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biography, literary studies and criticism, the short story

biography, literary studies and criticism, the short story

The Intellectuals and the Masses

June 8, 2009 by Roy Johnson

pride and prejudice: literary modernists 1880-1939

This book has been around for a while now. I read it on the strength of having enjoyed John Carey’s more recent What Good Are The Arts? His basic argument is that with the rise of mass democracy and universal education at the end of the nineteenth and beginning of the twentieth century, artists and intellectuals reacted with fear to this phenomenon and both denigrated the ordinary person and at the same time deliberately made their art more difficult to understand. It’s a study of literary modernists and their anti-democratic sentiments.

The Intellectuals and the MassesNone of the major figures of literary modernism escapes his charge: D.H. Lawrence, W.B. Yeats, Virginia Woolf, E.M. Forster, and T.S. Eliot are all quoted making remarks which are undemocratic, elitist, racist, and tainted with a supremacism which Carey traces back to Nietzsche. This basic argument is then extended to the intellectually snobbish dislike of the ‘suburbs’ which were built to house the growing numbers of clerks to service the expanding financial and commercial sectors of the economy.

Here Graham Greene, John Betjemann, G.K. Chesterton, and Evelyn Waugh come in for a similar type of criticism – though they are not accused of putting their writing beyond the reach of the common reader. Returning to Nietzsche’s influence via his ideas about ‘natural aristocrats’ and ‘Beyond Good and Evil’, Carey shows these views of the lofty superman alive and well in the work of Lawrence and Graham Greene – and he punctures their lightweight adoption in the work of art critic Clive Bell with his characteristically mordant humour:

So we find, for example, Clive Bell hymning ‘the austere and thrilling raptures of those who have climbed the cold, white peaks of art’, and contrasting them with the herd who frequent the ‘snug foothills of warm humanity’. Bell’s language figures himself and fellow aesthetes as engaged upon dangerous and energetic pursuits, when in fact they are merely looking at pictures and reading books.

This is not the only time he points to the false metaphors in which art is often discussed: ‘Spatial metaphors of ‘high’ and ‘low’ culture are logically meaningless, of course.’ There’s also an interesting reading of Aldous Huxley’s Brave New World which, for all its satirical Utopianism, he reveals as a covert defence of Nietzschean or Christian ‘redemptive suffering’.

In the latter part of the book he offers four ‘case studies’ – in-depth readings of the works of George Gissing, H.G. Wells, Arnold Bennett, and Wyndham Lewis. He uncovers some fairly unhealthy attitudes in Gissing, though I was surprised that he let him off the charge of profound snobbery which made me feel like hurling New Grub Street across the room last time I read it.

It’s not quite as clear why he includes Wells – because his only flaw seems to be a fear of overpopulation coupled with a submerged form of misogyny. But Arnold Bennett turns out to be the book’s hero. Carey describes his writings as ‘a systematic dismemberment of the intellectuals’ case against the masses’ – and he goes on to give a spirited case for his works as a sympathetic insight into the lives of ordinary people, and a defence of suburbia. In fact he takes on Virginia Woolf’s argument against Bennett in ‘Mr Bennett and Mrs Brown’ and demolishes it completely.

He saves his maximum invective for last – and unleashes it on Wyndham Lewis, whose views he argues are not dissimilar to those of Adolf Hitler. And just in case we misunderstand, he points out that this is not simply crude anti-Semitism and a hatred for jazz music and Negroes, but that Hitler, like the other intellectuals of modernism, believed in an intellectual hierarchy, in great art which was produced by special individuals endowed with quasi-religious insights (rather like God, in fact) and that none of this was accessible to the masses. The implication however was that it was accessible to the people making these judgments – such as Clive Bell up on his cold white peaks.

This is a very spirited polemic, which also serves to remind us that many of the technological advances in the early modern era were often regarded with scepticism bordering on outright rejection by the soi-disant intellectuals. Radio, newspapers, photography, cinema, and rail travel were all vilified at one time or another – and the masses who seemed to enjoy them were both sneered at and condemned as philistines.

If you’re going to look at Carey’s views on art, read this one first, before What Good Are The Arts? – then you will have a clearer notion of where his ideas come from. For anyone interested in literary modernism, the history of ideas, or modern cultural criticism, it’s an exhilarating read.

© Roy Johnson 2000

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John Carey, The Intellectuals and the Masses, London: Faber, 1992, pp.246, ISBN: 0571169260


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Filed Under: 20C Literature, Literary Studies, Theory Tagged With: Cultural history, John Carey, Literary studies, The Intellectuals and the Masses, Theory

The Modern Movement

May 22, 2009 by Roy Johnson

themes and developments in English Literature 1910-1940

Although writers such as Virginia Woolf, James Joyce, D.H. Lawrence, and E.M. Forster produced their work almost a hundred years ago, we still class their work as ‘modernism’. That’s because they made such a radical break with the preceding century, and the fact is that some of their experiments have not been surpassed in the literature produced since.

The Modern MovementChris Baldick’s comprehensive study sketches in the social, linguistic, and aesthetic background of the period, then groups his discussion of examples according to literary forms – short stories, drama, poetry, and the novel. He naturally highlights the major figures – Joyce, Woolf, Lawrence, Eliot – but his other concern is to show the traditional literary culture out of which the modernist experiment emerged at the beginning of the last century.

This involves consideration of writers such as Arnold Bennett, Somerset Maugham, and now almost-forgotten figures such as Dornford Yates, Aldous Huxley, and Elizabeth Bowen who were very successful in their own time.

The Modern Movement ranges broadly, covering psychological novels, war poems, detective stories, ‘light reading’, essays, biography, satire (Waugh, Huxley, Lewis, Isherwood) children’s books, and other literary forms evolving in response to the new anxieties and exhilarations of twentieth-century life. He also introduces chapters which focus on themes such as Childhood, the Great War, and Sexuality.

He’s particularly well informed on what’s often called ‘the writer and the marketplace’ – that is, the financial realities which lie beneath the occupation of authorship. He knows who earned most (Arnold Bennett) he reveals which writers were subsidised by rich patrons (Joyce of course, as well as others who were subsidised by wealthy spouses). I was amazed to learn that D.H. Lawrence not only made a lot of money out of the privately published Lady Chatterley’s Lover but that he went on to make even more by investing it in stocks and shares on Wall Street.

One small feature comes off nicely. Each chapter is preceded by a list of new words which came into currency at the time, and they always seem to emerge earlier than you would guess – blurb, umpteen, back-pack, and tear-jerker for instance.

He even includes an interesting presentation of theories of the novel – which involves consideration of first and third person narration. This ties in the connections between the nineteenth and twentieth centuries, and lays out the groundwork for the central chapters on Joyce, Woolf, Lawrence, and Forster.

Baldick interprets all the major works of these writers – Howards End, Mrs Dalloway, Ulysses, Women in Love – in a way that makes you feel like immediately reading them again. But en route he takes time to look at the lesser-known works of the period, such as Love on the Dole, Elizabeth Bowen’s The Death of the Heart, Dorothy Richardson’s Pilgrimage, and Aldous Huxley’s Chrome Yellow, and novels by Naomi Mitchison, Robert Graves, and Sylvia Townsend Warner.

I remember reading Walter Allen’s The English Novel and Tradition and Dream many years ago, and this is a similar experience. Authors, novels, books, and ideas jump off every page, and anybody with an appetite for literature will feel a terrific urge to follow up on the suggestions he holds out.

There’s a very good collection of further reading at the back of the book. These entries combine biographical notes on the author, together with available editions of their major works, plus secondary studies and criticism.

This is the fifth volume to be published in the Oxford English Literary History series. It can be read continuously as an in-depth study of the period, or used as a rich source of reference.

© Roy Johnson 2004

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Chris Baldick, The Modern Movement, Oxford: Oxford University Press, 2004, pp.477, ISBN: 0198183100


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Filed Under: 20C Literature, Literary Studies Tagged With: Cultural history, Literary studies, Modernism, The Modern Movement

The Obelisk – short stories

March 8, 2010 by Roy Johnson

tales from E.M.Forster’s reserve collection

The Obelisk is a collection of stories taken from The Life to Come (1972), works not published during Forster’s lifetime, which ended in 1970, not long after the famous trials of Lady Chatterley’s Lover and Last Exit to Brooklyn. One reason is that they all deal quite explicitly with homo-erotic topics which would not have been tolerated in print before 1970. The other reason might be that they fall so far below the artistic standards of his other work.

The ObeliskSome are mild satires of middle-class snobbery and hypocrisy set in a slightly indeterminate era which might be Edwardian or Georgian at the beginning of the last century. Others are satires of Biblical and mythical subjects treated in a manner which is supposed to be amusing, but which conjure up an embarrassing attitude poised somewhere midway between lyricism and schoolboy smuttiness. If these stories belonged to Forster’s desk drawer, there might be some good arguments for having left them there.

In the title story a conventional married couple meet two slightly dubious sailors on a day out. The wife enjoys a snatched liaison with one of them, but then is shocked to discover that her husband might have done the same thing with the other.

A missionary converts a local chieftain by succumbing to his sexual advances, then feels guilty for doing so. The two men grow apart and marry, but when the chieftain is about to die there appears to be an emotional reconciliation. What actually happens is a tragedy of Imperialism.

In another story, an old country squire who is dying imagines that he is still desirable to a young man working on his estate as a hired labourer. The story is related in a lyrical, quasi-poetical manner, but it reads as a rather unconvincing piece of homo-erotic wishful thinking on the part of an older man.

Similarly, in the unfortunately titled ‘Arthur Snatchfold’ a sexual encounter between a young workman and a rich industrialist is the occasion for a critique of society’s punitive attitude to gay men, and another improbable piece of ill-sublimated wish-fulfilment about older men being sexually desirable to male youths.

Almost all these stories have in common sexual encounters between an older man from the upper echelons of society and a much younger man from the lower. It very difficult to escape the suspicion that Forster was writing these stories late in life as therapeutic exercises.

‘What does it matter?’ is a silly tale set in a Gilbert and Sullivan Ruritania-like country whose president is caught in flagrante with a handsome young guardsman. Some of the other pieces are not much more than extended jokes, using classical mythology and even religion as a vehicle for nudge-nudge remarks about fig leaved statues and well-endowed young boys.

The best story in the collection – ‘The Other Boat’ – is the only serious attempt to explore both the gay and the Imperial theme. A young British officer becomes entangled in a shipboard dalliance with his Anglo-Indian cabin mate. The forbidden passion ends in murder and suicide, but at least their relationship is explored in some depth

We know that Forster stopped writing fiction after A Passage to India because he could no longer believe in creating credible heterosexual relationships, and of course at the time it was not possible to publish fiction which was explicitly homosexual. But this leaves us with something of a conundrum, because the homosexual relationships Forster did manage to write about (even if he did not publish them) are far less credible than the heterosexual ones which were a product of his creative imagination.

So this collection The Obelisk acts as a salutary tale to those who believe that authors can only write well on subjects known from personal experience. And it also supplies evidence that even distinguished writers sometimes produce work which is well below their normal standards, even when writing on topics which are close to their hearts.

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© Roy Johnson 2010


E.M.Forster The Obelisk, London: Hesperus Press, 2009, pp.169, ISBN: 1843914360


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The Oxford Guide to Plays

November 5, 2011 by Roy Johnson

plots, characters, staging, history, performance

The Oxford Guide to Plays is a great idea! It’s a book that gives accounts of the most important, best known, and most popular plays of world theatre. It’s odd that nobody has thought of this before. The result is a handy reference work which offers a summary of each play’s plot, and a commentary on its historical context and performance history. It also includes details of the setting, genre, authorship, and cast. The plays are arranged in A-Z order for accessibility, and multiple indexes provide details of playwrights and major characters.

The Oxford Guide to PlaysEntries range from Abigail’s Party and Absurd Person Singular, via The Mahabharata and The Master Builder, to Zaire and Zoo Story. Around 80 of the most significant plays – from The Oresteia to Waiting for Godot – are dealt with in more detail.

Genres covered include: burlesque, comedy, farce, historical drama, kabuki, masque, melodrama, morality play, mystery play, No, romantic comedy, tragicomedy, satire, and tragedy. The plot summaries are interesting, because despite being objectively descriptive, they can’t help but be interpretive. So you get a summary of the plot, but also one way of looking at it. Here’s an example:

Homecoming, The

A: Harold Pinter Pf: 1965, London Pb: 1965; rev 1968 G: Drama in 2 acts S: House in north London, early 1960s CC: 5m, 1f

Max, a 70-year-old retired butcher and widower, lives in a house with his fastidious younger brother Sam, a chauffeur, and his two sons, Lenny, a pimp, and Joey, a demolition man and would-be boxer. Max, who enjoys reminiscing about the past, dominates the household, which is characterised by bickering and arguments. That night, Teddy, Max’s eldest son, arrives unexpectedly with his English wife Ruth. Teddy is a professor of philosophy at a university in America, where he lives with Ruth and their three sons. He now wants to introduce the somewhat apprehensive Ruth to his family. Everyone is asleep …

That’s one way of looking at it. But anybody who knows their Pinter will recognise that some of these apparently straightforward details may or may not be true. It’s a question of interpretation.

It’s interesting to note that reading some of these plot summaries gave me a strong desire to see the play performed again – something that is increasingly possible via DVD recordings which are these days made of stage performances.

Anyone with an academic, professional, amateur, or recreational interest in the theatre will find this a useful source of reference – for looking up details of particular plays, perhaps to check on the author, or on when they were first performed.

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© Roy Johnson 2012


Michael Patterson, Oxford Guide to Plays,Oxford: Oxford University Press, 2007, pp.523, ISBN: 0198604181


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The Piazza Tales

August 3, 2011 by Roy Johnson

classic short stories, tales, and novellas

Piazza Tales is a collection of herman Melville’s shorter fiction. He started writing short stories as a desperate commercial venture to provide for his family, following the disastrous reception of Moby Dick on its first publication in 1851. His career as a writer had been in something of a steady decline from the start, and yet as he became less and less successful, he produced the works for which he is now held in the very highest regard – as a great artist who could tap into the fundamentals of the American nineteenth century psyche.

The Piazza TalesHis stories are clouded in ambiguity and steeped in multiple levels of complexity. They have narrators whose intentions are not clear.They are often stories with very little narrative in the normal sense of that term. ‘A Paradise of Bachelors’ is little more than an account of a lavish dinner party in London’s Inns of court related in mock-heroic terms. Its companion piece ‘The Tartarus of Maids’ is the report of a visit to a paper mill.

The narrator of ‘Cock-A-Doodle-Doo!’ is shaken out of a misanthropic mood by the cheerful crowing of a neighbour’s cockerel. But when he eventually decides to buy the bird for its life-affirming powers, its owner dies – and so does the bird.

‘Bartelby the Scrivener’, one of his most famous stories, is startling in its simplicity. An elderly Wall Street solicitor employs a younger man as a clerk to copy legal documents. Bartelby works in complete isolation, and lives on nothing but ginger biscuits, sleeping in the office. But then he stops working, meeting every request to do so with the mantra “I prefer not to”. The solicitor is driven to good-natured despair, and finally has to move office in order to be rid of him. Bartelby is eventually placed in prison where he starves himself – and dies.

Melville’s prose is so allusive, so embedded with metaphors and symbols that it often seems that whilst writing about one thing he is actually talking about another. In ‘I and My Chimney’ for instance a man has a house with an enormous chimney. He takes laboured and curmudgeonly pride in the way it dominates the architecture of the entire building. But his wife, who restlessly devises new schemes for ‘improvement’, wants it pulled down. A struggle takes place between them, which he wins by stubbornly refusing to change his views.

It’s impossible to escape the interpretation that the chimney (and the house itself) represents the narrator’s (and the author’s) psyche, over which he wishes to assert his autonomy. And you don’t need a brass plaque on your front door to realise that it is also a commanding phallic symbol.

This collection includes two of Melville’s most accessible masterpieces. Benito Cereno is his re-telling of a historical incident involving a revolt on board a Spanish slave ship. The tale (a novella) is a study in sustained irony of the most chilling kind. Melville tells the story backwards by describing events as perceived by one ship’s captain when he goes to help the other. Everything he sees is menacing and inexplicable. Only when a disaster is narrowly averted is the reason for and the true horror of these mysterious conditions revealed.

The second novella is Billy Budd another apparently simple story with a naval setting. Billy Budd is a popular young sailor who is impressed into service on a British warship. His good looks and his naivety become the focus of malevolent attention from the ship’s master-at-arms, who falsely reports him to the captain for plotting a mutiny.

When confronted with this accusation, Billy becomes tongue-tied and strikes the master-at-arms with a blow that kills him. The captain is very sympathetic to Billy, but feels compelled to uphold the absolute code of military discipline. Billy is condemned to death and hanged the next morning.

This is a tale that has been interpreted in many ways – the most popular of which is Billy as Adam, fallen from paradise and grace into a cruel world. Claggart, the master-at-arms is seen as the devil or serpent – the embodiment of evil. And the ship’s captain, Vere, as a God-like figure, torn between paternal love and the need to exert justice.

Three of these stories have become landmarks of nineteenth century American literature. All of them are worth reading – and there is an added bonus, Melville has an amazingly rich prose style which combines a rich vocabulary, a slightly archaic form of syntax, and an amazingly flexible narrative voice in which he thinks out loud, talks to his characters, asks himself questions, and speculates freely about the very stories he is telling.

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© Roy Johnson 2010


Herman Melville, Billy Budd, Sailor and Selected Tales, Oxford: Oxford University Press, 2009, pp.410, ISBN: 0199538913


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The Renaissance Computer

July 16, 2009 by Roy Johnson

information architecture in early print technology

The Renaissance Computer is a collection of essays which seek to explore the similarities, connections, and lessons to be drawn from a comparison of the advent of digital technology with the age of print in the immediate post-Gutenberg period. In the 15th century the printing press was the ‘new technology’. The first ever information revolution began with the advent of the printed book, enabling Renaissance scholars to formulate new ways of organizing and disseminating knowledge.

The Renaissance ComputerThe basic argument is that the proliferation of printed texts was as revolutionary and presented similar problems of information architecture, storage, and retrieval as we feel we have now in our digital age. The earliest attempts at memory and storage systems were remarkably similar to the Windows operating system, though the fact that they were made physically manifest made them cumbersome and non-portable. Nevertheless, it would have been wonderful to visit Giulio Camillo’s memory theatre, where a visitor occupied the stage, and all the knowledge of mankind was stored on the tiered rows of what would normally be seats.

Editor Jonathan Sawday looks at precursors of the modern computer in the work of Milton, Hobbes, Pascal, Liebnitz, and Descartes. There’s a chapter on the role of illustrations in early modern books, another looks at the role of the index, title page, marginalia, and contents page as early examples of hypertext and navigation.

The authors also point to the amazing persistence of some outmoded technological forms:

Recent work on the circulation of manuscript collections of poetry in the seventeenth century…has demonstrated that this form of publication survived for two centuries after the invention of the printing press. The modern researcher who, seated in the rare book rooms of the Huntington Library or the British Library, laboriously copies out passages from an early printed book is participating in an ancient tradition.

There is a very interesting (and more readable) chapter on Thomas Heywood’s Gunaikeion (1624), an encyclopedia on women. The link with computers is no more than the suggestion that it’s a cut and paste composition, but the content sounds so interesting it made me feel I wanted to read a copy.

These chapters are scholarly academic conference papers – and the have both their strengths and weaknesses. Wide ranging and well informed, but often looking for connections where none exist or finding them to little purpose.

The idea of a Renaissance computer is only a catchy idea. These studies are of how information was organised in text form, how it was understood and retrieved, and how the Renaissance book tackled issues of information architecture which many people now think of as something new.

© Roy Johnson 2002

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Neil Rhodes and Jonathan Sawday (eds), The Renaissance Computer: knowledge technology in the first age of print, London: Routledge, 2000, pp.212, ISBN: 0415220645


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The Short Story – essential works

September 21, 2009 by Roy Johnson

tutorial and guide to important texts

The short story is as old as the earliest tale-telling. Many longer narratives such as epics and myths (such as the Bible) contain short episodes which can be extracted as stories. But as a distinct literary genre, the short story came into its own during the early nineteenth century. Many writers have created successful short stories – but those which follow are the prose artists who have had most influence on its development in terms of form. We will be adding more guidance notes and examples as time goes on.


Tales of Mystery & Imagination Edgar Allen Poe is famous for his Tales of Mystery and Imagination. These are tight, beautifully crafted exercises in plot, suspense, psychological drama, and sheer horror. He also invented the detective story. This is the birth of the modern short story. Poe was writing for magazines and journals. He has a spectacularly florid style, and his settings of dungeons and crumbling houses come straight out of the Gothic tradition. He’s most famous for stories such as ‘The Pit and the Pendulum’, ‘The Black Cat’, and ‘The Fall of the House of Usher’ which vividly dramatise extreme states of psychological terror, anxiety, and what we would now call existential threat. He also theorised about the story, claiming that every part should be contributing to the whole, and the story should be short enough to read at one sitting. This edition is good because it includes the best of the stories, plus some essays and reviews. An ideal starting point.
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How short is short?

There is no fixed length for a short story. Readers generally expect a character, an event of some kind, and a sense of resolution. But Virginia Woolf got most of this in to one page in her experimental short story Monday or Tuesday. There are also ‘abrupt fictions’ of a paragraph or two – but these tend to be not much more than anecdotes.

There’s an often recounted anecdote regarding a competition for the shortest possible short story. It was won by Ernest Hemingway with an entry of one sentence in six words: “For sale: baby shoes, never worn.”

There are also quite long stories – such as those written by Henry James. If the narrative sticks to one character and one issue or episode, they remain stories. If they stray into greater degrees of complexity and develop expanded themes and dense structure – then they often become novellas. Examples of these include Herman Melville’s Billy Budd, Joseph Conrad’s Heart of Darkness and Thomas Mann’s Death in Venice.


Hawthorne stories Nathaniel Hawthorne produced stories that are beautifully crafted studies in symbolism, moral ambiguity, and metaphors of the American psyche. His tales are full of characters oppressed by consciousness of sin, guilt, and retribution. They explore the traditions and the consequences of the Puritanism Europe exported to America. Young Goodman Brown and Other Stories in the Oxford University Press edition presents twenty of Hawthorne’s best tales. It’s the first in paperback to offer his most important short works with full annotation in one volume.
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A Day in the Country Guy de Maupassant brought the subject matter of the story down to an everyday level which shocked readers at the time – and can still do so now. He also began to downgrade the element of plot and suspense in favour of character revelation. He was a relative of Flaubert, a novelist manqué, and bon viveur who died at forty-three of syphilis in a madhouse. Nevertheless he left behind him an oeuvre of more than 300 stories. His tone is objective, detached, and often deeply ironic; and he is celebrated for the exactness and accuracy of his observations, and the balance and precision of his style. Although most of his stories appear at first to be nothing more than brief and rather transparent anecdotes, the best succeed in giving impressionistic but truthful insights into the hidden lives of people caught amidst the trials of everyday existence.
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Short Story Charles E. May, The Short Story: the reality of artifice, London: Routledge, 2002, pp.160, ISBN 041593883X. This is a study of the development of the short story as a literary genre – from its origins to the present day. It takes in most of the major figures – Poe, Hawthorn, James, Conrad, Hemingway, Borges, and Cheever. There’s also a very useful chronology, giving dates of significant publications, full notes and references. and annotated suggestions for further reading. Despite the obvious US weighting here, for anyone who needs an overview of the short story and an insight into how stories are analysed as part of undergraduate studies, this is an excellent place to start.
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Katherine Mansfield short storiesKatherine Mansfield is one of the few major writers who worked entirely within the short story form. Her finest work is available in just one volume. She followed Chekhov in paring down the dramatic element of the short story to a minimum, whilst raising its level of subtlety and psychological insight to new heights. Every smallest detail within her stories is carefully chosen to complete a pattern which the whole tale symbolises. She was also an early feminist in presenting many of her stories from a convincingly radical point of view. In this she was rather like her friend and contemporary, Virginia Woolf with whom she discussed the new literary techniques they were both developing at the same time. Unfortunately, Katherine Mansfield died at only thirty-five when she was at the height of her powers.
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James Joyce - Dubliners - book jacket James Joyce published Dubliners in 1916 and established himself immediately as a great writer. This has been an enormously influential collection which helped to establish the form of the modern short story. These are studies of Dublin life and characters written in a stark, pared-down style. Most of the characters and scenes are mean and petty – sometimes even tragic. Joyce had difficulty finding a publisher for this his first book, and it did not appear until many years after it had been written. It was severely attacked because the names of actual persons and places in Dublin are mentioned in it. Several of the characters introduced in Dubliners eventually reappear in his great novel Ulysses. In terms of literary technique, Joyce is best known for his use of the ‘epiphany’ – the revealing moment or experience used as a focal point for the purpose of the story.
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The Whiplash Ending

It used to be thought that the ‘point’ of a short story was best held back until the last paragraph. The idea was that the reader was being entertained – and then suddenly surprised by a revelation or an unexpected reversal or twist. O. Henry popularised this device in the US. However, most serious modern writers after Chekhov came to think that this was rather a cheap strategy. They proposed instead the relatively eventless story which presents a situation that unfolds itself to the reader for contemplation.


Virginia Woolf stories Virginia Woolf took the short story as it had come to be developed post-Chekhov, and with it she blended the prose poem, poetic meditations, and the plotless event. Her finest achievements in this form – Kew Gardens, Sunday or Monday, and The Lady in the Looking-glass‘ – create new linguistic worlds without the prop of a story line. These offer a poetic evocation of life and meditations on time, memory, and death. This edition contains all the classic short stories such as The Mark on the Wall, A Haunted House, and The String Quartet – but also the shorter fragments and experimental pieces such as Mrs Dalloway in Bond Street. These ‘sketches’ (as she called them) were used to practice the techniques she used in her longer fictions. Nearly fifty pieces written over the course of Woolf’s writing career are arranged chronologically to offer insights into her development as a writer. This is well presented and edited in a scholarly manner by Susan Dick.
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Metamorphosis Franz Kafka created stories and ‘fragments’ (as he called them) which are a strange, often nightmarish mixture of tale and philosophic meditation. Start with Metamorphosis – the account of a young salesman who wakes up to find he has been transformed into a giant insect. This particular collection also includes Kafka’s first publication – a slim volume of what he called ‘Meditations’ – as well as the forty-page ‘Letter to his Father’. It also contains the story in which he predicted the horrors of the concentration camps – ‘In the Penal Colony’. Kafka is famous for having anticipated in his work many of the modern states of psychological angst, alienation, and existential terror which became commonplace later in the century.
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Epiphanies and Moments

James Joyce’s contribution to the short story was a device he called the ‘epiphany’. Following Guy de Maupassant and Chekhov, he wrote the series of stories Dubliners which were pared down in terms of literary style and focussed their effect on a revelation. A sudden remark, a symbol, or moment epitomises and clarifies the meaning of a complex experience. This usually comes at the end of the story – either for the character in the story or for the reader. Katherine Mansfield and Virginia Woolf followed a similar route of playing down action and events in favour of dramatising insights into character and states of mind. Woolf called these ‘moments of being’.


Jorge Luis Borges - The Total Library Jorge Luis Borges like Katherine Mansfield, only wrote short stories. He was an Argentinian, much influenced by English Literature. His tales manage to combine literary playfulness and a rich style with strange explorations of mind-bending ideas. He is credited as one of the fathers of magical realism, which is one feature of Latin-American literature which has spread worldwide since the 1960s. His stories often start in a concrete, realistic world then gradually slide into strange dreamlike states and end up leaving you to wonder where on earth you are, and how you got there. Funes, the Memorious explores the idea of a man who cannot forget anything; The Garden of Forking Paths is a marvellous double-take on the detective story; and Tlon, Uqbar, Orbis Tertius is a pseudo-essay concerning encyclopedia entries of an imaginary world – which begin to invade and multiply within our own. He also wrote some rather amusing literary spoofs, which are collected in this edition.
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Ernest Hemingway trained as a newspaper reporter and began writing short stories in the post-Chekhov period, consciously influenced by his admiration for the Russian novelist Turgenev. He is celebrated for his terseness and understatement – a sort of literary tough-guy style which was much imitated at one time His persistent themes are physical and moral courage, stoicism, and what he called ‘grace under pressure’. Because his stories are so pared to the bone, free of all superfluous decoration, and so reliant on the closely observed detail, they fit well within the modernist style. He once won a bet that he could write a short story in six words. The result was – ‘For sale: baby shoes. Never worn.’ His reputation as a novelist has plummeted recently, but his stories are still worth reading.
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John Cheever is a story writer in the smooth and sophisticated New Yorker school. His writing is urbane, thoughtful, and his social details well observed. What he writes about are the small moments of enlightenment which lie waiting in everyday life, as well as the smouldering vices which lurk beneath the polite surface of suburban America. This is no doubt a reflection of Cheever’s own experience. For many years as a successful writer and family man he was also an alcoholic and led a secret double life as a homosexual. His main themes include the duality of human nature: sometimes dramatized as the disparity between a character’s decorous social persona and inner corruption. His is a literary approach which has given rise to many imitators, perhaps the best known of whom is Anne Tyler. He’s sometimes called ‘the Checkhov of the suburbs’.

Nadine GordimerNadine Gordimer is one of the few modern writers who have developed the short story as a literary genre beyond what Virginia Woolf pushed it to in the early modernist phase. She starts off in modern post-Chekhovian mode presenting situations which have little drama but which invite the reader to contemplate states of being or moods which illustrate the ideologies of South Africa. Technically, she experiments heavily with point of view, narrative perspective, unexplained incidents, switches between internal monologue and third person narrative and a heavy use of ‘as if’ prose where narrator-author boundaries become very blurred. Some of her stories became more lyrical, more compacted and symbolic, abandoning any semblance of conventional story or plot in favour of a poetic meditation on a theme. All of this can make enormous demands upon the reader. Sometimes, on first reading, it’s even hard to know what is going on. But gradually a densely concentrated image or an idea will emerge – the equivalent of a Joycean ‘epiphany’ – and everything falls into place. Her own collection of Selected Stories are UK National Curriculum recommended reading.
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© Roy Johnson 2004


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Filed Under: 19C Literature, 20C Literature, Literary studies, Short Stories, The Short Story Tagged With: Edgar Allen Poe, English literature, Ernest Hemingway, Franz Kafka, Guy de Maupassant, James Joyce, John Cheever, Jorge Luis Borges, Katherine Mansfield, Literary studies, Nadine Gordimer, Nathaniel Hawthorne, The Short Story, Virginia Woolf

The Short Story an Introduction

August 11, 2009 by Roy Johnson

wide-ranging survey of story types and subjects

The structure of this introductory study of the short story as a literary genre is twenty short chapters, each one dealing with a different theme – character, orality, modernism, minimalism, urbanity, and so on. And each theme is explored with reference to three or four short stories considered in some depth. The advantage of this approach is that Paul March-Russell covers many neglected aspects of the short story: why it has declined commercially; how its reputation is propped up by university creative writing courses; and what has been the role of the little magazine in keeping it alive.

The Short Story an introductionThe disadvantage is that sometimes it seems as if everything is being skimmed over in a rather superficial manner. The other strength which is also a weakness is the sheer range of his examples – which is obviously the result of very wide reading.

He cover a huge variety of writers from America and Europe across the nineteenth and twentieth centuries and beyond. The names stream off the page at a bewildering rate. I suspect that this will inspire many young would-be writers to read more widely – which is the good part. But I sometimes wished he would dwell longer and explore fewer writers in more depth.

He also has the odd habit of mixing historical periods and writers without any restraint. Even his conglomerations of examples – J.P.Hebel, Rudyard Kipling, and Edgar Alan Poe – are bizarrely listed out of chronological order.

He considers all the possible variants of the short story – the parable, fable, folk tale, creation myth, and what he calls the ‘art tale’ – the conscious literary contrivance which he claims bridges the gap between the folk tale and the modern short story.

He also deals with the riddle as a sub-genre of the short story – one thing described as if it were something else, as if two non-identical things were the same. But I think he’s mistaken to include the novella as if it merely a long story.

As one chapter follows relentlessly after another – post modernism, minimalism, post colonialism – it becomes apparent that he is cataloguing his reading experience by its subject matter or the literary fashion to which authors have been ascribed. This impression is reinforced by the fact that there is no summarising chapter. He does not draw any general conclusions or produce any synthesis of his arguments.

In later parts of the book his themes – the city, the individual character – are examined with reference to novels and novellas, as well as stories, in a way which seems to confirm that he is more concerned with making use of his undoubtedly wide reading experience, rather than concentrating on the subject in hand – the short story.

This is a book with almost too much substance for its own good – too many illustrative examples – and too little concise argument. [I suspect it’s a re-vamped PhD thesis.] But if it leads readers on to further explorations of the neglected short story as a literary genre, that would be no bad thing.

One of his best chapters challenges the orthodoxy of Edgar Alan Poe’s theory of the short story (that it should be tightly focussed on unity of effect) and he even offers a defense of the much criticised O. Henry. There’s also an interesting chapter on the state of the short story in the UK today- which might well give aspirant writers pause for thought.

The good thing about these disparate reflections is that they do throw up many interesting topics which literary studies students can take further. As an introductory study, it fulfills that function well.

© Roy Johnson 2009

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Paul March-Russell, The Short Story: An Introduction, Edinburgh: Edinburgh University Press, 2009, pp.291, ISBN: 074862774X


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The Short Story: the reality of artifice

July 6, 2009 by Roy Johnson

the history and development of the short story genre

In this classic study of the short story, Charles May traces its development as a genre from its origins as a Renaissance conte to its maturity in the twentieth century. Of course single episodes extracted from texts as old as the Bible and the Koran might have features in common with the short story, but May identifies Boccaccio and Chaucer in the fourteenth century as the first writers of shorter fiction to move out of the mythic and supernatural towards the realistic mode. He places these at the beginning of a first chapter which provides an overview, from the fourteenth century to the present day.

The Short Story: the reality of artificeThis sets out the ground for what follows. The short story as a literary form in its own right really begins in the nineteenth century. I was surprised at the omission of E.T.A.Hoffmann, but he settles quickly into his stride with Gogol, Washington Irving, Nathaniel Hawthorne, and of course Edgar Allan Poe, who both wrote stories and theorised about the form too.

He offers interesting reasons to support his claim that the short story took off most emphatically in the US (no copyright agreements at the time) but most of his attention is focussed on to a close examination of seminal examples – Nathaniel Hawthorne’s’Young Goodman Brown’, Edgar Allan Poe’s ‘The Fall of the House of Usher’, and Herman Melville’s “Bartelby the Scrivener’ – all of which, as he rightly points out, combine elements of the allegory and an almost supernatural element, along with a realistic surface.

By combining the code-bound conventions of allegory and romance with the contextually based realistic conventions of the novel, Hawthorne creates a story that has both the unity of allegory, held together by a powerful idea and an overall intentional pattern, and the hallucinatory effect of dream reality, made realistic by psychological plausibility and the specificity of concrete detail – all elements of short fiction that have persisted to the present day.

Having established these ground rules, he moves quickly through the rest of the nineteenth century figures who developed the form – Ambrose Bierce, O.Henry, Henry James, and Joseph Conrad – with a very persuasive reading of ‘The Secret Sharer’.

It was Anton Checkhov who is credited with posing the modern alternative to the whiplash ending or the surprise denouement which had been the norm until the end of the nineteenth century (including Guy de Maupassant, who is not mentioned). Checkhov introduced mood, tone, understatement, and careful selection of impressionistic detail as a substitutes for plot and dramatic incident.

James Joyce and Sherwood Anderson seem oddly to bring the century to an end rather than to start a new one – but May’s reading of ‘The Dead’ is exemplary.

Moving into the twentieth century proper, he sees Hemingway as a natural descendant of Checkhov – a creator of dialogue which implies much more than it says on the surface, a master of understatement.

His other central figures of mid-century are writers who I sense are not much read these days – Katherine Anne Porter, William Faulkner, John Cheever, Bernard Malamud, and Eudora Welty. Time will tell if their influence was important or not.

The principal omissions so far as the development of the modern short story is concerned are Virginia Woolf and Nadine Gordimer – but that’s just my opinion.

May comes up to date with a round-up of influential short story writers of the last quarter of a century – Jorge Luis Borges, John Cheever, He makes a particularly large claim for the importance of Raymond Carver.

He ends with a chapter which traces the development of criticism of the short story from Poe to the present. This will be of particular interest to the audience at whom this study is aimed – teachers and students at undergraduate level.

There’s a very useful chronology, giving dates of significant publications, full notes and references. and annotated suggestions for further reading. Despite the obvious US weighting here, for anyone who needs an overview of the short story and an insight into its development as a literary form, this is an excellent place to start.

© Roy Johnson 2002

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Charles E. May, The Short Story: the reality of artifice, London: Routledge, 2002, pp.160, ISBN: 041593883X


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Filed Under: The Short Story Tagged With: Literary studies, Literary theory, Short stories, The Short Story

The Turn of the Screw & Other Stories

June 29, 2009 by Roy Johnson

essays on the theory and practice of information design

Towards the late period of his long and astonishingly productive life, Henry James wrote a number of mystery or ghost stories. In these he combined his skills at controlling narrative and point of view with his penchant for puzzling and ambiguous situations. This collection contains some of the most famous tales – ‘Sir Edmund Orme’, ‘Owen Wingrave’, ‘The Friends of the Friends’, and his best-known shorter work, the terrifying story of (apparent) demonic possession, ‘The Turn of the Screw’.

The Turn of the Screw and other stories They all deal with ghosts (or the supernatural) in a non-conventional manner, in that they hold a narrative interest whether you find the ghosts believable or not. And none of them rely on any conventional notions of spookiness or ghastly apparitions for their credibility. As Leon Edel, James’s biographer observed, “A ghost was most ghostlike, James held, when it walked in broad daylight, shorn of all Gothic trappings. It was too obvious to have clanking chains, bloodstains, secret stairways and dead of night for one’s phantoms.”

But what these tales do have in common with many other ghost stories is a connection between the supernatural and death. There’s also a more-than-coincidental link to romantic liaisons between the characters. In Sir Edmund Orme for instance (without giving away too much of the story) a middle-aged lady has been haunted by apparitions of a man who took his own life many years before when she ‘wronged’ him. She wishes to protect her daughter from his influence, and does so with the aid of a narrator who falls in love with the daughter. But in the end there is a reversal of expectations and a dramatic price to pay.

Similarly in Owen Wingrave (which Benjamin Britten used as the basis for his opera) the eponymous hero is oppressed by family traditions of military service he is expected to uphold. He resists them on grounds of humane pacifism, and when challenged by a young woman with whom there is a romantic potential, he defies everyone by sleeping in a bedroom haunted by an ancestor. Once again the outcome is disastrous.

James rings quasi-humorous changes on this theme in The Friends of the Friends where he introduces the conceit of two characters who have both seen the ghost of a parent at precisely the moment they have died in a completely different location. When the narrator (a mutual friend and unusually for James, a woman) becomes engaged to the male character she is determined to introduce him to her friend who has had the same experience. But the female character dies first. Her ‘influence’ however, lives on to have a dramatic effect on the proposed marriage.

But of course the most famous story of all is The Turn of the Screw (another Britten opera) which has attracted widespread comment and a number of different interpretations. A governess has the job of looking after two loveable and innocent young children. She is hampered in her endeavours by the repeated appearances of a former gamekeeper and Miss Jessell (her predecessor) who are both supposed to be dead. It seems that these ghosts are seeking to exercise a malign influence over the children, and the governess is driven to desperate measures to protect them. Each step she takes winds the dramatic tension ever higher, right up to the last page and its horrible finale.

This tale was described at the time of its first publication as ‘the most hopelessly evil story that we have ever read in any literature, ancient or modern.’ (the Independent 1899) and it has remained a tantalising puzzle ever since. Like the other stories in this collection it is delivered to us in a very oblique manner, and recounted by a narrator who may or may not be telling the complete truth. Readers are presented with a literary experience not unlike a hall of mirrors, in which nothing is quite what it seems. This is what makes the stories worth reading over and over again.

This is a particularly good edition, since it includes an editor’s introductory essay and explanatory notes to the text, a brief history of its publication, and James’s own introductions in which he explains the origins of the stories and how he decided to treat them – all without giving away their specific outcomes, just as I have tried to do above.

© Roy Johnson 2000

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Henry James, The Turn of the Screw and Other Stories, Oxford: Oxford University Press, 1992, pp.266, ISBN 0192834045


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Filed Under: Henry James, Short Stories, The Short Story Tagged With: English literature, Henry James, Literary studies, The Novella, The Short Story, The Turn of the Screw

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