mr. Besant attributes to the rules of the novelist-the ‘precision and exactness’ of ‘the laws of harmony, perspective, and proportion.’ They are suggestive, they are even inspiring, but they are not exact, though they are doubtless as much so as the case admits of; which is a proof of that liberty of interpretation for which I just contended. For the value of these different injunctions-so beautiful and so vague-is wholly in the meaning one attaches to them. The characters, the situation, which strike one as real will be those that touch and interest one most, but the measure of reality is very difficult to fix. The reality of Don Quixote or of Mr. Micawber is a very delicate shade; it is a reality so coloured by the author’s vision that, vivid as it may be, one would hesitate to propose it as a model; one would expose one’s self to some very embarrassing questions on the part of a pupil. It goes without saying that you will not write a good novel unless you possess the sense of reality; but it will be difficult to give you a recipe for calling that sense into being. Humanity is immense and reality has a myriad forms; the most one can affirm is that some of the flowers of fiction have the odour of it, and others have not; as for telling you in advance how your nosegay should be composed, that is another affair. It is equally excellent and inconclusive to say that one must write from experience; to our supposititious aspirant such a declaration might savour of mockery. What kind of experience is intended, and where does it begin and end? Experience is never limited and it is never complete; it is an immense sensibility, a kind of huge spider-web, of the finest silken threads, suspended in the chamber of consciousness and catching every air-borne particle in its tissue. It is the very atmosphere of the mind; and when the mind is imaginative much more when it happens to be that of a man of genius-it takes to itself the faintest hints of life, it converts the very pulses of the air into revelations. The young lady living in a village has only to be a damsel upon whom nothing is lost to make it quite unfair (as it seems to me) to declare to her that she shall have nothing to say about the military. Greater miracles have been seen than that, imagination assisting, she should speak the truth about some of these gentlemen. I remember an English novelist, a woman of genius, telling me that she was much commended for the impression she had managed to give in one of her tales of the nature and way of life of the French Protestant youth. She had been asked where she learned so much about this recondite being, she had been congratulated on her peculiar opportunities. These opportunities consisted in her having once, in Paris, as she ascended a staircase, passed an open door where, in the household of a pasteur, some of the young Protestants were seated at table round a finished meal. The glimpse made a picture; it lasted only a moment, but that moment was experience. She had got her impression, and she evolved her type. She knew what youth was, and what Protestantism; she also had the advantage of having seen what it was to be French; so that she converted these ideas into a concrete image and produced a reality. Above all, however, she was blessed with the faculty which when you give it an inch takes an ell, and which for the artist is a much greater source of strength than any accident of residence or of place in the social scale. The power to guess the unseen from the seen, to trace the implication of things, to judge the whole piece by the pattern, the condition of feeling life, in general, so completely that you are well on your way to knowing any particular corner of it-this cluster of gifts may almost be said to constitute experience, and they occur in country and in town, and in the most differing stages of education. If experience consists of impressions, it may be said that impressions are experience, just as (have we not seen it?) they are the very air we breathe. Therefore, if I should certainly say to a novice, ‘Write from experience, and experience only,’ I should feel that this was a rather tantalising monition if I were not careful immediately to add, ‘Try to be one of the people on whom nothing is lost!’ I am far from intending by this to minimise the importance of exactness-of truth of detail. One can speak best from one’s own taste, and I may therefore venture to say that the air of reality (solidity of specification) seems to me to be the supreme virtue of a novel-the merit on which all its other merits (including that conscious moral purpose of which Mr. Besant speaks) helplessly and submissively depend. If it be not there, they are all as nothing, and if these be there, they owe their effect to the success with which the author has produced the illusion of life. The cultivation of this success, the study of this exquisite process, form, to my taste, the beginning and the end of the art of the novelist. They are his inspiration, his despair, his reward, his torment, his delight. It is here, in very truth, that he competes with life; it is here that he competes with his brother the painter, in his attempt to render the look of things, the look that conveys their meaning, to catch the colour, the relief, the expression, the surface, the substance of the human spectacle. It is in regard to this that Mr. Besant is well inspired when he bids him take notes. He cannot possibly take too many, he cannot possibly take enough. All life solicits him, and to ‘render’ the simplest surface, to produce the most momentary illusion, is a very complicated business. His case would be easier, and the rule would be more exact, if Mr. Besant had been able to tell him what notes to take. But this I fear he can never learn in any hand-book; it is the business of his life. He has to take a great many in order to select a few, he has to work them up as he can, and even the guides and philosophers who might have most to say to him must leave him alone when it comes to the application of precepts, as we leave the painter in communion with his palette. That his characters ‘must be clear in outline,’ as Mr. Besant says-he feels that down to his boots; but how he shall make them so is a secret between his good angel and himself. It would be absurdly simple if he could be taught that a great deal of ‘description’ would make them so, or that, on the contrary, the absence of description and the cultivation of dialogue, or the absence of dialogue and the multiplication of ‘incident,’ would rescue him from his difficulties. Nothing, for instance, is more possible than that he be of a turn of mind for which this odd, literal opposition of description and dialogue, incident and description, has little meaning and light. People often talk of these things as if they had a kind of internecine distinctness, instead of melting into each other at every breath and being intimately associated parts of one general effort of expression. I cannot imagine composition existing in a series of blocks, nor conceive, in any novel worth discussing at all, of a passage of description that is not in its intention narrative, a passage of dialogue that is not in its intention descriptive, a touch of truth of any sort that does not partake of the nature of incident, and an incident that derives its interest from any other source than the general and only source of the success of a work of art-that of being illustrative. A novel is a living thing, all one and continuous, like every other organism, and in proportion as it lives will it be found, I think, that in each of the parts there is something of each of the other parts. The critic who over the close texture of a finished work will pretend to trace a geography of items will mark some frontiers as artificial, I fear, as any that have been known to history. There is an old-fashioned distinction between the novel of character and the novel of incident, which must have cost many a smile to the intending romancer who was keen about his work. It appears to me as little to the point as the equally celebrated distinction between the novel and the romance- to answer as little to any reality. There are bad novels and good novels, as there are bad pictures and good pictures; but that is the only distinction in which I see any meaning, and I can as little imagine speaking of a novel of character as I can imagine speaking of a picture of character. When one says picture, one says of character, when one says novel, one says of incident, and the terms may be transposed. What is character but the determination of incident? What is incident but the illustration of character? What is a picture or a novel that is not of character? What else do we seek in it and find in it? It is an incident for a woman to stand up with her hand resting on a table and look out at you in a certain way; or if it be not an incident, I think it will be hard to say what it is. At the same time it is an expression of character. If you say you don’t see it (character in that–allons donc!) this is exactly what the artist who has reasons of his own for thinking he does see it undertakes to show you. When a young man makes up his mind that he has not faith enough, after all, to enter the Church, as he intended, that is an incident, though you may not hurry to the end of the chapter to see whether perhaps he doesn’t change once more. I do not say that these are extraordinary or startling incidents. I do not pretend to estimate the degree of interest proceeding from them, for this will depend upon the skill of the painter. It sounds almost puerile to say that some incidents are intrinsically much more important than others, and I need not take this precaution after having professed my sympathy for the major ones in remarking that the only classification of the novel that I can understand is into the interesting and the uninteresting.

The novel and the romance, the novel of incident and that of character-these separations appear to me to have been made by critics and readers for their own convenience, and to help them out of some of their difficulties, but to have little reality or interest for the producer, from whose point of view it is, of course, that we are attempting to consider the art of fiction. The case is the same with another shadowy category, which Mr. Besant apparently is disposed to set up-that of the ‘modern English novel;’ unless, indeed, it be that in this matter he has fallen into an accidental confusion of standpoints. It is not quite clear whether he intends the remarks in which he alludes to it to be didactic or historical. It is as difficult to suppose a person intending to write a modern English, as to suppose him writing an ancient English, novel; that is a label which begs the question. One writes the novel, one paints the picture, of one’s language and of one’s time, and calling it modern English will not, alas ! make the difficult task any easier. No more, unfortunately, will calling this or that work of one’s fellow artist a romance-unless it be, of course, simply for the pleasantness of the thing, as, for instance, when Hawthorne gave this heading to his story of Blithedale. The French, who have brought the theory of fiction to remarkable completeness, have but one word for the novel, and have not attempted smaller things in it, that I can see, for that. I can think of no obligation to which the ‘romancer’ would not be held equally with the novelist; the standard of execution is equally high for each. Of course it is of execution that we are talking-that being the only point of a novel that is open to contention. This is perhaps too often lost sight of, only to produce interminable confusions and cross-purposes. We must grant the artist his subject, his idea, what the French call his donnée; our criticism is applied only to what he makes of it. Naturally I do not mean that we are bound to like it or find it interesting: in case we do not our course is perfectly simple-to let it alone. We may believe that of a certain idea even the most sincere novelist can make nothing at all, and the event may perfectly justify our belief; but the failure will have been a failure to execute, and it is in the execution that the fatal weakness is recorded. If we pretend to respect the artist at all we must allow him his freedom of choice, in the face, in particular cases, of innumerable presumptions that the choice will not fructify. Art derives a considerable part of its beneficial exercise from flying in the face of presumptions, and some of the most interesting experiments of which it is capable are hidden in the bosom of common things. Gustave Flaubert has written a story about the devotion of a servant-girl to a parrot, and the production, highly finished as it is, cannot on the whole be called a success. We are perfectly free to find it flat, but I think it might have been interesting; and I, for my part, am extremely glad he should have written it; it is a contribution to our knowledge of what can be done or what cannot. Ivan Turgénieff has written a tale about a deaf and dumb serf and a lap-dog, and the thing is touching, loving, a little masterpiece. He struck the note of life where Gustave Flaubert missed it-he flew in the face of a presumption and achieved a victory. Nothing, of course, will ever take the place of the good old fashion of ‘liking’ a work of art or not liking it; the more improved criticism will not abolish that primitive, that ultimate, test. I mention this to guard myself from the accusation of intimating that the idea, the subject, of a novel or a picture, does not matter. It matters, to my sense, in the highest degree, and if I might put up a prayer it would be that artists should select none but the richest. Some, as I have already hastened to admit, are much more substantial than others , and it would be a happily arranged world in which persons intending to treat them should be exempt from confusions and mistakes. This fortunate condition will arrive only, I fear, on the same day that critics become purged from error. Meanwhile, I repeat, we do not judge the artist with fairness unless we say to him, ‘Oh, I grant you your starting point, because if I did not I should seem to prescribe to you, and heaven forbid I should take that responsibility. If I pretend to tell you what you must not take, you will call upon me to tell you then what you must take; in which case I shall be nicely caught! Moreover, it isn’t till I have accepted your data that I can begin to measure you. I have the standard; I judge you by what you propose, and you must look out for me there. Of course I may not care for your idea at all; I may think it silly, or stale, or unclean; in which case I wash my hands of you altogether. I may content myself with believing that you will not have succeeded in being interesting, but I shall of course not attempt to demonstrate it, and you will be as indifferent to me as I am to you. I needn’t remind you that there are all sorts of tastes: who can know it better? Some people, for excellent reasons, don’t like to read about carpenters; others, for reasons even better, don’t like to read about courtesans. Many object to Americans. Others (I believe they are mainly editors and publishers) won’t look at Italians. Some readers don’t like quiet subjects; others don’t like bustling ones. Some enjoy a complete illusion; others revel in a complete deception. They choose their novels accordingly, and if they don’t care about your idea they won’t, a fortiori, care about your treatment.’

So that it comes back very quickly, as I have said, to the liking; in spite of M. Zola, who reasons less powerfully than he represents, and who will not reconcile himself to this absoluteness of taste, thinking that there are certain things that people ought to like, and that they can be made to like. I am quite at a loss to imagine anything (at any rate in this matter of fiction) that people ought to like or to dislike. Selection will be sure to take care of itself, for it has a constant motive behind it. That motive is simply experience. As people feel life, so they will feel the art that is most closely related to it. This closeness of relation is what we should never forget in talking of the effort of the novel. Many people speak of it as a factitious, artificial form, a product of ingenuity, the business of which is to alter and arrange the things that surround us, to translate them into conventional, traditional moulds. This, however, is a view of the matter which carries us but a very short way, condemns the art to an eternal repetition of a few familiar clichés, cuts short its development, and leads us straight up to a dead wall. Catching the very note and trick, the strange irregular rhythm of life, that is the attempt whose strenuous force keeps Fiction upon her feet. In proportion as in what she offers us we see life without rearrangement do we feel that we are touching the truth; in proportion as we see it with rearrangement do we feel that we are being put off with a substitute, a compromise and convention. It is not uncommon to hear an extraordinary assurance of remark in regard to this matter of rearranging, which is often spoken of as if it were the last word of art. Mr. Besant seems to me in danger of falling into this great error with his rather unguarded talk about ‘selection.’ Art is essentially selection, but it is a selection whose main care is to be typical, to be inclusive. For many people art means rose-coloured windows, and selection means picking a bouquet for Mrs. Grundy. They will tell you glibly that artistic considerations have nothing to do with the disagreeable, with the ugly; they will rattle off shallow commonplaces about the province of art and the limits of art, till you are moved to some wonder in return as to the province and the limits of ignorance. It appears to me that no one can ever have made a seriously artistic attempt without becoming conscious of an immense increase-a kind of revelation-of freedom. One perceives, in that case-by the light of a heavenly ray-that the province of art is all life, all feeling, all observation, all vision. As Mr. Besant so justly intimates, it is all experience. That is a sufficient answer to those who maintain that it must not touch the painful, who stick into its divine unconscious bosom little prohibitory inscriptions on the end of sticks, such as we see in public gardens-‘It is forbidden to walk on the grass; it is forbidden to touch the flowers; it is not allowed to introduce dogs, or to remain after dark; it is requested to keep to the right.’ The young aspirant in the line of fiction, whom we continue to imagine, will do nothing without taste, for in that case his freedom would be of little use to him; but the first advantage of his taste will be to reveal to him the absurdity of the little sticks and tickets. If he have taste, I must add, of course he will have ingenuity, and my disrespectful reference to that quality just now was not meant to imply that it is useless in fiction. But it is only a secondary aid; the first is a vivid sense of reality.

Mr. Besant has some remarks on the question of ‘the story,’ which I shall not attempt to criticise, though they seem to me to contain a singular ambiguity, because I do not think I understand them. I cannot see what is meant by talking as if there were a part of a novel which is the story and part of it which for mystical reasons is not-unless indeed the distinction be made in a sense in which it is difficult to suppose that anyone should attempt to convey anything. ‘The story,’ if it represents anything, represents the subject, the idea, the data of the novel; and there is surely no ‘school’-Mr. Besant speaks of a school- which urges that a novel should be all treatment and no subject. There must assuredly be something to treat; every school is intimately conscious of that. This sense of the story being the idea, the starting-point, of the novel is the only one that I see in which it can be spoken of as something different from its organic whole; and since, in proportion as the work is successful, the idea permeates and penetrates it, informs and animates it, so that every word and every punctuation-point contribute directly to the expression, in that proportion do we lose our sense of the story being a blade which may be drawn more or less out of its sheath. The story and the novel, the idea and the form, are the needle and thread, and I never heard of a guild of tailors who recommended the use of the thread without the needle or the needle without the thread. Mr. Besant is not the only critic who may be observed to have spoken as if there were certain things in life which constitute stories and certain others which do not. I find the same odd implication in an entertaining article in the Pall Mall Gazette, devoted, as it happens, to Mr. Besant’s lecture. ‘The story is the thing!’ says this graceful writer, as if with a tone of opposition to another idea. I should think it was, as every painter who, as the time for ‘sending in’ his picture looms in the distance, finds himself still in quest of a subject-as every belated artist, not fixed about his donnée, will heartily agree. There are some subjects which speak to us and others which do not, but he would be a clever man who should undertake to give a rule by which the story and the no-story should be known apart. It is impossible (to me at least) to imagine any such rule which shall not be altogether arbitrary. The writer in the Pall Mall opposes the delightful (as I suppose) novel of Margot la Balafrée to certain tales in which ‘Bostonian nymphs’ appear to have ‘rejected English dukes for psychological reasons.’ I am not acquainted with the romance just designated, and can scarcely forgive the Pall Mall critic for not mentioning the name of the author, but the title appears to refer to a lady who may have received a scar in some heroic adventure. I am inconsolable at not being acquainted with this episode, but am utterly at a loss to see why it is a story when the rejection (or acceptance) of a duke is not, and why a reason, psychological or other, is not a subject when a cicatrix is. They are all particles of the multitudinous life with which the novel deals, and surely no dogma which pretends to make it lawful to touch the one and unlawful to touch the other will stand for a moment on its feet. It is the special picture that must stand or fall, according as it seems to possess truth or to lack it. Mr. Besant does not, to my sense, light up the subject by intimating that a story must, under penalty of not being a story, consist of ‘adventures.’ Why of adventures more than of green spectacles? He mentions a category of impossible things, and among them he places ‘fiction without adventure.’ Why without adventure, more than without matrimony, or celibacy, or parturition, or cholera, or hydropathy, or Jansenism? This seems to me to bring the novel back to the hapless little rôle of being an artificial, ingenious thing-bring it down from its large, free character of an immense and exquisite correspondence with life. And what is adventure, when it comes to that, and by what sign is the listening pupil to recognise it? It is an adventure-an immense one-for me to write this little article; and for a Bostonian nymph to reject an English duke is an adventure only less stirring, I should say, than for an English duke to be rejected by a Bostonian nymph. I see dramas within dramas in that, and innumerable points of view. A psychological reason is, to my imagination, an object adorably pictorial; to catch the tint of its complexion-I feel as if that idea might inspire one to Titianesque efforts. There are few things more exciting to me, in short, than a psychological reason, and yet, I protest, the novel seems to me the most magnificent form of art. I have just been reading, at the same time, the delightful story of Treasure Island, by Mr. Robert Louis Stevenson, and the last tale from M. Edmond de Goncourt, which is entitled Chérie. One of these works treats of murders, mysteries, islands of dreadful renown, hairbreadth escapes, miraculous coincidences and buried doubloons. The other treats of a little French girl who lived in a fine house in Paris and died of wounded sensibility because no one would marry her. I call Treasure Island delightful, because it appears to me to have succeeded wonderfully in what it attempts; and I venture to bestow no epithet upon Chérie which strikes me as having failed in what it attempts-that is, in tracing the development of the moral consciousness of a child. But one of these productions strikes me as exactly as much of a novel as the other, and as having a ‘story’ quite as much. The moral consciousness of a child is as much a part of life as the islands of the Spanish Main, and the one sort of geography seems to me to have those ‘surprises’ of which Mr. Besant speaks quite as much as the other. For myself (since it comes back in the last resort, as I say, to the preference of the individual), the picture of the child’s experience has the advantage that I can at successive steps (an immense luxury, near to the ‘sensual pleasure’ of which Mr. Besant’s critic in the Pall Mall speaks) say Yes or No, as it may be, to what the artist puts before me. I have been a child, but I have never been on a quest for a buried treasure, and it is a simple accident that with M. de Goncourt I should have for the most part to say No. With George Eliot, when she painted that country, I always said Yes.

The most interesting part of Mr. Besant’s lecture is unfortunately the briefest passage-his very cursory allusion to the ‘conscious moral purpose’ of the novel. Here again it is not very clear whether he is recording a fact or laying down a principle; it is a great pity that in the latter case he should not have developed his idea. This branch of the subject is of immense importance, and Mr. Besant’s few words point to considerations of the widest reach, not to be lightly disposed of. He will have treated the art of fiction but superficially who is not prepared to go every inch of the way that these considerations will carry him. It is for this reason that at the beginning of these remarks I was careful to notify the reader that my reflections on so large a theme have no pretension to be exhaustive. Like Mr. Besant, I have left the question of the morality of the novel till the last, and at the last I find I have used up my space. It is a question surrounded with difficulties, as witness the very first that meets us, in the form of a definite question, on the threshold. Vagueness, in such a discussion, is fatal, and what is the meaning of your morality and your conscious moral purpose? Will you not define your terms and explain how (a novel being a picture) a picture can be either moral or immoral? You wish to paint a moral picture or carve a moral statue; will you not tell us how you would set about it? We are discussing the Art of Fiction; questions of art are questions (in the widest sense) of execution; questions of morality are quite another affair, and will you not let us see how it is that you find it so easy to mix them up? These things are so clear to Mr. Besant that he has deduced from them a law which he sees embodied in English Fiction and which is ‘a truly admirable thing and a great cause for congratulation.’ It is a great cause for congratulation, indeed, when such thorny problems become as smooth as silk. I may add that, in so far as Mr. Besant perceives that in point of fact English Fiction has addressed itself preponderantly to these delicate questions, he will appear to many people to have made a vain discovery. They will have been positively struck, on the contrary, with the moral timidity of the usual English novelist; with his (or with her) aversion to face the difficulties with which, on every side, the treatment of reality bristles. He is apt to be extremely shy (whereas the picture that Mr. Besant draws is a picture of boldness), and the sign of his work, for the most part, is a cautious silence on certain subjects. In the English novel (by which I mean the American as well), more than in any other, there is a traditional difference between that which people know and that which they agree to admit that they know, that which they see and that which they speak of, that which they feel to be a part of life and that which they allow to enter into literature. There is the great difference, in short, between what they talk of in conversation and what they talk of in print. The essence of moral energy is to survey the whole field, and I should directly reverse Mr. Besant’s remark, and say not that the English novel has a purpose, but that it has a diffidence. To what degree a purpose in a work of art is a source of corruption I shall not attempt to inquire; the one that seems to me least dangerous is the purpose of making a perfect work. As for our novel, I may say, lastly, on this score, that, as we find it in England to-day, it strikes me as addressed in a large degree to ‘young people,’ and that this in itself constitutes a presumption that it will be rather shy. There are certain things which it is generally agreed not to discuss, not even to mention, before young people. That is very well, but the absence of discussion is not a symptom of the moral passion. The purpose of the English novel-‘a truly admirable thing, and a great cause for congratulation’-strikes me, therefore, as rather negative.

There is one point at which the moral sense and the artistic sense lie very near together; that is, in the light of the very obvious truth that the deepest quality of a work of art will always be the quality of the mind of the producer. In proportion as that mind is rich and noble will the novel, the picture, the statue, partake of the substance of beauty and truth. To be constituted of such elements is, to my vision, to have purpose enough. No good novel will ever proceed from a superficial mind; that seems to me an axiom which, for the artist in fiction, will cover all needful moral ground; if the youthful aspirant take it to heart it will illuminate for him many of the mysteries of ‘purpose.’ There are many other useful things that might be said to him, but I have come to the end of my article, and can only touch them as I pass. The critic in the Pall Mall Gazette, whom I have already quoted, draws attention to the danger, in speaking of the art of fiction, of generalizing. The danger that he has in mind is rather, I imagine, that of particularizing, for there are some comprehensive remarks which, in addition to those embodied in Mr. Besant’s suggestive lecture, might, without fear of misleading him, be addressed to the ingenuous student. I should remind him first of the magnificence of the form that is open to him, which offers to sight so few restrictions and such innumerable opportunities. The other arts, in comparison, appear confined and hampered; the various conditions under which they are exercised are so rigid and definite. But the only condition that I can think of attaching to the composition of the novel is, as I have already said, that it be interesting. This freedom is a splendid privilege, and the first lesson of the young novelist is to learn to be worthy of it. ‘Enjoy it as it deserves,’ I should say to him; ‘take possession of it, explore it to its utmost extent, reveal it, rejoice in it. All life belongs to you, and don’t listen either to those who would shut you up into corners of it and tell you that it is only here and there that art inhabits, or to those who would persuade you that this heavenly messenger wings her way outside of life altogether, breathing a superfine air and turning away her head from the truth of things. There is no impression of life, no manner of seeing it and feeling it, to which the plan of the novelist may not offer a place; you have only to remember that talents so dissimilar as those of Alexandre Dumas and Jane Austen, Charles Dickens and Gustave Flaubert, have worked in this field with equal glory. Don’t think too much about optimism and pessimism; try and catch the colour of life itself. In France to-day we see a prodigious effort (that of Emile Zola, to whose solid and serious work no explorer of the capacity of the novel can allude without respect), we see an extraordinary effort vitiated by a spirit of pessimism on a narrow basis. M. Zola is magnificent, but he strikes an English reader as ignorant; he has an air of working in the dark; if he had as much light as energy his results would be of the highest value. As for the aberrations of a shallow optimism, the ground (of English fiction especially) is strewn with their brittle particles as with broken glass. If you must indulge in conclusions let them have the taste of a wide knowledge. Remember that your first duty is to be as complete as possible-to make as perfect a work. Be generous and delicate, and then, in the vulgar phrase, go in!’


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Filed Under: 19C Literature, Henry James Tagged With: 19C Literature, English literature, Henry James, The Art of Fiction, The novel, Theory

The Diary of a Nobody

April 2, 2012 by Roy Johnson

comic classic of Victorian suburban life

The Diary of a Nobody (1888) is a minor classic of the late Victorian period. It combines the sort of elements of social realism found in George Gissing and H.G. Wells with the whimsy of Edward Lear and even Lewis Carroll (though without his surrealistic sense of the ridiculous). And it established its diarist and protagonist Charles Pooter as a comic archetype of lower middle class pretentiousness, class insecurity, and slavish devotion to social conventions. The wit is so understated, it might pass you by if you don’t read closely.

The Diary of a NobodyThe texts of George Grossmith’s diary entries were first published in Punch in 1888 then issued in a single volume with illustrations by his brother Weedon in 1892. They establish a strain of very English humour – a particularly lightweight, understated, affectionate type of poking fun at pretension that has continued ever since, surfacing in such mixed sources as Richmal Crompton’s William stories, Sue Townsend’s The Diary of Adrian Mole, and the television series Dad’s Army.

Pooter establishes his intentions in the mock-heroic introduction to the Diary:

Why should I not publish my diary? I have often seen reminiscences of people I have never heard of, and I fail to see—because I do not happen to be a ‘Somebody’—why my diary should not be interesting.

But of course the joke is that his life is monumentally uninteresting. He lives in a humble London suburb working as a clerk in the City, and spends his leisure time applying paint to inappropriate surfaces in the house that he rents in Holloway. His long-suffering wife Carrie tolerates his enthusiasms, whilst his feckless and improvident son Lupin simultaneously patronises him and takes advantage of him – behaviour many parents will recognise.

His only friends, Gowing and Cummings are buffoons who drop into the house most evenings to drink his wine and play dominoes, and they quite flagrantly fail to reciprocate his hospitality. On summer holiday in Broadstairs, Pooter welcomes the bad weather as an excuse to go to bed early, and other domestic highlights include evenings spent reading Exchange and Mart to his wife.

All Pooter’s interactions with his neighbours, with tradesmen, and with servants result in slapstick and farcical confrontations. He writes to the newspapers to complain that he has been missed off the report of a function’s guest list; he makes feeble puns and record how amusing he thinks they are even if other people don’t; and he records events of mind-numbing triviality such as planting mustard and cress seeds in the borders of his back garden, then taking careful daily note of their failure to appear.

It is not surprising that this type of comedy has persisted into new media. There is no packing in the narrative: in fact it is very like a contemporary comedy programme. Pooter’s diary entries are a catenation of brief trivia, with recurrent themes and some interesting use of repetition – almost like a bathetic form of what are now called punch lines.

The diary entries record a series of foreseeable light disasters and embarrassments, knockabout farce (torn trousers and a straw topi sun hat) and there are some delightful recurrent motives – the blancmange that keeps reappearing at successive meals, and Pooter’s plea when confronted by frustration: “I am not a rich man, but I would give half a guinea to find out who …”

The material is a sociologist’s dream – the new piano bought on hire purchase instalments, the cost of meat and champagne, travel between the suburbs by bus and cabs, and the subtle distinctions between dinner, supper, and high tea, plus the times at which it is respectable or fashionable to eat them.

There are of course suburbs and suburbs. Holloway was a typical area of what is now inner London that was serving the commercial and the financial capital of Britain at the height of Victorian expansionism. Charles Pooter works as a clerk in the commercial sector, but it’s interesting to note that his socially ambitious son Lupin works in the City – the centre of financial risk. He is a trader, who sells Pooter’s friends bonds that sink, but who ends up prospering by stealing clients from one employer and introducing them to another.

But this is digging below the ideological surface of the text. The main substance for most readers will be the gentle comedy of manners that captures a lifestyle and an attitude of attention to the humdrum matters of everyday life that survives into the present. There are Pooters everywhere – maybe even in all of us.

The Diary of a Nobody Buy the book at Amazon UK

The Diary of a Nobody Buy the book at Amazon US

© Roy Johnson 2012


George and Weedon Grossmith, The Diary of a Nobody, Oxford: Oxford University Press, 2008, pp.143, ISBN: 0199540152


Filed Under: 19C Literature Tagged With: English literature, George Grossmith, Literary studies, The Diary of a Nobody

The Double

April 29, 2017 by Roy Johnson

tutorial, commentary, study resources, and web links

The Double is sometimes known under its German name, the Doppelganger. It is a cultural phenomenon most often present in literature and studies of psychology. The term is used to describe situations in which one person appears to be a duplicate of or a close parallel to another. The scenario is often presented in a manner which cannot easily be explained.

The Double

The similarities between the two figures might be physical, or psychological, or both. In some cases the first person is very conscious of being shadowed or threatened by the existence of the second person or double figure. In other cases the two figures are merely presented simultaneously, and the observer (the reader) is left to draw the inference that they are being offered as twin examples of the same or very similar characteristics.

Alternatively, the two figures might throw psychological light on each other. They are often used in such a way that reflects the complex divisions or contradictions that might exist within an individual personality. These divisions are often known under the collective phrase ‘the divided self’.

In fiction, the unsettling nature of this phenomenon is normally perceived or related from the first person’s (character’s) point of view. That is, the principal character becomes aware of the second character who often threatens, displaces, or triumphs over the first.

The double is sometimes interpreted as an exploration of two sides of the same personality. That is, the fictional creation is perceived as the representation of some innate duality in human psychology. This might be seen as the ‘good’ and the ‘evil’ that are potential in human nature. In such cases the two figures may be presented as opposites – but with some inexplicable attraction to each other or purpose in common.

In Freudian psycho-analytic terms such binary figures can be seen as battles between the Super-ego and the Id, taking place within the individual’s Ego. The human being (Ego) is trying to abide by a set of rules or moral standards dictated by a notion of what is ‘right’. These rules are dictated by the Super-ego or conscience. But the Ego’s efforts are thwarted by the human desire to satisfy all sorts of forbidden or irrational impulses. These deeply submerged impulses are dictated by the Id or the unconscious.

Literary tradition

There is a long tradition of stories which deal with ‘the double’ theme. These are narratives featuring a character who feels the presence of, thinks he perceives, or sometimes even sees another character who has the same appearance or name as himself. The second character might succeed in society where the first character fails, or the second might perform some anti-social act for which the first character is blamed. Examples include Edgar Alan Poe’s Wiliam Wilson (1839), Fyodor Dostoyevski’s The Double (1846), and Vladimir Nabokov’s The Eye (1930).

Very often these stories are first person narratives in which it becomes clear to the reader that the second character does not actually exist, but is a projection of the narrator’s imagination – an ‘alternative’ personality, or ‘another self’ representing a fear or a wish-fulfilment.

Very often other characters in the narrative are either unaware of the second ‘doubling’ figure – or they might mistake one person for the other, because they are so similar. You can see some of these variations in the examples that follow.


The Double – further reading

The Double Karl Miller, Doubles in Literary History – Amazon UK

The Double Karl Miller, Doubles in Literary History – Amazon US

The Double Sigmund Freud, The Uncanny – Amazon UK

The Double Sigmund Freud, The Uncanny – Amazon US

The Double Otto Rank, Double: A Psychoanalytic Study – Amazon UK

The Double Otto Rank, Double: A Psychoanalytic Study – Amazon US

The Double Andrew Hock, The Double in Literature< – Amazon UK

The Double Andrew Hock, The Double in Literature – Amazon US


The Double – examples

Frankenstein

Mary Shelley’s Frankenstein (1818) is a wonderful example of the double presented as two apparent opposites. Victor Frankenstein is young, refined, well educated, and in love with his beautiful fiance Elizabeth. He creates a Monster who is giant-sized, crude, and savagely violent. However, they are locked in a very symbiotic relationship.

Frankenstein and his Monster are like contradictory parts of the same person. The Monster is the active, physical side of Frankenstein (the scholar) but also more obviously the ‘evil’ side. He performs acts almost on Frankenstein’s behalf (to carry out his subconscious wishes) daring to do what Frankenstein can not. As Masao Miyoshi has observed ‘The common error of calling the Monster ‘Frankenstein’ has considerable justification. He is the scientist’s divided self.’

It is possible to take this analysis even further by regarding Frankenstein and the Monster as one and the same being. They are like Dr Jekyll and Mr Hyde. The justification for this view turns largely on the fact that Frankenstein is always ‘absent’ when the murders are commuted, and nobody else in the novel ever sees Frankenstein and the Monster together in the same scene. For an essay that explains this interpretation in further detail, see Frankenstein: the romance, the double, the psyche

William Wilson

Edgar Allen Poe’s story William Wilson (1839) (from his famous collection Tales of Mystery and Imagination) is an account of someone who, from his schooldays onward, feels he is being hampered and challenged by a figure who has the same name as himself. Not only has he the same name, but the same birthday, the same clothes, and the ability to appear at crucial moments, issuing warnings and advice.

The double has a habit of appearing at crucial moments, just as William Wilson is going to commit some anti-social act. He ruins a young nobleman by cheating at cards, and finally is about to seduce a young married woman when he is challenged by his conscience and double. He plunges his rapier into the double, only to discover himself in front of a full length mirror covered in blood. In killing his ‘better self’ he has brought about his own death.

Dr Jekyll and Mr Hyde

Robert Louis Stevenson’s famous novella Dr Jekyll and Mr Hyde (1886) is a perfect example of this literary trope. The story is that Dr Jekyll is an upright and well-respected member of the community in Edinburgh. But a series of malicious attacks on innocent people are perpetrated by a Mr Hyde.

Jekyll and Hyde are polar opposites. Jekyll is tall, upright, honest, and philanthropic. Hyde is small and malignant to the extent that he commits murder. They seem to be representations of the conscious and the unconscious mind – the Ego and the Id. It transpires they are actually one and the same person. Jekyll has been experimenting with drugs that will allow him to transform himself into another identity.

Almost every element in the story has a parallel or a double. Dr Jekyll and Mr Hyde are two aspects of the same man. Jekyll’s house has two entrances – one the respectable public front entrance, the other a partly hidden, secret, and locked rear entrance. Thus the main subject of the novella is reinforced its thematically linked details.

The Picture of Dorian Gray

Oscar Wilde’s 1890 novel The Picture of Dorian Gray features an interesting twist on the ‘double’ theme. There are two two figures in the story – but one of them is a painting. Dorian Gray is a beautiful young man who has his portrait painted at the start of the narrative. He puts the painting in an attic and gives himself up to a life of self-indulgence.

As the years go by his ego centrism is responsible for the suffering of people around him, and he even kills a close friend – and yet he remains as youthful and beautiful as ever. However, the painting in the attic is meanwhile ageing.

Eventually he is oppressed by feelings of guilt, but feels that the painting has somehow cheated him. He resolves to destroy it, but in the final scene the painting has become young again, whilst Dorian is dead with a knife in his heart – a wrinkled, withered, and age-ravaged old man.

The painting acts as an ‘objective correlative’ of Dorian Gray’s self-indulgence, and the evil his corruption has generated, whilst leaving him apparently unchanged in outward appearance. The image of ‘a painting in the attic’ has become a popular metaphor and reference when commenting about people who seem to have unfairly escaped the ageing process.

The Secret Sharer

Joseph Conrad’s celebrated novella The Secret Sharer (1910) is explicitly packed with the features of the double theme. Its young unnamed narrator is a ship’s captain who at night takes on board an escapee from another nearby ship. This man Leggatt, has saved his own ship during a storm but in doing so has killed a malicious fellow seaman.

The young captain and Leggatt are of similar age. They attended the same elite sailor’s training school. They are both bare footed when they meet. The captain gives Leggatt his own sleeping suit to wear, so that they look the same, and he puts him into his own bed in order to conceal him. The captain immediately (and throughout the tale) refers to Leggatt as his ‘double’ and ‘secret self’. Leggatt was chief mate on the Sephora – and presumably the young captain had previously been a mate before promotion to captain.

The two men echo each other’s gestures. The captain feels that they are both ‘strangers on board’. Leggatt is a stranger because he comes from another ship, the captain is a stranger in that he has only recently taken up his command. The captain refers to Leggatt as if he is looking in a mirror. Eventually, he assists Leggatt to evade detection and allows him to escape to a nearby island.

Conrad often creates stories in which someone is presented with a moral dilemma or an existential crisis. This experience might also involve confronting ethically complex situations or other characters who have dared to cross the line between good and evil.

The Eye

As a Russian novelist, Vladimir Nabokov was very well aware of the double tradition in literature, and used the device frequently – often to comic or macabre effect. In his early novella The Eye (1930) he creates a neurotic un-named first person narrator who is a double in two senses. First he attempts suicide half way through the story, and then afterwards (having failed) refers to himself in the third person, as if he were observing himself from outside the story. He claims ‘In respect to myself I was now an onlooker’.

Then in the second part of the story he circulates in fashionable society where he meets a man called Smurov. He finds this man very charming and attractive, attributing to him all sorts of positive virtues and social success. Smurov however behaves in a clumsy and insensitive manner, and is eventually revealed as a liar. It becomes clear to the reader that Smurov and the narrator are one and the same person.

In this variation on the double theme it is the narrator who is a failure, and he makes his double a success – a projection of what he wishes to be. But because he is a hopelessly neurotic person, his efforts fail.

Despair

In his novel Despair (1932) Nabokov offers a further variation of the double theme. His first person narrator Hermann decides to fake his own death in order to claim on an insurance policy. At the same time he also wishes to commit the ‘perfect crime’. In order to do this he finds a man whom he believes to be his exact double. He befriends this man (Felix), they exchange clothes, and he then murders him.

The story is related entirely from Hermann’s point of view, but Nabokov scatters clues throughout the tale which enable the reader to realise the truth. Felix is nothing like Hermann: he is not a double at all. Hermann is deranged, and at the end of the story he in hiding, waiting to be arrested by the police.

The renaissance double

We can see from these examples that the double was largely a phenomenon of the nineteenth century. But since it now seems to reveal something fundamental about human consciousness, it is also possible to see examples in earlier works. For instance, it is possible in a renaissance work such as Othello to see the two main characters of Othello and Iago as opposite sides of the same character

Othello is proud, honest, unsophisticated, and some would say naive. Iago on the other hand is scheming, deceitful, and villainous. They also both have designs on the same woman – Desdemona. Iago is the murky, unprincipled sub-conscious or id to Othello’s super-ego. Iago will stoop to any depths to achieve his ends, whilst Othello is doing only what is right until he is tricked into murdering his own wife – still thinking he is doing right

A Tale of Two Cities

There are elements of the double in A Tale of Two Cities. The hero of the novel is Charles Darney, an upright and honourable young Englishman. His opposite is Sydney Carton, a disreputable and alcoholic lawyer who takes a cynical and self-serving view of everything that life presents to him. Yet the two men look like each other, and they are both in love with the same woman – Lucy Minette

When Darney is eventually captured by the French revolutionaries and imprisoned in the Bastille, Carton secures his escape and offers himself as a look-alike substitute. He goes to his death on the guillotine as an act of noble self-sacrifice saying ‘It is a far better thing I do than I have ever done’. The once dissolute Carton redeems himself personally and morally by the sacrifice of his wicked self to his good self.

© Roy Johnson 2017


Filed Under: 19C Literature, 20C Literature Tagged With: Cultural history, English literature, Literary studies, Literary theory

The Novella

September 20, 2009 by Roy Johnson

tutorial and guidances notes

What is a novella?

The novella is a prose fiction which is longer than a long story, but shorter than a short novel. If that seems baffling, you could think of something around 30—40,000 words in length. But in fact, it’s not word count which is the crucial factor. The essence of a novella is that it has a concentrated unity of purpose and design. That is, character, incident, theme, and language are all focussed on contributing to a single issue which will be of a serious nature and universal significance.

Many of the classic novellas are concerned with people learning important lessons or making significant journeys. They might even do both at the same time, as do Gustave von Eschenbach in Thomas Mann’s Death in Venice and Gregor Samsa in Kafka’s Metamorphosis – both of whom make journeys towards death.

The novella - Death in VeniceThomas Mann’s Death in Venice (1912) is a classic novella – half way between a long story and a short novel. It’s a wonderfully condensed tale of the relationship between art and life, love and death. Venice provides the background for the story of a famous German writer who departs from his usual routines, falls in love with a young boy, and gets caught up in a subtle downward spiral of indulgence. The novella is constructed on a framework of references to Greek mythology, and the unity of themes, form, and motifs are superbly realised – even though Mann wrote this when he was quite young. Later in life, Mann was to declare – ‘Nothing in Death in Venice was invented’. The story was turned into a superb film by Luchino Visconti and an opera by Benjamin Britten.
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What produces the unity?

The events of the novella normally turn around a single incident, problem, or issue. There will be a limited number of principal characters – and in fact the story will probably be centred on just one or two. There will be no sub-plots or parallel actions. And the events are likely to take place in one location.

A short story may deal with a trivial incident which illustrates a small aspect of human nature, or simply evokes a mood or a sense of place. A novella on the other hand deals with much ‘larger’ and more significant issues – such as the struggle between the forces of innocence and justice, which Herman Melville depicts in Billy Budd, or the morally educating experience of the young sea captain which Joseph Conrad depicts in The Secret Sharer.

Piazza TalesHerman Melville’s novella Billy Budd (1856) deals with a tragic incident at sea, and is based on a true occurence. It is a nautical recasting of the Fall, a parable of good and evil, a meditation on justice and political governance, and a searching portrait of three men caught in a deadly triangle. Billy is the handsome innocent, Claggart his cruel tormentor, and Captain Vere the man who must judge in the conflict between them. The narrative is variously interpreted in Biblical terms, or in terms of representations of male homosexual desire and the mechanisms of prohibition against this desire. His other great novellas Benito Cereno, The Encantadas and Bartelby the Scrivener (all in this collection) show Melville as a master of irony, point-of-view, and tone. These fables ripple out in nearly endless circles of meaning and ambiguities.
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Features of the novella

A novel can have plots and sub-plots, a teeming cast of characters, and take place in a number of locations. But a novella is more likely to be concentrated on one issue, with just one or two central characters, and located in one place.

The novella - The AwakeningArtistically, the novella is often unified by the use of powerful symbols which hold together the events of the story. The novella requires a very strong sense of form – that is, the shape and essence of what makes it distinct as a literary genre. It is difficult to think of a great novella which has not been written by a great novelist (though Kate Chopin’s The Awakening might be considered an exception). Another curious feature of the novella is that it is almost always very serious. It’s equally difficult to think of a great comic novella – though Saul Bellow’s excellent Seize the Day has some lighter moments.
The Awakening – tutorial
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The novella - bellow-sieze - book jacketSeize the Day (1956) focusses on one day in the life of one man, Tommy Wilhelm. A fading charmer who is now separated from his wife and his children, he has reached his day of reckoning and is scared. In his forties, he still retains a boyish impetuousness that has brought him to the brink of havoc. In the course of one climatic day, he reviews his past mistakes and spiritual malaise. Some people might wish to argue that this is a short novel, but it is held together by the sort of concentrated sense of unity which is the hallmark of a novella. It is now generally regarded as the first of Bellow’s great works, even though he went on to write a number of successful and much longer novels – for which he was awarded the Nobel Prize in 1976.
Seize the Day – tutorial
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The Novella - The Turn of the ScrewHenry James’ The Turn of the Screw (1897) is a classic novella, and a ghost story which defies easy interpretation. A governess in a remote country house is in charge of two children who appear to be haunted by former employees who are now supposed to be dead. But are they? The story is drenched in complexities – including the central issue of the reliability of the person who is telling the tale. This can be seen as a subtle, self-conscious exploration of the traditional haunted house theme in Victorian culture, filled with echoes of sexual and social unease. Or is it simply, “the most hopelessly evil story that we have ever read”? This collection also includes James’s other ghost stories – Sir Edmund Orme, Owen Wingrave, and The Friends of the Friends.
The Turn of the Screw – tutorial
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The novella - henry_james_aspernThe Aspern Papers (1888) also by Henry James, is a psychological drama set in Venice which centres on the tussle for control of a great writer’s private correspondence. An elderly lady, ex-lover of the writer seeks a husband for her plain niece, whereas the potential purchaser of the letters she possesses is a dedicated bachelor. Money is also at stake – but of course not discussed overtly. There is a refined battle of wills between them. Who wins out? Henry James keeps readers guessing until the very end. The novella is a masterpiece of subtle narration, with an ironic twist in the outcome. This collection of stories also includes The Private Life, The Middle Years, and The Death of the Lion which is another classic novella.
The Aspern Papers – tutorial
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The Novella - Heart of DarknessJoseph Conrad’s Heart of Darkness (1902) is a tightly controlled novella which has assumed classic status as an account of late nineteenth century imperialism and the colonial process. It documents the search for a mysterious Kurtz, who has ‘gone too far’ in his exploitation of Africans in the ivory trade. The reader is plunged deeper and deeper into the ‘horrors’ of what happened when Europeans invaded the continent. This might well go down in literary history as Conrad’s finest and most insightful achievement. It is certainly regarded as a classic of the novella form, and a high point of twentieth century literature – even though it was written at its beginning. This volume also contains the story An Outpost of Progress – the magnificent study in shabby cowardice which prefigures ‘Heart of Darkness’. The differences between a story and a novella are readily apparent here if you read both texts and compare them.
Heart of Darkness – tutorial
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The novella - MetamorphosisFranz Kafka’s Metamorphosis is the account of a young salesman who wakes up to find he has been transformed into a giant insect. His family are bewildered, find it difficult to deal with him, and despite the good human intentions struggling underneath his insect carapace, they eventually let him die of neglect. He eventually expires with a rotting apple lodged in his side. This particular collection also includes Kafka’s other masterly transformations of the short story form – ‘The Great Wall of China’, ‘Investigations of a Dog’, ‘The Burrow’, and the story in which he predicted the horrors of the concentration camps – ‘In the Penal Colony’.
Metamorphosis – tutorial
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© Roy Johnson 2004


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Filed Under: 19C Literature, 20C Literature, Literary studies, The Novella Tagged With: Billy Budd, Death in Venice, Heart of Darkness, Literary studies, Metamorphosis, Study skills, The Awakening, The Novella, The Turn of the Screw

The Short Story – essential works

September 21, 2009 by Roy Johnson

tutorial and guide to important texts

The short story is as old as the earliest tale-telling. Many longer narratives such as epics and myths (such as the Bible) contain short episodes which can be extracted as stories. But as a distinct literary genre, the short story came into its own during the early nineteenth century. Many writers have created successful short stories – but those which follow are the prose artists who have had most influence on its development in terms of form. We will be adding more guidance notes and examples as time goes on.


Tales of Mystery & Imagination Edgar Allen Poe is famous for his Tales of Mystery and Imagination. These are tight, beautifully crafted exercises in plot, suspense, psychological drama, and sheer horror. He also invented the detective story. This is the birth of the modern short story. Poe was writing for magazines and journals. He has a spectacularly florid style, and his settings of dungeons and crumbling houses come straight out of the Gothic tradition. He’s most famous for stories such as ‘The Pit and the Pendulum’, ‘The Black Cat’, and ‘The Fall of the House of Usher’ which vividly dramatise extreme states of psychological terror, anxiety, and what we would now call existential threat. He also theorised about the story, claiming that every part should be contributing to the whole, and the story should be short enough to read at one sitting. This edition is good because it includes the best of the stories, plus some essays and reviews. An ideal starting point.
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How short is short?

There is no fixed length for a short story. Readers generally expect a character, an event of some kind, and a sense of resolution. But Virginia Woolf got most of this in to one page in her experimental short story Monday or Tuesday. There are also ‘abrupt fictions’ of a paragraph or two – but these tend to be not much more than anecdotes.

There’s an often recounted anecdote regarding a competition for the shortest possible short story. It was won by Ernest Hemingway with an entry of one sentence in six words: “For sale: baby shoes, never worn.”

There are also quite long stories – such as those written by Henry James. If the narrative sticks to one character and one issue or episode, they remain stories. If they stray into greater degrees of complexity and develop expanded themes and dense structure – then they often become novellas. Examples of these include Herman Melville’s Billy Budd, Joseph Conrad’s Heart of Darkness and Thomas Mann’s Death in Venice.


Hawthorne stories Nathaniel Hawthorne produced stories that are beautifully crafted studies in symbolism, moral ambiguity, and metaphors of the American psyche. His tales are full of characters oppressed by consciousness of sin, guilt, and retribution. They explore the traditions and the consequences of the Puritanism Europe exported to America. Young Goodman Brown and Other Stories in the Oxford University Press edition presents twenty of Hawthorne’s best tales. It’s the first in paperback to offer his most important short works with full annotation in one volume.
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A Day in the Country Guy de Maupassant brought the subject matter of the story down to an everyday level which shocked readers at the time – and can still do so now. He also began to downgrade the element of plot and suspense in favour of character revelation. He was a relative of Flaubert, a novelist manqué, and bon viveur who died at forty-three of syphilis in a madhouse. Nevertheless he left behind him an oeuvre of more than 300 stories. His tone is objective, detached, and often deeply ironic; and he is celebrated for the exactness and accuracy of his observations, and the balance and precision of his style. Although most of his stories appear at first to be nothing more than brief and rather transparent anecdotes, the best succeed in giving impressionistic but truthful insights into the hidden lives of people caught amidst the trials of everyday existence.
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Short Story Charles E. May, The Short Story: the reality of artifice, London: Routledge, 2002, pp.160, ISBN 041593883X. This is a study of the development of the short story as a literary genre – from its origins to the present day. It takes in most of the major figures – Poe, Hawthorn, James, Conrad, Hemingway, Borges, and Cheever. There’s also a very useful chronology, giving dates of significant publications, full notes and references. and annotated suggestions for further reading. Despite the obvious US weighting here, for anyone who needs an overview of the short story and an insight into how stories are analysed as part of undergraduate studies, this is an excellent place to start.
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Katherine Mansfield short storiesKatherine Mansfield is one of the few major writers who worked entirely within the short story form. Her finest work is available in just one volume. She followed Chekhov in paring down the dramatic element of the short story to a minimum, whilst raising its level of subtlety and psychological insight to new heights. Every smallest detail within her stories is carefully chosen to complete a pattern which the whole tale symbolises. She was also an early feminist in presenting many of her stories from a convincingly radical point of view. In this she was rather like her friend and contemporary, Virginia Woolf with whom she discussed the new literary techniques they were both developing at the same time. Unfortunately, Katherine Mansfield died at only thirty-five when she was at the height of her powers.
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James Joyce - Dubliners - book jacket James Joyce published Dubliners in 1916 and established himself immediately as a great writer. This has been an enormously influential collection which helped to establish the form of the modern short story. These are studies of Dublin life and characters written in a stark, pared-down style. Most of the characters and scenes are mean and petty – sometimes even tragic. Joyce had difficulty finding a publisher for this his first book, and it did not appear until many years after it had been written. It was severely attacked because the names of actual persons and places in Dublin are mentioned in it. Several of the characters introduced in Dubliners eventually reappear in his great novel Ulysses. In terms of literary technique, Joyce is best known for his use of the ‘epiphany’ – the revealing moment or experience used as a focal point for the purpose of the story.
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The Whiplash Ending

It used to be thought that the ‘point’ of a short story was best held back until the last paragraph. The idea was that the reader was being entertained – and then suddenly surprised by a revelation or an unexpected reversal or twist. O. Henry popularised this device in the US. However, most serious modern writers after Chekhov came to think that this was rather a cheap strategy. They proposed instead the relatively eventless story which presents a situation that unfolds itself to the reader for contemplation.


Virginia Woolf stories Virginia Woolf took the short story as it had come to be developed post-Chekhov, and with it she blended the prose poem, poetic meditations, and the plotless event. Her finest achievements in this form – Kew Gardens, Sunday or Monday, and The Lady in the Looking-glass‘ – create new linguistic worlds without the prop of a story line. These offer a poetic evocation of life and meditations on time, memory, and death. This edition contains all the classic short stories such as The Mark on the Wall, A Haunted House, and The String Quartet – but also the shorter fragments and experimental pieces such as Mrs Dalloway in Bond Street. These ‘sketches’ (as she called them) were used to practice the techniques she used in her longer fictions. Nearly fifty pieces written over the course of Woolf’s writing career are arranged chronologically to offer insights into her development as a writer. This is well presented and edited in a scholarly manner by Susan Dick.
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Metamorphosis Franz Kafka created stories and ‘fragments’ (as he called them) which are a strange, often nightmarish mixture of tale and philosophic meditation. Start with Metamorphosis – the account of a young salesman who wakes up to find he has been transformed into a giant insect. This particular collection also includes Kafka’s first publication – a slim volume of what he called ‘Meditations’ – as well as the forty-page ‘Letter to his Father’. It also contains the story in which he predicted the horrors of the concentration camps – ‘In the Penal Colony’. Kafka is famous for having anticipated in his work many of the modern states of psychological angst, alienation, and existential terror which became commonplace later in the century.
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Epiphanies and Moments

James Joyce’s contribution to the short story was a device he called the ‘epiphany’. Following Guy de Maupassant and Chekhov, he wrote the series of stories Dubliners which were pared down in terms of literary style and focussed their effect on a revelation. A sudden remark, a symbol, or moment epitomises and clarifies the meaning of a complex experience. This usually comes at the end of the story – either for the character in the story or for the reader. Katherine Mansfield and Virginia Woolf followed a similar route of playing down action and events in favour of dramatising insights into character and states of mind. Woolf called these ‘moments of being’.


Jorge Luis Borges - The Total Library Jorge Luis Borges like Katherine Mansfield, only wrote short stories. He was an Argentinian, much influenced by English Literature. His tales manage to combine literary playfulness and a rich style with strange explorations of mind-bending ideas. He is credited as one of the fathers of magical realism, which is one feature of Latin-American literature which has spread worldwide since the 1960s. His stories often start in a concrete, realistic world then gradually slide into strange dreamlike states and end up leaving you to wonder where on earth you are, and how you got there. Funes, the Memorious explores the idea of a man who cannot forget anything; The Garden of Forking Paths is a marvellous double-take on the detective story; and Tlon, Uqbar, Orbis Tertius is a pseudo-essay concerning encyclopedia entries of an imaginary world – which begin to invade and multiply within our own. He also wrote some rather amusing literary spoofs, which are collected in this edition.
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Ernest Hemingway trained as a newspaper reporter and began writing short stories in the post-Chekhov period, consciously influenced by his admiration for the Russian novelist Turgenev. He is celebrated for his terseness and understatement – a sort of literary tough-guy style which was much imitated at one time His persistent themes are physical and moral courage, stoicism, and what he called ‘grace under pressure’. Because his stories are so pared to the bone, free of all superfluous decoration, and so reliant on the closely observed detail, they fit well within the modernist style. He once won a bet that he could write a short story in six words. The result was – ‘For sale: baby shoes. Never worn.’ His reputation as a novelist has plummeted recently, but his stories are still worth reading.
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John Cheever is a story writer in the smooth and sophisticated New Yorker school. His writing is urbane, thoughtful, and his social details well observed. What he writes about are the small moments of enlightenment which lie waiting in everyday life, as well as the smouldering vices which lurk beneath the polite surface of suburban America. This is no doubt a reflection of Cheever’s own experience. For many years as a successful writer and family man he was also an alcoholic and led a secret double life as a homosexual. His main themes include the duality of human nature: sometimes dramatized as the disparity between a character’s decorous social persona and inner corruption. His is a literary approach which has given rise to many imitators, perhaps the best known of whom is Anne Tyler. He’s sometimes called ‘the Checkhov of the suburbs’.

Nadine GordimerNadine Gordimer is one of the few modern writers who have developed the short story as a literary genre beyond what Virginia Woolf pushed it to in the early modernist phase. She starts off in modern post-Chekhovian mode presenting situations which have little drama but which invite the reader to contemplate states of being or moods which illustrate the ideologies of South Africa. Technically, she experiments heavily with point of view, narrative perspective, unexplained incidents, switches between internal monologue and third person narrative and a heavy use of ‘as if’ prose where narrator-author boundaries become very blurred. Some of her stories became more lyrical, more compacted and symbolic, abandoning any semblance of conventional story or plot in favour of a poetic meditation on a theme. All of this can make enormous demands upon the reader. Sometimes, on first reading, it’s even hard to know what is going on. But gradually a densely concentrated image or an idea will emerge – the equivalent of a Joycean ‘epiphany’ – and everything falls into place. Her own collection of Selected Stories are UK National Curriculum recommended reading.
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© Roy Johnson 2004


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Filed Under: 19C Literature, 20C Literature, Literary studies, Short Stories, The Short Story Tagged With: Edgar Allen Poe, English literature, Ernest Hemingway, Franz Kafka, Guy de Maupassant, James Joyce, John Cheever, Jorge Luis Borges, Katherine Mansfield, Literary studies, Nadine Gordimer, Nathaniel Hawthorne, The Short Story, Virginia Woolf

The Warden

November 16, 2014 by Roy Johnson

tutorial, commentary, study resources, and web links

The Warden was first published in 1855 by Longman. It was Trollope’s fourth novel, but the first in the series which became known as The Barsetshire Chronicles, and it established his reputation as a popular novelist. The others in the sequence are Barchester Towers, Doctor Thorne, Framley Parsonage, The Small House at Allington, and The Last Chronicle of Barset.

The opening of the novel makes it clear that Barchester was supposed to be a cathedral town in the south west of England, and it is probably constructed imaginatively from elements of Salisbury and Wells cathedrals, which Trollope knew well from his travels around the south west in his professional capacity as inspector of the postal system. (He is credited with having invented the post box.)

The Warden

Anthony Trollope


The Warden – critical commentary

The strengths

Undoubtedly the main strength of this novel is the characterisation of the Reverend Harding – the gentle, considerate widower who looks after his charges in the hospital with loving care; who has a passion for music and has published a book on the subject at his own expense; and who plays the cello imaginatively when in an emotionally charged state. He also has a finely developed conscience, which does not let him continue in a sinecure that provides him with a generous living for little effort and few responsibilities.

Both friends and enemies alike urge him to stay where he is, but he cannot live with the thought that the money which provides his generous income might rightly belong to the twelve paupers whose care is his raison d’etre as warden.

Contemporary and modern readers alike can be forgiven for thinking that some last-minute reprieve will solve his dilemma – and it is to Trollope’s credit that no such melodramatic solution comes about. Harding moves out of his comfortable home with his unmarried daughter; he sells furniture; he goes to live in rented accommodation; and he ends up in a much smaller parish on a reduced income.

The reader therefore is left with no uplifting conclusion to the novel – except that Reverend Harding has acted according to his conscience and paid the material price of doing so. This plot construction is admirably restrained, and the best feature of the novel.

The weaknesses

But there are a number of weaknesses. The most important is thematic; the lesser weaknesses are technical – to do with the art and craft of novel-writing. The main problem arises from the fact that the trigger for the entire drama is political and financial malpractice in the established church. This corruption ranges from simony (the selling of church preferments and benefices) to nepotism (favouritism to relatives in making appointments).

As a major landowner the church had (and still has) vast reservoirs of wealth which it used to pay its clergy, all of which the novel makes fairly clear. And some of the positions they held are largely sinecures. Indeed, part of the warden’s moral dilemma is not just that he is receiving a large annual salary to which he might not be legally entitled, but that he receives this salary for doing next to nothing.

But the study of this moral problem remains at a purely personal level. The warden’s distressed state of mind is traced minutely by Trollope, but no attempt is made to explore the larger issues of ecclesiastical politics, finances, and corruption – even though famous legal cases are mentioned in the narrative.

We do not even know if Reverend Harding’s salary is a legitimate outcome of Hiram’s will or not – because even the Queen’s Council does not come to any conclusion on the matter. The most important legal and financial issue underpinning the story is simply left unexamined.

It is as if Trollope can only see as far as ‘characters’ – the tender hearted warden and the arrogant archdeacon – and is not interested in probing the causes of the social problems that make up his story. Neither is the chain of responsibility for the administration of the will examined, and the roles of the bishop, archdeacon, warden, and steward are all left at the level of friendships and family connections.

Technical weaknesses

There are two problems to which many critics have found objection on the grounds of disrupting the tone and the manner of the novel. The first of these is the introduction of huge digressions when Trollope suddenly launches a chapter-long satirical attack on the Jupiter newspaper – which everybody above the age of fifteen would have known full well to be his fictionalised version of The Times.

The characters and their interaction with each other are suddenly put on hold whilst Trollope criticises the newspaper for its dominance, its undue influence in society, and its lack of accountability (a criticism which he does not think to apply to the church).

These are fairly reasonable views to hold against the press – but Trollope almost abandons his responsibility to construct a coherent novel in his eagerness to berate (at great length) the organ which is bringing questionable practices within the church to the public’s attention.

This is followed by two further digressions with similar purposes – the parodies of Carlyle and Dickens. His accounts of Dr Pessimist Anticant [Thomas Carlyle] and Mr Popular Sentiment [Charles Dickens] become like two obtrusive satirical essays inserted into the delicate fabric of the novel.

It is not Trollope’s opinion of Carlyle and Dickens one objects to, but the fact that no attempt has been made to integrate these episodes with the remainder of the novel. They are materials of a different kind to the lives of the Reverend Harding, his daughters, and his domestic life. As Henry James observes in his essay on Trollope (in Partial Portraits) ‘both these little jeux d’esprit are as infelicitous as they are misplaced’.

This technical flaw is both signalled and reinforced by Trollope’s weakness with names. It is simply not possible to construct a credible fictional world in the realist tradition, containing railways, cathedrals, and named London streets, then populate it with characters called Sir Abraham Haphazard, Dr Pessimist Anticant, Mr Popular Sentiment, and Reverend Quiverful. These belong possibly in an eighteenth century work, but they cannot sit persuasively alongside characters called Eleanor Harding and Mr Chadwick.


The Warden – study resources

The Warden – OUP paperback – Amazon UK

The Warden – OUP paperback – Amazon US

The Warden – All six of the Barsetshire novels – £0.50

The Warden – All the Barsetshire novels – Amazon UK

The Warden – Project Gutenberg eBooks [FREE]

The Warden – Audiobook – FREE at LibriVox

Anthony Trollope – A website with plots summaries, TV and Radio links, quotes, quizzes, seminar groups, competitions – official site of the Trollope Society.


The Warden – plot summary

Chapter 1.   The Reverend Septimus Harding is a modest clergyman in the cathedral town of Barchester in the south west of England. He is in charge of an almshouse for twelve old workmen, and he supplements their meagre weekly allowance from his own stipend. Rumours begin to circulate that his own generous income should be divided amongst his charges, according to the terms of Hiram the founder’s will.

Chapter 2.   John Bold has inherited property, and although technically a surgeon, he practises medicine amongst the poor without charging for his services. He is a radical reformer and is in love with Harding’s daughter Eleanor. Harding’s son-in-law Archdeacon Grantly disapproves of Bold, who starts legal enquiries into the financial basis of the almshouses (the hospital).

Chapter 3.   Bold asks Harding to discuss the terms of Hiram’s will. Harding pleads ignorance, but is upset by the fear that he might be in the wrong in accepting a salary which ought to be distributed amongst more needy recipients. Harding consults the bishop, who refers him to his son the strict archdeacon. Harding also reveals the discomfiture he feels in his position because Bold is linked romantically to his daughter Eleanor.

Chapter 4.   The twelve occupants of the hospital are divided over the issue of what they are led to believe is their rightful inheritance of one hundred pounds a year for each man. But eventually nine of them put their names to a petition, defying their ‘leader’ Bunce, who is against the action.

Chapter 5.   The archdeacon visits the hospital and lectures the men, criticising them for their petition. He seeks legal advice from a Queen’s Counsel, Sir Abraham Haphazard. The warden is deeply embarrassed by the public dispute and the threat to his good reputation.

Chapter 6.   Bold’s sister Mary tries to persuade him to give up the case for the sake of their friendship with the Harding family – but he is resistant. Mary attends a party at the warden’s home, following which Eleanor exchanges views with both her father and with Bold.

Chapter 7.   The scandal becomes more widely known and is taken up by the national daily newspaper the Jupiter [The Times] which elevates it to a conflict between Church and State, and between Protestant and Catholic politics.

Chapter 8.   The archdeacon lives very comfortably but his practical wife disagrees with his position regarding the scandal – largely because it impedes Eleanor’s chances of securing Bold as a husband. She also thinks it causes unnecessary worry to her father. Chadwick arrives with an opinion from Sir Abraham Haphazard – that there are weaknesses in the legal documents which the archdeacon assumes to be favourable to his case.

Chapter 9.   In private conference the archdeacon reveals Sir Haphazard’s opinion to the bishop and the warden, claiming that they have nothing to fear, but insisting that the opinion is kept secret. The warden is deeply troubled by the lack of clarity on the matter, even though the legal opinion clears him of any blame. He thinks of resigning from his position as a solution to the dilemma, but the archdeacon bullies him in the name of the larger good of the Church.

Chapter 10.   The warden is completely crestfallen and sees his reputation and his way of life in ruins. He eventually confides in his daughter Eleanor, who comforts him and encourages him to give everything up and live in an untroubled state of simplicity.

Chapter 11.   Eleanor decides to rescue her father’s feelings by appealing to John Bold to call off his inquiries. When she does so, Bold pours out his heart and his love for her. There is an implication that these avowals constitute an engagement. He agrees to leave the case alone, even though others might continue to pursue it.

Chapter 12.   Bold visits the archdeacon to inform him of his intention to abandon the case. Dr Grantly receives the news with lofty disdain and insults Bold, refusing to believe that he is acting in good faith.

Chapter 13.   When Eleanor goes to tell her father that Bold is calling off the action, it is too late. Another editorial in the Jupiter names the warden specifically in the scandal. Harding decides to go to London to confront Haphazard. He also has plans to retire to another parish.

Chapter 14.   Bold arrives in London to see Tom Towers, journalist for the Jupiter. A whole chapter is devoted to a satirical critique of the newspaper and the unaccountable power it holds in forming and manipulating public opinion.

Chapter 15.   When Bold confronts Towers he finds that the case has been taken up by Dr Pessimist Anticant [Thomas Carlyle] and Mr Popular Sentiment [Charles Dickens]. Towers flatly refuses to use any influence on the paper on the spurious grounds of impartiality and public interest. Bold buys a copy of the serial novel The Almshouse [which is a benign parody of Dickens].

Chapter 16.   Rev Harding also goes to London – to see Haphazard and escape from the archdeacon. When he is kept waiting for an appointment he hides in Westminster Abbey, wrestling with his conscience. He then passes time in a supper-house and a coffee shop.

Chapter 17.   Sir Abraham Haphazard, the attorney general, tells Harding that Bold has withdrawn his legal action and advises him to forget the issue and continue in his present position. He is unable to explain the exact terms of Hiram’s will. But Harding insists that it is a matter of conscience, and feels that he has no option but to resign from his position as warden.

Chapter 18.   When the warden arrives back at his hotel, the archdeacon argues that it would be madness to resign his position – using largely financial arguments. But Rev Harding sticks to his position to resign, even though he will lose his income.

Chapter 19.   The next morning, despite entreaties from his daughter to delay the decision, the warden writes two letters of resignation to the bishop then returns home. The archdeacon visits his lawyers, who propose the solution of an exchange arrangement with another parish.

Chapter 20.   The bishop accepts Harding’s resignation but offers him money and accommodation in order to help him survive. But Harding refuses both offers – as he does the idea of an ecclesiastic exchange. He bids a sad farewell to the bedesmen in the hospital.

Conclusion.   Harding moves into lodgings and eventually becomes preceptor in a small Barchester parish. living in reduced circumstances. Eleanor marries Bold, who gradually becomes friendly with the archdeacon.


The Warden – principal characters
Reverend Septimus Harding the warden of the hospital for elderly paupers at Barchester
Susan Harding his elder daughter, married to the archdeacon
Eleanor Harding his younger daughter, in love with John Bold
Dr Theophilius Grantly the conservative archdeacon, son of the bishop, and the warden’s son-in-law
John Bold a non-practising surgeon and radical reformer
Mary Bold his sister and friend to Eleanor Harding
Chadwick the steward of Hiram’s will
Finney Bold’s lawyer
Mr Bunce the aged ‘sub-warden’ at the hospital
Sir Abraham Haphazard a London barrister QC
Tom Towers a journalist and editor of The Jupiter

The Warden – further reading

The Warden Ruth apRoberts, Trollope, Artist and Moralist, London: Chatto and Windus, 1971.

The Warden Victoria Glendenning, Trollope, London: Pimlico, 2002.

The Warden Henry James, Partial Portraits, 1888.

The Warden James R. Kincaid, The Novels of Anthony Trollope, Oxford: Oxford University Press, 1977.

The Warden Ellen Moody, Trollope on the Net, London: Hambledon Continuum, 1999.

The Warden Richard Mullen, Anthony Trollope: A Victorian in his World, London: Duckworth, 1990.

The Warden Bill Overton, The Unofficial Trollope, Lanham Rowman & Littlefield (MD), 1982.

The Warden Donald Smalley, Trollope: The Critical Heritage, London: Routledge, 2013.

The Warden John Sutherland, Victorian Fiction: Writers, Publishers, and Readers, London: Palgrave, 2006.

The Warden Anthony Trollope, An Autobiography, Oxford: Oxford University Press, 2008.

The Warden Stephen Wall, Trollope and Character, London: Faber and Faber, 1988.

© Roy Johnson 2014


Filed Under: 19C Literature Tagged With: Anthony Trollope, English literature, Literary studies, The novel

Victorian Literature and Culture

July 10, 2009 by Roy Johnson

historical context + survey of all literary genres

This is a guidance book for students or general readers who want to know more about literary studies in the Victorian period. It’s in four parts: the historical and intellectual background; the literature of the period considered in separate genres; critical approaches; and a set of resources for independent study. After a quick overview of what is in fact a long period of history (1837-1901) Maureen Moran goes straight into the themes and issues that constitute the substance of Victorian Literature and Culture

Victorian Literature and Culture She starts by introducing the historical, cultural, and scientific developments of what is normally considered three separate periods – early, high, and late Victorian society. The main theme to emerge is that of conflicting ideologies beneath what is often thought of as a rather smug and conservative society.

On the one hand there is an unshakeable belief in progress and Britain’s supremacy based on notions of Christian predestination, on the other a critical analysis of the nation’s conflicts, shortcomings, and its failure to remove social inequality.

It’s a pity the book isn’t illustrated, because her analyses of famous paintings (The Stag at Bay, The Monarch of the Glen) demonstrate well how art works with one ostensible purpose and can carry additional meanings which may not be apparent to the first time viewer.

While she deals with all the major writers and artists as you might expect (the Brontes, the Brownings, Collins, Dickens, Eliot, Gaskell, Hardy, Rossetti, Shaw, Swinburne, Tennyson and Wilde) it is interesting to note her inclusion of the best-sellers of the Victorian age – Mrs Humphrey Ward’s Robert Elsmere and Charlotte Yonge’s The Heir of Radcliffe. She also demonstrates the importance of the establishment of the circulating library which simultaneously established both best-sellers and a type of informal censorship.

She is particularly good at explaining the religious controversies of the period, and it struck me that any young student reading in 2007 is likely to be quite surprised if not shocked by the amount of anti-Catholicism that the orthodox Protestant church promoted.

The second part of the book presents what was probably something of a challenge to the author – for she sets out to cover all the main literary titles in poetry, drama, fiction, and non-fictional prose. This could easily have become not much more than a shopping list – had she not split the materials into recognisable sub-topics: the lyric poem, the dramatic monologue, the ‘condition of England novel’ and so on.

She has something of a problem with Victorian drama, for it is not until the late years of the era that G.B.Shaw and Oscar Wilde came along to provide any substance. The incidence and influence of non-fictional prose is covered in writers such as John Ruskin, J.S.Mill, Henry Mayhew, Harriet Martineau, and Thomas Carlyle.

I found her explanation of the Pre-Raphaelite Brotherhood, and the Aesthetic and Decadent movements very helpful – because I have never quite understood what held together these movements comprising both writers and painters.

So – if you are doing A level literature, studying as an undergraduate, or a general reader who wants to know more about nineteenth century English literature, this will point you in the right direction. The further resources alone offer a timeline of major events, a glossary of key terms, bibliographies of further reading, and a list of scholarly references that should keep you busy for years.

© Roy Johnson 2006

Victorian Literature and Culture   Buy the book at Amazon UK

Victorian Literature and Culture   Buy the book at Amazon US


Maureen Moran, Victorian Literature and Culture, London: Continuum, 2006, pp.184, ISBN: 0826488846


More on literature
More on the novella
More on literary studies
More on short stories


Filed Under: 19C Literature, Literary Studies Tagged With: Cultural history, Literary studies, Victorian Literature and Culture

Victorian Women Writers – 00

December 3, 2009 by Roy Johnson

a guide to electronic texts

Contents

Elizabeth Gaskell

Elizabeth Gaskell

  • Introduction
  • Major E-Text Archives
  • Encoding and Text Formats
  • British Victorian Women Writers
  • E-Texts – Authors – A-B
  • E-Texts – Authors – C-D
  • E-Texts – Authors – D-E
  • E-Texts – Authors – F-G
  • E-Texts – Authors – K-M
  • E-Texts – Authors – N-P
  • E-Texts – Authors – Q-S
  • E-Texts – Authors – T-W
  • E-Texts – Authors – X-Z
  • Conclusion
  • Bibliography

 

© Kathryn Abram 2002

 


contents – archives – encoding – authors – bibliography


Filed Under: 19C Literature Tagged With: 19C Literature, Cultural history, eTexts, Literary studies, Victorian Women Writers

Victorian Women Writers – 01

December 3, 2009 by Roy Johnson

a guide to electronic texts

Introduction

In recent years, there has been an explosion in the amount of electronic primary texts that are available on the Internet. Whilst copyright restrictions prevent this form of publication for many of the latest works, a large proportion of texts written by British women in the Victorian period are now out of copyright and, thanks to the work of various institutions and enthusiasts, have been made freely available.

Whilst only the most fervent supporters of E-Texts would suggest that they will eventually replace printed books or even advocate that students and academics can rely on them to the extent that they need never visit a library, there are certain advantages that E-Texts have over their codex counterparts. Perhaps the most obvious of these is one of accessibility. Once a text is published on the Internet, it is available to anyone with a computer and an Internet connection. There are no opening hours and none of the frustration of finding that someone else got there first! Moreover, some of the texts listed in this bibliography are not widely available in any other format.

However, the main advantage that E-Texts have is that they are searchable. E-Texts are machine readable, which means that they are made up of a series of 0s and 1s that can be read by a computer and displayed on a monitor. Like word processors, all web browsers are capable of performing various kinds of searches in a matter of seconds. The advantages of being able to search a long Victorian novel for a certain phrase or perform stylistic analyses of texts are beginning to be recognised, and computers are increasingly becoming accepted as an invaluable research tool.

Despite their advantages however, using E-Texts can be problematic because of the lack of restrictions that are placed upon the material that is available on the Internet. It is conceivable that anyone could upload a text and suggest that it is authoritative when the reality could be, and often is, very different. Many of the E-Texts that are currently available on the Internet have been digitised by volunteers and it is not uncommon for them to contain errors. Moreover, even those that are error-free can be rendered not viable for academic purposes if the edition that has been used to create the electronic version is not documented. In order to raise standards and provide the highest possible quality of texts, the Text Encoding Initiative was launched in 1987. It produced a set of guidelines that stipulate how texts intended for use in the humanities should be digitised, and there are many reputable sites that adhere to the guidelines that they advocate.

A large proportion of the texts listed in this bibliography are available at one or more of four sites which offer extensive E-Text archives. These sites are evaluated below and there is an explanation of the forms of encoding which are commonly used in creating digital texts.

 

© Kate Abram 2009next

 


contents – archives – encoding – authors – bibliography


Filed Under: 19C Literature Tagged With: 19C Literature, Cultural history, eTexts, Literary studies, Victorian Women Writers

Victorian Women Writers – 02

December 3, 2009 by Roy Johnson

a guide to electronic texts

Major E-Text Archives

Electronic Text Centre at The University of Virginia

http://etext.lib.virginia.edu/

This site is aimed at, and maintained by members of the academic community. It contains some public domain texts and some that are commercially licensed. All texts are accompanied by a TEI header, which contains approximately two pages of information about the text itself, the text used as a copy-text, the identity of the transcriber and any errors and corrections that have been made. In addition, there is an explanation of any conventions that might have been used in transcription.

Some of the texts at this site are illustrated and / or include photographs of the covers of the edition used. For some works, it is possible to choose to download the entire work or receive individual chapters or illustrations.

This site is well run. It follows the TEI guidelines and the texts that it offers are of a high standard. The following screen shot is of its “Modern English Collection”, which contains a wide selection of texts written by women writers, including many British women who published material in the Victorian period.

University of Virginia

 


Oxford Text Archive

http://www.hcu.ox.ac.uk/ota/public/index.shtml

The Oxford Text Archive is a British site, which in itself is unusual as much of the work being done to provide digitised texts it taking place in the USA. Like the Electronic Text centre at Virginia, it is aimed at the academic community and is part of the Arts and Humanities Data Service. It is supported by the University of Oxford, the Joint Systems Community and the Arts and Humanities Research Board all of which adds to the site’s authority and reliability.

The texts on offer here are available in a range of different formats, the majority of which are encoded. They are clearly documented and accompanied by a TEI header. The site includes the usual search facility or there is the option to look up an individual author and see which texts are held. There is also a downloadable and regularly updated catalogue in PDF form. The majority of texts are available for immediate download, although some are only released following a written request to the transcriber.

The site contains many texts written by Victorian women writers, although they are, in practise, restricted to those writers who are traditionally perceived as canonical. George Eliot and Mrs Gaskell are particularly well represented. The following screen shot shows a selection taken from the Oxford Text Archive’s catalogue of E-Texts of works written by Mrs Gaskell. At the time of writing, twenty-four texts by this author are on offer. Seventeen of these are freely available, with the further seven available only after a written request has been submitted.

Oxford Text Archive

 


Project Gutenberg

http://www.gutenberg.net/

Project Gutenberg was one of the first collections of E-Texts to be established. It is one of the largest archives and is probably the one that is most well known. Originally the brainchild of Michael Hart at the Carnegie Mellon University, it is made up entirely of either out of copyright or copyright cleared texts.

Unlike the two previous sites, it is aimed at the general public with the stated aim of maximum accessibility. The texts chosen are the ones considered to have the widest appeal and they are digitised by volunteers. The only format available is that of ASCII or plain text and typographical errors are not uncommon. The texts are of a varying standard and this is largely down to the skill and acuracy of the individual transcribers. In the majority of cases there is no way of ascertaining which edition has been used as a copy-text and indeed, the site includes a disclaimer to this effect.

Despite these drawbacks however, Project Gutenberg texts are available without charge for research and teaching purposes and the site contains a vast selection of texts written by Victorian Women Writers.

 


Victorian Women Writers Project

http://www.indiana.edu/~letrs/vwwp/

The three sites discussed so far have been examples of archives that hold a variety of texts of different genres and from different periods. This site however, as its name suggests, is a specialized one, compiled and held at the University of Virginia. It contains a wide range of texts and the focus seems to be on the works of lesser known writers. Perry Willett, the general editor, sets out the aims of the project:

The goal of the Victorian Women Writers Project is to produce highly accurate transcriptions of works by British women writers of the 19th century, encoded using the Standard Generalized Markup Language (SGML). The works, selected with the assistance of the Advisory Board, will include anthologies, novels, political pamphlets, religious tracts, children’s books, and volumes of poetry and verse drama. Considerable attention will be given to the accuracy and completeness of the texts, and to accurate bibliographical descriptions of them.

Texts downloaded from the VWWP are accompanied by a TEI header of which the site provides a sample and an explanation.The Texts themselves are of a consistently high standard, are well documented with any corrected errors clearly marked, and the editors provide an explanation of the conventions used during transcription. This site is a extremely useful resource for anyone with an interest in the works of Victorian Women Writers and many of their texts feature in the following bibliography. Further information about the project is available in the following article:

Willett, Perry. “The Victorian Women Writers Project: The Library as a Creator and Publisher of Electronic Texts,” Public-Access Computer Systems Review 7.6 (1996): 5-16
Available at:<http://info.lib.uh.edu/pr/v7/n6/will7n6.html>

Accessed 14 May 2002.

 

© Kate Abram 2009next

 


contents – archives – encoding – authors – bibliography


Filed Under: 19C Literature Tagged With: 19C Literature, Cultural history, eTexts, Literary studies, Victorian Women Writers

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